Comments on the National Market System Plan Regarding Consolidated Equity Market Data

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-90885 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Public Comment 34-90885 Erika Moore, Vice President and Corporate Secretary, Nasdaq
Public Comment 34-90885 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, Blackrock
Public Comment 34-90885 Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
Meeting with SEC Officials 34-87906 Memorandum from the Office of Acting Chairman Roisman regarding a January 5, 2021, meeting with representatives from Data Boiler Technologies, LLC
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets regarding a December 7, 2020, meeting with representatives from Data Boiler Technologies, LLC
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets regarding a December 4, 2020, meeting with representatives from RBC and Other Equity Market Participants
Public Comment 34-90096 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment 34-90096 Kelvin To, Founder and President of Data Boiler Technologies
Public Comment 34-90096 Jennifer W. Han, Managing Director & Counsel, Regulatory Affairs, Managed Funds Association
Public Comment 34-90096 Joe Wald and Ray Ross, BMO Capital Markets Group
Public Comment 34-90096 Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
Public Comment 34-90096 John Ramsay, Chief Market Policy Officer, IEX
Public Comment 34-90096 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Public Comment 34-90096 Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association
Public Comment 34-90096 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, BlackRock
Public Comment 34-90096 Jeffrey T. Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
Public Comment 34-90096 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq, Inc.
Public Comment 34-90096 Kelvin To, MSc Banking, MMGT, BSc, Founder and President, Data Boiler Technologies, LLC
Public Comment 34-90096 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment 34-90096 Michael Blasi, SVP, Enterprise Infrastructure, Fidelity Investments and Krista Ryan, VP, Associate General Counsel, Fidelity Investments
Public Comment 34-90096 Patrick Sexton, EVP, General Counsel and Corporate Secretary, Cboe Global Markets
Public Comment 34-90096 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Public Comment 34-90096 Sherry Madera, Chief Industry and Government Affairs Officer, Refinitiv
Public Comment 34-90096 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Meeting with SEC Officials 34-87906 Memorandum from the Division of Trading and Markets regarding a November 9, 2020, meeting with representatives from the Financial Industry Regulatory Authority
Meeting with SEC Officials 34-87906 Memorandum from the Office of Market Supervisor, Division of Trading and Markets regarding a November 5, 2020, meeting with Representatives from the Investment Company Institute (“ICI”)
Meeting with SEC Officials 34-87906 Memorandum from the Office of Commissioner Allison Herren Lee regading a May 4, 2020 telephone call with members of SIFMA
Meeting with SEC Officials 34-87906, 34-88017, 34-87907, 34-87909 Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets
Meeting with SEC Officials 34-87906, 34-88586 Memorandum from the Office of Commissioner Roisman regarding a May 5, 2020, meeting with representatives of Healthy Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-757
Release Number
34-100017
34-99403
34-90885
34-90096
34-87906
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