Comments on the National Market System Plan Regarding Consolidated Equity Market Data

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets, regarding a May 1, 2020, meeting with representatives from FINRA
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Hester M. Peirce, regarding a May 1, 2020, telephone call with representatives of SIFMA
Public Comment 34-87906 Robert Colby, Executive Vice President & Chief Legal Officer, FINRA
Public Comment 34-87906 Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
Public Comment 34-87906 John A. Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc.
Meeting with SEC Officials 34-87906, 34-88216 Memorandum from the Office of Commissioner Elad L. Roisman, regarding a March 30, 2020, meeting with representatives of RBC and Buy Side
Meeting with SEC Officials 34-87906, 34-88216 Memorandum from the Division of Trading and Markets regarding a March 11, 2020, call with the Equity Markets Advisory Committee of the Investment Company Institute
Public Comment 34-87906 Dan Jamieson
Public Comment 34-87906 Kermit R. Kubitz
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a February 4, 2020, meeting with market participants
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of CBOE
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of ICE and NYSE
Public Comment 34-87906 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Public Comment 34-87906 Christopher Solgan, VP, Senior Counsel, MIAX Exchange Group
Public Comment 34-87906 Daniel Keegan, Head of North America Market Securities Services, Co-Head of Global Equities & Securities Services, Citigroup Global Markets Inc.
Meeting with SEC Officials 34-87906, 34-87910, 34-87907, 34-87909 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Public Comment 34-87906 Anders Franzon, General Counsel, MEMX LLC
Public Comment 34-87906 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Public Comment 34-87906 Ellen Greene, Managing Director, Equity & Options Market Structure, SIFMA
Public Comment 34-87906 Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Public Comment 34-87906 Hubert De Jesus, Managing Director, Global Head of Market Structure, and Joanne Medero, Managing Director, Global Public Policy; BlackRock, Inc.
Public Comment 34-87906 Jeffrey T. Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab Co.
Public Comment 34-87906 Jennifer W. Han, Associate General Counsel, Managed Funds Association, (MFA), and Adam Jacobs-Dean, Managing Director, Global Head of Markets Regulation, Alternative Investment Management Association (AIMA)
Public Comment 34-87906, 34-88216 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Public Comment 34-87906 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Public Comment 34-87906 Joe Wald, Chief Executive Officer, and Ray Ross, Chief Technology Officer; Clearpool Group
Public Comment 34-87906 John L. Thornton, Co-Chair, Hal S. Scott, President, and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation
Public Comment 34-87906 Lisa Mahon Lynch, Asc. Director, Global Trading, Wellington Management Company LLP
Public Comment 34-87906 Michael Blasi, SVP, Enterprise Infrastructure, and Krista Ryan, VP, Associate General Counsel; Fidelity Investments
Public Comment 34-87906 Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, et al., State Street Global Advisors

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-757
Release Number
34-100017
34-99403
34-90885
34-90096
34-87906
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