Swap Data Repositories: Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Public Comment Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding an October 8, 2010 meeting with representatives from The Depository Trust & Clearing Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a September 30, 2010 meeting with representatives of The Depository Trust & Clearing Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors
Public Comment James Toffey, CEO, Benchmark Solutions Inc., New York, New York
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with J.P. Morgan
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Bank of America
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Oracle
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Depository Trust & Clearing Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Financial Industry Regulatory Authority
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of MarkitSERV
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Reval
Meeting with SEC Officials Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans
Public Comment David Geen, General Counsel, International Swaps and Derivatives Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of Bloomberg LP
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 17, 2010 afternoon meeting with representatives of TriOptima
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.
Meeting with SEC Officials Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation

Last Reviewed or Updated: Dec. 18, 2025