Loan or Borrowing of Securities/Securities Lending Activities: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
Feb. 16, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 15, 2011, teleconference with representatives from the MFA
Feb. 14, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 10, 2011, meeting with representatives from Sun Guard
Feb. 14, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a February 4, 2011, meeting with representatives from Data Explorers
Jan. 27, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a January 27, 2011, Teleconference with Representatives of the National Association of Insurance Commissioners
Jan. 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Financial Industry Regulatory Authority
Sept. 3, 2010	Public Comment	Albert J Sesona, St. Augustine, Florida
Sept. 3, 2010	Public Comment	Anonymous
Aug. 2, 2010	Public Comment	Robin McLeish, Virginia Beach, Virginia
July 6, 2010	Public Comment	Judith Polzer, Managing Director, J.P. Morgan

Last Reviewed or Updated: Dec. 18, 2025