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Comments on Securities Lending and Short Sale Roundtable

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Date Sort descending	Letter Type	Commenter Name
Sept. 28, 2009	Public Comment	Irving Klubeck, Pershing LLC
Sept. 28, 2009	Public Comment	Jeffrey A. Petro, Vice-President, Head of Taxable Money Market Trading, Federated Investors
Sept. 28, 2009	Public Comment	Jerry Davis, New Orleans Municipal Employees' Retirement System
Sept. 28, 2009	Public Comment	Karen Dunn Kelley, Chief Executive Officer, Invesco Fixed Income
Sept. 28, 2009	Public Comment	Kathy Rulong, Bank of New York Mellon Corporation
Sept. 28, 2009	Public Comment	Mark Faulkner, Founder and Head of Innovation, Data Explorers
Sept. 28, 2009	Public Comment	Michael Treip, UK Financial Services Authority
Sept. 28, 2009	Public Comment	Patrick Avitabile, Managing Director, Citigroup N.A.
Sept. 28, 2009	Public Comment	Professor Adam V. Reed, University of North Carolina
Sept. 28, 2009	Public Comment	Richard Gates, TFS Capital LLC
Sept. 28, 2009	Public Comment	Scott Fenton, San Francisco, California
Sept. 28, 2009	Public Comment	William J. Conley, Goldman, Sachs & Co.
Sept. 28, 2009	Public Comment	William Pridmore, President, William F. Pridmore, Ltd.
Sept. 25, 2009	Public Comment	Irving Klubeck, SIFMA and Michael McAuley, Risk Management Association
Sept. 25, 2009	Public Comment	Rick Crew
Sept. 24, 2009	Public Comment	Christianna Wood, Chairman of the International Corporate Governance Network and Andrew Clearfield, Chairman, Securities Lending Task Force of the ICGN
Sept. 22, 2009	Public Comment	Dennis Nixon, President & CEO, International Bancshares Corporation
Sept. 22, 2009	Public Comment	Jesse Greene, IBM Corporation
Sept. 21, 2009	Public Comment	Thomas E. Gish, Jr.
Sept. 20, 2009	Public Comment	Professor James J. Angel, Georgetown University
Sept. 16, 2009	Public Comment	Malcolm Carr
Sept. 15, 2009	Public Comment	Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors
Sept. 14, 2009	Public Comment	Brian Dudley
Sept. 14, 2009	Public Comment	Tommy Dahl, Hampton, Georgia
Sept. 13, 2009	Public Comment	David E. Salk, RDO, Richmond, California
Sept. 13, 2009	Public Comment	George Fitzpatrick, CEO Blind Co Inc., Arizona
Sept. 13, 2009	Public Comment	George G. Fitzpatrick
Sept. 12, 2009	Public Comment	Gunther Karger, President, Discovery Group, Palmetto Bay, Florida
Sept. 12, 2009	Public Comment	Josh L. Robertson, Los Angeles, California
Oct. 14, 2008	Public Comment	James Wilson

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-590

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