ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
Dec. 30, 2002	Chris Woessner Release No. 3-10607
Dec. 16, 2002	Chris Woessner Release No. 3-10607
Dec. 13, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Dec. 11, 2002	Ernst & Young, LLP Release No. 3-10933
Dec. 11, 2002	Jeffrey D. Pokross Release No. 3-9161
Dec. 5, 2002	Applications of Enron Corp. Release No. 3-10909
Nov. 21, 2002	F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Nov. 20, 2002	Enrique E. Perusquia Release No. 3-10890 File Number: 3-10890
Nov. 18, 2002	J. Charles Reives Release No. 3-10923 File Number: 3-10923
Nov. 13, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Nov. 8, 2002	Robert F. Curley Release No. 3-10893 File Number: 3-10893
Nov. 4, 2002	R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Oct. 24, 2002	Ambassador Eyewear Group, Inc. Release No. 3-10900 File Number: 3-10900
Oct. 22, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Oct. 17, 2002	R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Oct. 16, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott Release No. 3-10765
Oct. 16, 2002	Louis M. Lazorwitz Release No. 3-10892 File Number: 3-10892
Oct. 15, 2002	Oxford Capital Management, Inc. and John G. Danz, Jr. Release No. 3-10895
Sept. 24, 2002	Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman Release No. 3-10784
Sept. 20, 2002	Joseph Orlando and Victor Samaha Release No. 3-10865 File Number: 3-10865
Sept. 19, 2002	Monica Lynn Coleman Release No. 3-10875
Sept. 18, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Sept. 6, 2002	NetAir.com, Inc. Release No. 3-10855 File Number: 3-10855
Aug. 6, 2002	James A. Nies Release No. 3-10830 File Number: 3-10830
July 29, 2002	A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Release No. 3-9933
July 19, 2002	Hightec, Inc. Release No. 3-10768 File Number: 3-10768
July 16, 2002	H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
July 15, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
July 9, 2002	Joseph E. Erwin Release No. 3-10783 File Number: 3-10783
July 2, 2002	Ernst & Young, LLP Release No. 3-10786, 34-46710 See Also: Rel. No. 34-46710
June 28, 2002	Andrew P. Bodnar Release No. 3-10770 File Number: 3-10770
June 25, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
June 24, 2002	The S.I.N.C.L.A.R.E. Group, Inc. Release No. 3-10767 File Number: 3-10767
June 13, 2002	J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
June 12, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
June 11, 2002	Hightec, Inc. Release No. 3-10768
June 10, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
June 6, 2002	Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis Release No. 3-10230
May 24, 2002	Horton & Company and Edward C. Horton Release No. 3-10355
May 13, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
May 9, 2002	F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
April 29, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 23, 2002	Craig P. Scanlon Release No. 3-10698
April 23, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 17, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 15, 2002	Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella Release No. 3-10739
April 11, 2002	Robert Bruce Lohmann Release No. 3-10611
April 10, 2002	Lee E. Gahr Release No. 3-10648
April 5, 2002	Rajiv Vohra Release No. 3-10596 File Number: 3-10596
April 4, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 1, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 15, 2002	H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
March 13, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 13, 2002	Bruce E. Straughn Release No. 3-10640 File Number: 3-10640
March 12, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 12, 2002	Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
March 8, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 4, 2002	Ellsworth Wayne McLaws and Alan Clagg Release No. 3-10535 File Number: 3-10535
March 4, 2002	F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
March 1, 2002	WSF Corporation Release No. 3-10668
Feb. 28, 2002	Chris Woessner Release No. 3-10607
Feb. 28, 2002	Bruce E. Straughn Release No. 3-10640
Feb. 20, 2002	Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Feb. 15, 2002	Clarke T. Blizzard, et al. Release No. 3-10007
Feb. 4, 2002	Chris Woessner Release No. 3-10607
Jan. 4, 2002	Merrimac Advisors Company and Fredric J. French Release No. 3-10594 File Number: 3-10594
Jan. 4, 2002	Bruce E. Straughn Release No. 3-10640

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