ALJ Orders: Administrative Law Judges
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
ALJ Orders: Administrative Law Judges Table
Respondents
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|
---|---|
Date: |
Respondents:
Release No.
3-10607
|
Date: |
Respondents:
Release No.
3-10607
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10933
|
Date: |
Respondents:
Release No.
3-9161
|
Date: |
Respondents:
Release No.
3-10909
|
Date: |
Respondents:
Release No.
3-10625
|
Date: |
Respondents:
Release No.
3-10890
File Number:
3-10890
|
Date: |
Respondents:
Release No.
3-10923
File Number:
3-10923
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10893
File Number:
3-10893
|
Date: |
Respondents:
Release No.
3-10886
|
Date: |
Respondents:
Release No.
3-10900
File Number:
3-10900
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10886
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10892
File Number:
3-10892
|
Date: |
Respondents:
Release No.
3-10895
|
Date: |
Respondents:
Release No.
3-10784
|
Date: |
Respondents:
Release No.
3-10865
File Number:
3-10865
|
Date: |
Respondents:
Release No.
3-10875
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10855
File Number:
3-10855
|
Date: |
Respondents:
Release No.
3-10830
File Number:
3-10830
|
Date: |
Respondents:
Release No.
3-9933
|
Date: |
Respondents:
Release No.
3-10768
File Number:
3-10768
|
Date: |
Respondents:
Release No.
3-10140
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10783
File Number:
3-10783
|
Date: |
Respondents:
Release No.
3-10786, 34-46710
See Also:
Rel. No. 34-46710
|
Date: |
Respondents:
Release No.
3-10770
File Number:
3-10770
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10767
File Number:
3-10767
|
Date: |
Respondents:
Release No.
3-10765
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10768
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10230
|
Date: |
Respondents:
Release No.
3-10355
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10625
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10698
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10739
|
Date: |
Respondents:
Release No.
3-10611
|
Date: |
Respondents:
Release No.
3-10648
|
Date: |
Respondents:
Release No.
3-10596
File Number:
3-10596
|
Date: |
Respondents:
Release No.
3-10702
File Number:
3-10702
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10140
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10640
File Number:
3-10640
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10456
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10535
File Number:
3-10535
|
Date: |
Respondents:
Release No.
3-10625
|
Date: |
Respondents:
Release No.
3-10668
|
Date: |
Respondents:
Release No.
3-10607
|
Date: |
Respondents:
Release No.
3-10640
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10007
|
Date: |
Respondents:
Release No.
3-10607
|
Date: |
Respondents:
Release No.
3-10594
File Number:
3-10594
|
Date: |
Respondents:
Release No.
3-10640
|