ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Speed of Thought Trading Corp. (f/k/a Emperor Penguin, Inc.),Sports/Entertainment Group, Inc., Standard Automotive Corp., StarmetCorp., Stearman Enterprises, Inc., Streamline.com, Inc., and SupradurCompanies, Inc.
Release No. 3-14047
File Number: 3-14047
Stephen J. Brace
Release No. 3-14000
File Number: 3-14000
Anything2ship, Inc., Aquaculture Resources Management, Inc., Arcadia Investments, Inc., Armitec, Inc., Arrow Capital Group, Inc., AugustFinancial Holding Co., Inc., and AW Computer Systems, Inc.
Release No. 3-14045
File Number: 3-14045
Villa Pasta, Inc., VIP Global Capital, Inc., Virtual World ofSports, Inc. (f/k/a Accord Ventures, Inc.), Viva Gaming & Resorts,Inc., VJG4, Inc., Voice IT Worldwide, Inc. The Voyager Group, Inc., andVu-Data Corp.
Release No. 3-14027
File Number: 3-14027
Robert Comiskey
Release No. 3-14002
File Number: 3-14002
America First Associates Corp., American Eco Corp., American Income 2 LP, American Income 3 LP, American International Assets, Inc., American Leasing Investors V-C, American Sensors, Inc., and Americana Hotels& Realty Corp.
Release No. 3-14032
File Number: 3-14032
Microwave Laboratories, Inc., Millionaire.com, Inc., MiradorDiversified Services, Inc., ML Direct, Inc., MLH Properties Ltd.Partnership, Modena 4, Inc., Motor Cars Auto Group, Inc., and MultiSolutions, Inc.
Release No. 3-14034
File Number: 3-14034
The Tag Group, Inc., T.C.B. Enterprises, Inc., TechnologyInternational, Ltd., Telelink International Corp., TeletimerInternational, Inc., Telmed, Inc., Texas American Resources, Inc., andTexas Equipment Corp.
Release No. 3-14036
File Number: 3-14036
Atchison Casting Corp. (n/k/a Bradken-Atchison/St. Joseph, Inc.),CityFed Financial Corp., Divine, Inc. (n/k/a Enivid, Inc.), GenesisWorldwide, Inc., Hampton Consulting Corp., and Jake's PizzaInternational, Inc.
Release No. 3-14005
File Number: 3-14005
Sintec Co. Ltd.
Release No. 3-13916
File Number: 3-13916
Four Crystal Funding, Inc.
Release No. 3-14008
File Number: 3-14008
Lambros D. Ballas
Release No. 3-13981
File Number: 3-13981
Appiant Technologies, Inc., Cobalis Corp., Futurelink Corp., STM Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, INC.), and Women First Healthcare, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-13998
File Number: 3-13998
PanWorld Minerals International, Inc.
Release No. 3-14006
File Number: 3-14006
Steven W. Salutric
Release No. 3-13996
File Number: 3-13996
UB&T Financial Services Corp., United Community Holdings, Inc.,United Homes, Inc., United Magazine Co., and United Shields Corp.
Release No. 3-13990
File Number: 3-13990
Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, JR., and Joseph Thompson Weller, CPA
Release No. 3-13847
American Bullion Minerals, Ltd., American Industries Ltd., AmericanResource Corp., American Transportation Television Network, Inc.,Amerimmune Pharmaceuticals, Inc., and Anaconda Venture Corp.
Release No. 3-14003
File Number: 3-14003
T&W Financial Corp., Talger Management, Inc., TCom VenturesCorp. (f/k/a Telecom Wireless Corp.), TEQ-1 Corp., Tesseract Group,Inc., TexMont, Inc., Thunderbird Mining, Milling & Chemical Corp.,and TK Originals, Inc.
Release No. 3-13982
File Number: 3-13982
E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., EdisonBrothers Stores, Inc., Electronic Technology Group, Inc. (n/k/aSolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERDWaste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc.,and Exotech, Inc.
Release No. 3-13966
File Number: 3-13966
No Respondents
Release No. 3-13888
Universal Ceramics, Inc., Universal Equity Partners, Inc.,University Real Estate Fund 10, Ltd., University Real Estate Partnership V, Ursus Telecom Corp., U.S. Diagnostic, Inc., U.S. Mobile Services,Inc., USR Industries, Inc., and Utopia Trading, Inc.
Release No. 3-13978
File Number: 3-13978
Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. and Amwest Environmental Group, Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13881
File Number: 3-13881
Stanton B.J. Defreitas
Release No. 3-13923
File Number: 3-13923
Diatect International Corporation
Release No. 3-13938
File Number: 3-13938
Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., Voiceflash Networks, Inc. (d/b/a The Dataflash Corp.), VoiceIQ, Inc. (n/k/a Yoho Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc. Brenda P. Murray, Chief Administrative Law Judge
Release No. 3-13918
File Number: 3-13918
American Energy Services, Inc., Dynacore Patent Litigation Trust,Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI,Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and LeBon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.
Release No. 3-13940
File Number: 3-13940
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/aGreencore Technology, Inc.), Aquacell Water, Inc. (n/k/a BelievingToday, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., AsianStar Development, Inc., Associated Golf Management, Inc., (n/k/a DeltaMining & Exploration Corp.) and Avasoft, Inc.
Release No. 3-13943
File Number: 3-13943
Grant Ivan Grieve a/k/a Gad Grieve
Release No. 3-13799
File Number: 3-13799
Channel America Television Network, Inc., EquiMed, Inc., KoreHoldings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix,Inc.), Security Investments Group, Inc., Shared Technologies Cellular,Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/aSilver Star Foods, Inc.), and V-One Corp.
Release No. 3-13946
File Number: 3-13946
Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/aGreencore Technology, Inc.), Aquacell Water, Inc. (n/k/a BelievingToday, Inc.), Aquapro Corp., Asia Electronics Holding Co., Inc., AsianStar Development, Inc., Associated Golf Management, Inc., (n/k/a DeltaMining & Exploration Corp.) and Avasoft, Inc.
Release No. 3-13943
File Number: 3-13943
Aris Industries, Inc., Bene Io, Inc., China Mineral AcquisitionCorp.,Commodore Separation Technologies, Inc., Food IntegratedTechnologies, Inc., Gap Instrument Corp., Skysat Communications NetworkCorp., URT Industries, Inc., and Vicon Fiber Optics Corp.
Release No. 3-13950
File Number: 3-13950
Life Resources, Inc., LifeStar Corp., Lifeworks Holdings, Inc.,Listo, Inc., Log Point Technologies, Inc., LRNN Corp., and LysanderMinerals Corp. (f/k/a Lysander Gold Corp.)
Release No. 3-13917
File Number: 3-13917
Aphton Corp., Apollo International of Delaware, Inc., Applewoods,Inc., Aquagenix, Inc., Asconi Corp., Avalon Borden Companies, Inc.,Aviation Holdings Group, Inc., and Azur Holdings, Inc.
Release No. 3-13942
File Number: 3-13942
Joseph Milanowski
Release No. 3-13914
File Number: 3-13914
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
SSE Telecom, Inc., Stratesec, Inc., Superfly Advertising, Inc.(f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc., Synergy Renewable Resources, Inc., and Syntech International, Inc.(n/k/a Avalon Technology Group, Inc.)
Release No. 3-13945
File Number: 3-13945
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
L. Rex Andersen, CPA Carol Fox Foelak, Administrative Law Judge
Release No. 3-13935
File Number: 3-13935
Micro Laboratories, Inc.
Release No. 3-13937
File Number: 3-13937
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc., MR3 Systems, Inc., andMutual Risk Management, Ltd.
Release No. 3-13921
File Number: 3-13921
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
Don Warner Reinhard Carol Fox Foelak, Administrative Law Judge
Release No. 3-13280
File Number: 3-13280
BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal GraphiteCorp., Devine Entertainment Corp., GEE TEN Ventures, Inc., NationalConstruction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc.,and WHEREVER.Net Holding Corp
Release No. 3-13892
File Number: 3-13892
Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. and Amwest Environmental Group, Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13881
File Number: 3-13881
Alpha Resources, Inc., Amber’s Stores, Inc., American Biomed, Inc.,American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
Release No. 3-13922
File Number: 3-13922
China Technology Global Corp.
Release No. 3-13901
File Number: 3-13901
P&P Research Co., Ltd.
Release No. 3-13833
File Number: 3-13833
V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., and Voicenet, Inc.
Release No. 3-13864
File Number: 3-13864
Universal Property Development & Acquisition Corp.
Release No. 3-13883
File Number: 3-13883
Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&PInc., United Petroleum Corp., and United Resources, Inc.
Release No. 3-13899
File Number: 3-13899
Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M.Zamorsky, and Jesse Anthony "Tony" Aguilar
Release No. 3-13795
File Number: 3-13795
LEP Group PLC (n/k/a Wayrol PLC), LIF, LifeRate Systems, Inc. and Loch Harris, Inc.
Release No. 3-13867
File Number: 3-13867
United Vanguard Homes, Inc., Universal Life Holding Corp., Universal Standard Medical Laboratories, Inc. (n/k/a Universal StandardHealthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical TechnologiesCorp., U.S. Homecare Corp., and USA Classic, Inc.
Release No. 3-13875
File Number: 3-13875
American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/aReferral Holdings Corp.), American Quantum Cycles, Inc., AmericareHealth Scan, Inc (f/k/a United Products International, Inc.), and Amnex, Inc.
Release No. 3-13882
File Number: 3-13882
ULH Corp. (n/k/a UniHOLDING Corp.), Unapix Entertainment, Inc.,UniComp, Inc., and UNIDYNE Corp.
Release No. 3-13866
File Number: 3-13866
Jaycee James
Release No. 3-13584
File Number: 3-13584
Tal Wireless Networks, Inc., TCT Financial Group A, Inc., TelechipsCorp., Tellus Industries, Inc., Telnet Go 2000, Inc., TMCI Electronics,Inc., TMP Inland Empire, Ltd., TMP Inland Empire V, Ltd., and TMP Inland Empire VI, Ltd.
Release No. 3-13876
File Number: 3-13876
Jaycee James
Release No. 3-13584
File Number: 3-13584
David L. McMillan
Release No. 3-13689
File Number: 3-13689
Valesc Holdings, Inc., Venture Stores, Inc., visionGATEWAY, Inc.and Vital Health Technologies, Inc. (n/k/a Caribbean American HealthResorts)
Release No. 3-13865
File Number: 3-13865
Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M.Zamorsky, and Jesse Anthony "Tony" Aguilar
Release No. 3-13795
File Number: 3-13795
Don C. Weir
Release No. 3-13816
File Number: 3-13816
Ultimate Security Systems Corp., Universal Bio-Medical Enterprises,Inc., Universal Broadband Communications, Inc., Universal GuarantyInvestment Co., Urethane Technologies, Inc., and USMX, Inc.
Release No. 3-13829
File Number: 3-13829
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), GlobalnetCorp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc.,Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and3DFX Interactive, Inc.
Release No. 3-13844
File Number: 3-13844
LaserSight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc.,LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite KingCorp., Livent, Inc., Loehmann's, Inc., The Loewen Group, Inc., andLorelei Corp.
Release No. 3-13817
File Number: 3-13817
Tangent Solutions, Inc., Telzuit Medical Technologies, Inc.,Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics,Inc., and Tis Mortgage Investment Co.
