Comments on Proposed Rule: Amendments to Regulation D, Form D and Rule 156 under the Securities Act

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 49
B: 160
C: 48
D: 109
E: 47

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Date Received
Date Letter Type Commenter Name
Public Comment Daniel Weise, Ph.D., Kirkland, Washington
Public Comment Audrey Jacobs, California
Public Comment Jan L. Davis, Davis Growth Partners, Cary, North Carolina
Public Comment Tommy White, Member, New Dominion Angels, Alexandria, Virginia
Public Comment David Lambert, Managing Director, Right Side Capital Management, San Francisco, California
Public Comment Thomas Keller, Newbury Park, California
Public Comment Sheila Spangler, Vice President, Director of Business Resource Center, Boise, Idaho
Public Comment Shelley Gould, Entrepreneur/Angel Investor, Palo Alto, California
Public Comment Michael Vavricek
Public Comment John B Selep, Board Director, Sacramento Angels, Folsom, California
Public Comment Laura Danforth, Angel Investor, Locust Valley, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a May 15, 2014, call with a representative of the Heritage Foundation
Public Comment Michael G. Roseman, Lehigh Valley, Pennsylvania
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a May 7, 2014, meeting with representatives of The Heritage Foundation
Public Comment Steve Israel, Member of Congress, et al.
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 7, 2014, meeting with representatives of The Heritage Foundation
Public Comment Marianne Hudson, David Verrill, Mike Eckert and Jean Peters, Angel Capital Association
Public Comment George P. McCartin, Esq., Astoria, Oregon
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 29, 2014, meeting with representatives of the Association for Corporate Growth (ACG)
Public Comment Leonard A. Grover, Founder/CEO, FinToolbox/Screener.co, Boston, Massachusetts
Public Comment Joseph Beninato, Investor, Los Altos, California
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a January 26, 2014, meeting with representatives of the Corporate Directors Forum
Public Comment Joseph McLaughlin, Sidley Austin LLP
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a December 16, 2013, meeting with representatives of the Managed Funds Association (MFA)
Public Comment Catherine T. Dixon, American Bar Association Section of Business Law Federal Regulation of Securities Committee, Washington, District of Columbia
Public Comment Senator Carl Levin, United States Senate
Public Comment Senator Martin Heinrich, et al., United States Senate
Public Comment New England Angel Groups
Public Comment William Francis Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts
Public Comment William M. Beatty, Securities Administrator, Washington Department of Financial Institutions

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-13
Release Number
33-9416
34-69960
IC-30595
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