Comments on the National Market System Plan Regarding Consolidated Equity Market Data

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-90096 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment 34-90096 Michael Blasi, SVP, Enterprise Infrastructure, Fidelity Investments and Krista Ryan, VP, Associate General Counsel, Fidelity Investments
Public Comment 34-90096 Patrick Sexton, EVP, General Counsel and Corporate Secretary, Cboe Global Markets
Public Comment 34-90096 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Public Comment 34-90096 Sherry Madera, Chief Industry and Government Affairs Officer, Refinitiv
Public Comment 34-90096 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets regarding a November 9, 2020, meeting with representatives from the Financial Industry Regulatory Authority
Meeting with SEC Officials 34-87906 Memorandum from the Office of Market Supervisor, Division of Trading and Markets regarding a November 5, 2020, meeting with Representatives from the Investment Company Institute (“ICI”)
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Allison Herren Lee regading a May 4, 2020 telephone call with members of SIFMA
Meeting with SEC Officials 34-87906, 34-88017, 34-87907, 34-87909 Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets
Meeting with SEC Officials 34-87906, 34-88586 Memorandum from the Office of Commissioner Roisman regarding a May 5, 2020, meeting with representatives of Healthy Markets Association
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets, regarding a May 1, 2020, meeting with representatives from FINRA
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Hester M. Peirce, regarding a May 1, 2020, telephone call with representatives of SIFMA
Public Comment 34-87906 Robert Colby, Executive Vice President & Chief Legal Officer, FINRA
Public Comment 34-87906 Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
Public Comment 34-87906 John A. Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc.
Meeting with SEC Officials 34-87906, 34-88216 Memorandum from the Office of Commissioner Elad L. Roisman, regarding a March 30, 2020, meeting with representatives of RBC and Buy Side
Meeting with SEC Officials 34-87906, 34-88216 Memorandum from the Division of Trading and Markets regarding a March 11, 2020, call with the Equity Markets Advisory Committee of the Investment Company Institute
Public Comment 34-87906 Dan Jamieson
Public Comment 34-87906 Kermit R. Kubitz
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a February 4, 2020, meeting with market participants
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of CBOE
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of ICE and NYSE
Public Comment 34-87906 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Public Comment 34-87906 Christopher Solgan, VP, Senior Counsel, MIAX Exchange Group
Public Comment 34-87906 Daniel Keegan, Head of North America Market Securities Services, Co-Head of Global Equities & Securities Services, Citigroup Global Markets Inc.
Meeting with SEC Officials 34-87906, 34-87910, 34-87907, 34-87909 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Public Comment 34-87906 Anders Franzon, General Counsel, MEMX LLC
Public Comment 34-87906 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Public Comment 34-87906 Ellen Greene, Managing Director, Equity & Options Market Structure, SIFMA
File Number
4-757
Release Number
34-100017
34-99403
34-90885
34-90096
34-87906
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