Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Bob Kneisley, President, Indicator Advisory Corporation
Public Comment Brian Maguire, Enterprise Systems Engineer, Portland, Oregon
Public Comment Jim Carson, Trader, Bossier City, Louisiana
Public Comment Mark D. Walp, Chestertown, New York
Public Comment Robert Jenkins
Public Comment Anonymous
Public Comment Dennis F. Bernhard, Tenth Power Group
Public Comment Horace Bullard, Bronx, NY, New York
Meeting with SEC Officials Memorandum from the The Division of Trading and Markets regarding a Meeting with Representatives of the New England Complex Systems Institute
Public Comment Paul Burton, Consultant, ex Registered Representative and OSJ Principle, Seattle, Washington
Public Comment Robert Long
Public Comment William J. Orlowski, M.S., Waukesha, Wisconsin
Public Comment Anonymous
Public Comment Anonymous
Public Comment Bob Remick, Mesick, Michigan
Public Comment Brian F. Egolf Sr., Mining, Creede, Colorado
Public Comment David L. Spurr, Wilmington, Massachusetts
Public Comment David M. Strauss, Beaufort, South Carolina
Public Comment Gary E. Miller, Certified Financial Planner, Laguna Niguel, California
Public Comment Gregory P. Maynes, Pittsburgh, Pennsylvania
Public Comment Hal Sears, Private Investor, Lawrence, Kansas
Public Comment Henry C. Morris, Retired former Broker Kidder Peabody Co., Chappaqua, New York
Public Comment Henry T. Donaldson, Principal - Portfolio Managment Consultants, Falmouth, Maine
Public Comment J. Gordon
Public Comment Jason A. Roamer, Hillsborough, New Jersey
Public Comment Jason Henderson, West Des Moines, Iowa
Public Comment Jim Shaughnessy, Dundee, Florida
Public Comment Jimmy Hwang
Public Comment Joe T. Presswood, CAI, NAA, Certified Auctioneer Insitute, National Auctioneers Association, Houston, Texas
Public Comment Leonard Kaisalahti

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments