ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
Release No. 3-14656
File Number: 3-14656
Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
Release No. 3-14601
File Number: 3-14601
Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
Release No. 3-14617
File Number: 3-14617
Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
Release No. 3-14634
File Number: 3-14634
Christopher T. Paganes
Release No. 3-14473
File Number: 3-14473
Longtop Financial Technologies Limited
Release No. 3-14622
File Number: 3-14622
China-Biotics, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-14581, AP-689
File Number: 3-14581
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
Release No. 3-14616
File Number: 3-14616
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
Release No. 3-14432
File Number: 3-14432
Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
Release No. 3-14608
File Number: 3-14608
UCBH Holdings, Inc.
Release No. 3-14584
File Number: 3-14584
ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
Release No. 3-14595
File Number: 3-14595
CuraTech Industries, Inc.
Release No. 3-14606
File Number: 3-14606
Ablest Inc. Absolute Potential, Inc. (f/k/a Absolute Waste Services Inc.) Alpha Petroleum Exploration Corp. AMCV Capital Trust I American Health Inc. Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.) The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
Release No. 3-14587
File Number: 3-14587
Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
Release No. 3-14579
File Number: 3-14579
American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge
Release No. 3-14534
File Number: 3-14534
ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
Release No. 3-14588
File Number: 3-14588
Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
Release No. 3-14580
File Number: 3-14580
MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
Release No. 3-14568
File Number: 3-14568
Brian W. Walsh
Release No. 3-14537
File Number: 3-14537
W. Todd Smith
Release No. 3-14538
File Number: 3-14538
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
Release No. 3-14476
File Number: 3-14476
SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
Release No. 3-14555
File Number: 3-14555
Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Capital Corp., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII Robert G. Mahony, Administrative Law Judge
Release No. 3-14401, AP-686
File Number: 3-14401
Roy D. Higgs
Release No. 3-14361
File Number: 3-14361
Richard L. Goble Cameron Elliot, Administrative Law Judge
Release No. 3-14390
File Number: 3-14390
Montford and Company, Inc. d/b/a Montford Associates Montford, Ernest V., Sr.
Release No. 3-14536
File Number: 3-14536
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
Release No. 3-14432
File Number: 3-14432
Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
Release No. 3-14539
File Number: 3-14539
International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
Release No. 3-14546
File Number: 3-14546
Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
Release No. 3-14556
File Number: 3-14556
Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
Release No. 3-14503
File Number: 3-14503
Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
Release No. 3-14513
File Number: 3-14513
Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah Brenda P. Murray, Chief Administrative Law Judge
Release No. 3-14394
File Number: 3-14394
Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
Release No. 3-14535
File Number: 3-14535
Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
Release No. 3-14543
File Number: 3-14543
Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
Release No. 3-14545
File Number: 3-14545
Daxor Corporation Robert G. Mahony, Administrative Law Judge
Release No. 3-14055
File Number: 3-14055
Imperium Investment Advisors, LLC
Release No. 3-14471
File Number: 3-14471
Richard D. Mittasch
Release No. 3-14475, IA-3296
File Number: 3-14475
Hector Gallardo, Michael Zurita, and Orion Trading, LLC
Release No. 3-14139
File Number: 3-14139
Pelosi, Michael R.
Release No. 3-14194
File Number: 3-14194
Wayde M. McKelvy
Release No. 3-14345
File Number: 3-14345
Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
Release No. 3-14521
File Number: 3-14521
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
Release No. 3-14462
File Number: 3-14462
Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
Release No. 3-14512
File Number: 3-14512
Basin Water, Inc.
Release No. 3-14450
File Number: 3-14450
Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
Release No. 3-14508
File Number: 3-14508
Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
Release No. 3-14502
File Number: 3-14506
D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc., (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a Nemo Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
Release No. 3-14506
File Number: 3-14502
Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
Release No. 3-14507
File Number: 3-14507
Global Sentry Equity Transfer, Inc.
Release No. 3-14256
File Number: 3-14256
Blake G. Williams
Release No. 3-14456
File Number: 3-14456
M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
Release No. 3-14466
File Number: 3-14466
Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
Release No. 3-14487
File Number: 3-14487
Gregory S. Schaefer
Release No. 3-14435
File Number: 3-14435
Biometrx, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., and One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
Release No. 3-14465
File Number: 3-14465
M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.) Cameron Elliot, Administrative Law Judge
Release No. 3-14470
File Number: 3-14470
International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
Release No. 3-14476
File Number: 3-14476
Derand Real Estate Investment Trust DeRose Industries, Inc. Direct Connect International, Inc. Directcom, Inc. (n/k/a Directcom Marketing, Inc.) Diversified Historic Investors II Diversified Historic Investors III Domestic Fundings, Inc.
Release No. 3-14489
File Number: 3-14489
Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
Release No. 3-14462
File Number: 3-14462
Aqua Society, Inc., Centurion Gold Holdings, Inc., And Powerraise, Inc. Cameron Elliot, Administrative Law Judge
Release No. 3-14463
File Number: 3-14463
International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
Release No. 3-14439
File Number: 3-14439
Columbus Geographic Systems (GIS) Ltd.
Release No. 3-14461
File Number: 3-14461
Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
Release No. 3-14440
File Number: 3-14440
Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.) Robert G. Mahony, Administrative Law Judge
Release No. 3-14423
File Number: 3-14423
SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
Release No. 3-14426
File Number: 3-14426
SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
Release No. 3-14453
File Number: 3-14453
Gualario & Co., LLC and Ronald Gualario Carol Fox Foelak, Administrative Law Judge
Release No. 3-14340
File Number: 3-14340
Koch, Donald L. Koch Asset Management LLC
Release No. 3-14355
File Number: 3-14355
Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Capital Corp., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII Robert G. Mahony, Administrative Law Judge
Release No. 3-14401
File Number: 3-14401
International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
Release No. 3-14439
File Number: 3-14439
Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
Release No. 3-14420
File Number: 3-14420
Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
Release No. 3-14431
File Number: 3-14431
Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
Release No. 3-14432
File Number: 3-14432
Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
Release No. 3-14452
File Number: 3-14452
Richard L. Goble Cameron Elliot, Administrative Law Judge
Release No. 3-14390
File Number: 3-14390
Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
Release No. 3-14422
File Number: 3-14422
Delcott Commodity Partners, Delta-Omega Technologies, Inc., Devlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
Release No. 3-14405
File Number: 3-14405
Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
Release No. 3-14406
File Number: 3-14406
D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
Release No. 3-14411
File Number: 3-14411
BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
Release No. 3-14427
File Number: 3-14427
Flannery, John P. Hopkins, James D.
Release No. 3-14081
File Number: 3-14081
City Network, Inc.
Release No. 3-14377
File Number: 3-14377
Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
Release No. 3-14412
File Number: 3-14412
Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
Release No. 3-14402
File Number: 3-14402
Rajat K. Gupta
Release No. 3-14279
File Number: 3-14279
Amanda E. Knorr
Release No. 3-14344
File Number: 3-14344
Troy B. Wragg
Release No. 3-14346
File Number: 3-14346
American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., Bluestar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., And Ness Energy International, Inc. Robert G. Mahony, Administrative Law Judge
Release No. 3-14378
File Number: 3-14378
Saf T Lok, Inc. Salesrepcentral.com, Inc. Sames Corp. Scientific Radio Systems, Inc. Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.) SDC International, Inc. Seneca Acquisition Corp.
Release No. 3-14392
File Number: 3-14392
Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
Release No. 3-14391
File Number: 3-14391
Daxor Corporation Robert G. Mahony, Administrative Law Judge
Release No. 3-14055
File Number: 3-14055
FreedomTree Mutual Funds and Asset Management, LLC, d/b/aFreedomTree AssetManagement, LLC; Spence-Lingo & Company, Ltd. d/b/a FreedomTree Transfer Agency; and Jermaine Ezekiel Spence
Release No. 3-14082
File Number: 3-14082
Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
Release No. 3-14380
File Number: 3-14380
David L. Olson
Release No. 3-14349
File Number: 3-14349
Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
Release No. 3-14366
File Number: 3-14366
Bich Quyen Nguyen
Release No. 3-14211
File Number: 3-14211
Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
Release No. 3-14363
File Number: 3-14363
Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
Release No. 3-14356
File Number: 3-14356
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