ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort descending Respondents
Release No. 3-9050
File Number: 3-9050
Release No. 3-9013
Release No. 3-8961
File Number: 3-8961
Release No. 3-8957
File Number: 3-8957
Release No. 3-8929
File Number: 3-8929
Release No. 3-8930
File Number: 3-8930
Release No. 3-8781
File Number: 3-8781
Release No. 3-8781
File Number: 3-8781
Release No. 3-8772
File Number: 3-8772
Release No. 3-8924
File Number: 3-8924
Release No. 3-8832
Release No. 3-8920
File Number: 3-8920
Release No. 3-8897