Comments on Proposed rule: Transaction Fee Pilot for NMS Stocks

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Date Received
Date Letter Type Commenter Name
Public Comment Janet McGinness, Corporate Secretary, Mastercard, Inc.
Public Comment John M. Freeman, Chief Legal Officer and Corporate Secretary, McDermott
Public Comment Mark Elliott, Chief Financial Officer, Level Brands, Inc.
Public Comment Neal V. Fenwick, Executive Vice President and Chief Financial Offic, ACCO Brands, Inc.
Public Comment Thomas R. Kubera, Chief Accounting Officer and Interim Chief Financial Officer, SIFCO Industries, Inc.
Public Comment Anonymous
Public Comment Keith Neumeyer, President & CEO, First Majestic Silver Corp.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 19, 2018, meeting with representatives of Investment Company Institute and Asset Management Representatives
Public Comment Larry Harris, Fred V. Keenan Chair in Finance, USC Marshall School of Business
Public Comment William P. Neuberger and Andrew F. Silverman, Managing Directors, Global Co-Heads of Morgan Stanley Electronic Trading, Morgan Stanley & Co. LLC
Public Comment Jon R. Moeller, Vice Chairman & Chief Financial Officer, The Procter & Gamble Company
Public Comment Jonathan A. Clark, Chief Executive Officer, and James C. Dolan, Chief Compliance Officer, Luminex Trading and Analytics LLC
Public Comment Mehmet S. Kinak, Vice President, Global Head of Systematic Trading & Market Structure, and Jonathan Siegel, Vice President, Senior Legal Counsel (Legislative & Regulatory Affairs); T. Rowe Price
Public Comment J.W. Verret, Associate Professor, George Mason University Antonin Scalia Law School
Public Comment James D. Rollins, Chairman and Chief Executive Officer, BancorpSouth Bank
Public Comment Danny Mulson
Public Comment Rajesh Sharma, Corporate Secretary, Apache Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 5, 2018, meeting with representatives of Rosenblatt Securities and Asset Management Representatives
Public Comment Victor Lin, Credit Suisse
Public Comment Kimberly Unger, CEO & Executive Director, Security Traders Association of New York
Public Comment Alan Harris
Public Comment Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment Mike Rask, Chairman of the Board, and James Toes, President & CEO; Security Traders Association (STA)
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Public Comment Matt D. Lyons, Global Equity Trading Manager, and Peter D. Stutsman, U.S. Regional Equity Trading Manager; The Capital Group Companies
Public Comment Chester S. Spatt, Chaired Professor of Finance, Carnegie Mellon University, and Visiting Chaired Professor of Finance, MIT
Public Comment Cynthia Jo Bessette, General Counsel, Executive Vice President, OFI Global Asset Management, Inc., et al.
Public Comment Dennis Simmons, Executive Director, Committee on Investment of Employee Benefit Assets
Public Comment Edward S. Knight, Executive Vice President and Global Chief Legal Policy Officer, Nasdaq, Inc.
Public Comment Edward T. Tilly, Chairman and CEO, Cboe Global Markets Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-18
Release Number
34-82873
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