Comments on Rulemaking Petition: Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

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Date Sort descending	Letter Type	Commenter Name
April 12, 2008	Public Comment	Ross C. Burlemann, CPA, Private Investor
April 12, 2008	Public Comment	Wayne Jett, Managing Principal and Chief Economist, Classical Capital LLC, San Marino, CA
April 11, 2008	Public Comment	Dean Middleton
April 11, 2008	Public Comment	Feb Grumman
April 10, 2008	Public Comment	Angelina Gonzales
April 10, 2008	Public Comment	Arun V. Someshwar, Ph. D.
April 10, 2008	Public Comment	Barry White
April 10, 2008	Public Comment	Donald Miller
April 10, 2008	Public Comment	James Carnes
April 10, 2008	Public Comment	Kevin Dalton
April 10, 2008	Public Comment	Mark McCowen, Midland, Texas
April 10, 2008	Public Comment	Mary Helburn
April 10, 2008	Public Comment	Michael Traugott
April 10, 2008	Public Comment	Robin Loebel
April 10, 2008	Public Comment	Robin Mark Kolesinsky
April 10, 2008	Public Comment	Thomas L. Wright
April 10, 2008	Public Comment	William Scott
April 10, 2008	Public Comment	William W. Thorne
April 9, 2008	Public Comment	Bruce Thompson
April 9, 2008	Public Comment	Robert Naishtat

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-557