Comments on Proposed Rule: Amendments to Regulation D, Form D and Rule 156 under the Securities Act

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 49
B: 160
C: 48
D: 109
E: 47

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Date Received
Date Letter Type Commenter Name
Public Comment Norberto Ballesteros, C.T. Bauer College of Business, University of Houston
Public Comment Roger Svensson
Public Comment Nathalie Vaiser
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 20, 2015, meeting with representatives of the American Bar Association Business (ABA) Law Section Subcommittee on Investment Companies and Investment Advisers
Public Comment Blake Porter
Public Comment Blake Porter
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a July 24, 2105 meeting with representatives of the Managed Funds Association
Public Comment David Benway, CEO, Verinvest Corporation, Wayne, Pennsylvania
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 2, 2105 telephone call with a representative of McGuireWoods LLP
Public Comment Utopian Shift LLC
Public Comment Caleb
Meeting with SEC Officials Memorandum from the Office of Small Business Policy regarding a January 28, 2015, meeting with representatives of the Angel Capital Association
Public Comment Dan Myers
Public Comment Marilyn Mohrman-Gillis, Esq., Managing Director of Public Policy and Communciations, Washington, District of Columbia
Public Comment David N. Feldman, Esq., Richardson & Patel, New York, New York
Public Comment Aaron Gillingham, Tigard, Oregon
Public Comment Anthony J. Zeoli, Ginsberg Jacobs LLC, Chicago, Illinois
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 24, 2014, meeting with representatives of Engine and Franklin Square Group LLC
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 28, 2014, meeting with representatives of Schulte Roth & Zabel LLP
Public Comment Marianne Hudson, David Verrill, Christopher Mirabile, Mike Eckert, Jean Peters, and Linda Smith, Angel Capital Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 22, 2014, telephone call with representatives of the Managed Funds Association
Public Comment Lawrence Fassler, Esquire, Attorney, Los Angeles, California
Public Comment Merle Tessier, Ph.D., New York, New York
Public Comment Sen. Angus S. King, Jr., U.S. Senate
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding an October 7, 2014, meeting with representatives of the North American Securities Administrators Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-13
Release Number
33-9416
34-69960
IC-30595
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