Comments on State of the Municipal Securities Market Field Hearings

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Tom Dolan
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 27, 2012, meeting with representatives of Public Financial Management (PFM)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 28, 2012, meeting with representatives of Municipal Market Advisors (MMA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 1, 2012, meeting with representatives of Interactive Data Corp.
Public Comment Arthur Sinkler
Public Comment Mark J. Gannon, Owner Bondtools.com, Sacramento, California
Public Comment Jack Leonard, Professional Researcher, Rowley, Massachusetts
Public Comment Amanda More, Orlando, Florida
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 14, 2012, conference call with representatives of Bloomberg
Public Comment Kristin H.R. Franceschi, President, and Kenneth R. Artin, Task Force Reporter, National Association of Bond Lawyers
Public Comment Public Financial Management, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 18, 2011, meeting with representatives of Andrew Kalotay Associates, Inc.
Public Comment Michael M. Becker, Former BD now Public Customer, Boca Raton, Florida
Meeting with SEC Officials Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 24, 2011, meeting with representatives of Saber Partners, LLC
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Meeting with SEC Officials Memorandum from the Office of Commissioner Elisse B. Walter regarding a July 26, 2011, meeting with representatives of NYSE Euronext
Public Comment Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment F. John White, Chief Executive Officer, The PFM Group
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 1, 2011, meeting with representatives of Thomson Reuters
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 2, 2011, meeting with representatives of Public Financial Management, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 22, 2011, meeting with representatives of Tradeweb LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 12, 2011, meeting with representatives of Knight BondPoint
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a report entitled "Timing of Municipal Bond Financial Audits Leaves Room for Improvement," from Merritt Research Services, LLC
Public Comment John Bonow, Managing Director, Public Financial Management, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 15, 2010, meeting with representatives of TheMuniCenter.com
Public Comment John M. McNally, President, National Association of Bond Lawyers
Public Comment Michael G. Bartolotta, Chair, Municipal Securities Rulemaking Board
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 25, 2011, meeting with representatives of Regional Brokers Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 12, 2011, conference call with representatives of Standard & Poor's Security Evaluations
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 12, 2011, meeting with representatives of College Savings Plans Network

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-610
Release Number
34-62853
How to submit comments