Exemptions for Certain Advisers: Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
Sept. 17, 2010	Meeting with SEC Officials	Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC
Sept. 14, 2010	Public Comment	Katten Muchin Rosenman LLP
Sept. 13, 2010	Meeting with SEC Officials	Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Mayer Brown LLP
Sept. 9, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sept. 9, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Aug. 30, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 30, 2010, telephone call with representatives of the National Venture Capital Association.
Aug. 21, 2010	Public Comment	P. James, New York, New York
Aug. 18, 2010	Public Comment	Judith Gross, Principal, JG Advisory Services (compliance consulting), New York, New York
July 28, 2010	Public Comment	Keith P. Bishop, Irvine, California
July 28, 2010	Public Comment	Robin McLeish, Virginia Beach, Virginia
July 27, 2010	Public Comment	Lewis E. Hutchison, Knoxville, Tennessee

Last Reviewed or Updated: Dec. 18, 2025