Release No. 3-13823
File Number: 3-13823
William H. Lofthus
Release No. 3-13825
File Number: 3-13825
Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp. (n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., PresidioOil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty AdvisorsCorp., Prism Group, Inc., Promotional Concepts, Inc., (a/k/a Tartam,Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/aBelair Energy Corp.)
Release No. 3-13803
File Number: 3-13803
William J. Herisko
Release No. 3-13743
File Number: 3-13743
Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis NorthCommunications, Inc. and Tengtu International Corp.
Release No. 3-13822
File Number: 3-13822
Donald Cunningham
Release No. 3-13785
File Number: 3-13785
Aspen Group Resources Corp., Commercial Concepts, Inc., DesertHealth Products, Inc., Equalnet Communications Corp., Geneva SteelHoldings Corp., Orderpro Logistics, Inc. (n/k/a Securus RenewableEnergy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
Release No. 3-13824
File Number: 3-13824
Martech USA, Inc. and Mexican Patio Cafes, Inc.
Release No. 3-13814
File Number: 3-13814
Platinum & Gold, Inc., PNI Technologies, Inc., Pride BusinessDevelopment Holdings, Inc., Probex Corp., Property Capital Trust, Inc.,Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama(n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp &Paper
Release No. 3-13783
File Number: 3-13783
Grant Ivan Grieve a/k/a Gad Grieve
Release No. 3-13799
File Number: 3-13799
Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc. Robert G. Mahony, Administrative Law Judge
Release No. 3-13804
File Number: 3-13804
Jaycee James
Release No. 3-13584
File Number: 3-13584
No Respondents
Release No. 3-13712
Corridor Communications Corp., International Cosmetics MarketingCo., PNV Inc.,Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International,Inc., and Universal Beverages Holdings Corp.
Release No. 3-13805
File Number: 3-13805
CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge
Release No. 3-13304
File Number: 3-13304
BioKey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc.,BizCom U.S.A., Inc., Blackstocks Development Corp. (n/k/a SunburstHolding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc.,Brendle’s, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
Release No. 3-13798
File Number: 3-13798
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Dan Wise, aka Danny Wise
Release No. 3-13766
File Number: 3-13766
Management Graphics, Inc., Marine Shuttle Operations, Inc.,Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings,Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met CapitalCorp., and Micro-ASI, Inc.
Release No. 3-13772
File Number: 3-13772
Big Sky Energy Corp., Biomedical Waste Systems, Inc., BiometricsSecurity Technology, Inc., Biosys, Inc., Bolder Technologies Corp.,Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
Release No. 3-13758
File Number: 3-13758
Tostel Corp.
Release No. 3-13775
File Number: 3-13775
Ronnie Eugene Bass, Jr.
Release No. 3-13771
File Number: 3-13771
Damir Lukovic
Release No. 3-13686
File Number: 3-13686
Aura Financial Services, Inc.
Release No. 3-13685
File Number: 3-13685
Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/aRidel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp.,Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
Release No. 3-13759
File Number: 3-13759
Thomas T. Emerton, III
Release No. 3-13748
File Number: 3-13748
American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc.
Release No. 3-13718
File Number: 3-13718
Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation)
Release No. 3-13700
File Number: 3-13700
David G. Ghysels, Kenneth E. Mahaffy, Jr., and Linus N. Nwaigwe
Release No. 3-13481
Planet Entertainment Corp., Polifly Financial Corp., Pope Evans& Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro NetLink Corp., Prospect Group, Inc., Prospect Park Financial Corp.,Providence Capital Ii, Inc. (n/k/a Lifelong.Com, Inc.), Pudgie’sChicken, Inc., and Pvaxx Corp.
Release No. 3-13692
File Number: 3-13692
New York Broker Deutschland AG
Release No. 3-13611
File Number: 3-13611
Jaycee James
Release No. 3-13584
File Number: 3-13584
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