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ALJ Initial Decisions Archive: 2011
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Fourth Quarter
446 Dec. 30, 2011 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
Robert G. Mahony,
Administrative Law Judge
File No. 3-14509
(Note: Finality Order, Release No. 34-66504)
445 Dec. 16, 2011 Benjamin W. Young, Jr.
Robert G. Mahony,
Administrative Law Judge
File No. 3-14482
(Note: Finality Order, Release No. 34-66219)
444 Dec. 8, 2011 Vladimir Boris Bugarski, Vladislav Walter Bugarski, and Aleksander Negovan Bugarski
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14496
443 Nov. 29, 2011 Johnny Clifton
Robert G. Mahony,
Administrative Law Judge
File No. 3-14266
(Note: Opinion, Release No. 33-9417)
442 Nov. 17, 2011 Dale E. St. Jean
Robert G. Mahony,
Administrative Law Judge
File No. 3-14472
(Note: Finality Order, Release No. IA-3334)
441 Nov. 10, 2011 Lodavina Grosnickle
Cameron Elliot,
Administrative Law Judge
File No. 3-14408
(Note: Finality Order, Release No. 34-65949)
440 Nov. 7, 2011 M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
Cameron Elliot,
Administrative Law Judge
File No. 3-14470
(Note: Finality Order, Release No. 34-65879)
439 Nov. 3, 2011 Aqua Society, Inc., Centurion Gold Holdings, Inc., And Powerraise, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-14463
(Note: Finality Order, Release No. 34-65856)
438 Oct. 28, 2011 John P. Flannery and James D. Hopkins
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-14081
(See also: Order Denying Motions for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs)
437 Oct. 14, 2011 Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
Robert G. Mahony,
Administrative Law Judge
File No. 3-14423
(Note: Finality Order, Release No. 34-65702)
436 Oct. 6, 2011 Glenn M. Barikmo
Cameron Elliot,
Administrative Law Judge
File No. 3-14474
(Note: Finality Order, Release No. 34-65782)
435 Oct. 5, 2011 Richard L. Goble
Cameron Elliot,
Administrative Law Judge
File No. 3-14390
Third Quarter
434 Sep. 29, 2011 Michael C. Pattison, CPA
Cameron Elliot,
Administrative Law Judge
File No. 3-14323
433 Sep. 23, 2011 Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Capital Corp., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
Robert G. Mahony,
Administrative Law Judge
File No. 3-14401
432 Sep. 21, 2011 Gordon A. Driver
Robert G. Mahony,
Administrative Law Judge
File No. 3-14161
(Note: Finality Order, Release No. 34-65707)
431 Sep. 15, 2011 Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14394
(Note: Finality Order, Release No. 34-65738)
430 Sep. 9, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., Bluestar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., And Ness Energy International, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-14378
429 Sep. 8, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., Bluestar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., And Ness Energy International, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-14378
(Note: Finality Order, Release No. 34-65540)
428 Aug. 31, 2011 Daxor Corporation
Robert G. Mahony,
Administrative Law Judge
File No. 3-14055
(See also: Release No. IC-29948)
427 Aug. 5, 2011 Tzemach David Netzer Korem
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14208
426 Aug. 4, 2011 Evelyn Litwok
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14190
425 Jul. 27, 2011 Gordon Brent Pierce
Cameron Elliot,
Administrative Law Judge
File No. 3-13927
424 Jul. 25, 2011 Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and ID-Confirm, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14271
423 Jul. 18, 2011 Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and Consygen, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14301
See also: Release No. 34-65704
422 Jul. 11, 2011 Secured Digital Applications, Inc., Senco Sensors, Inc., Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14319
(Note: Finality Order, Release No. 34-65121)
421 Jul. 8, 2011 Magnum DOr Resources, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-14359
(Note: Finality Order, Release No. 34-65026)
Second Quarter
420 Jun. 27, 2011 Dohan + Company CPA, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13997
(Note: Finality Order, Release No. 34-64970)
419 Apr. 29, 2011 John W. Lawton
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14162
416-A Apr. 26, 2011 Ronald S. Bloomfield, Robert Gorgia, Victor Labi, John Earl Martin, Sr., and Eugene Miller
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13871
See also: Order Granting Partial Protective Order
(Note: Finality Order, Release No. 33-9225)
418 Apr. 21, 2011 David W. Baldt
Robert G. Mahony,
Administrative Law Judge
File No. 3-13887
(Note: Finality Order, Release No. 33-9210)
417 Apr. 15, 2011 Thomas Michael Rittweger
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14070
(Note: Finality Order, Release No. 34-64515)
415 Apr. 13, 2011 David E. Zilkha
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13913
(Note: Finality Order, Release Nos. 34-64516, IA-3207, IC-29673)
414 Apr. 8, 2011 Frank L. Constantino
Robert G. Mahony,
Administrative Law Judge
File No. 3-14051
(Note: Finality Order, Release No. 34-64490)
First Quarter
413 Jan. 19, 2011 Eric S. Butler
Robert G. Mahony,
Administrative Law Judge
File No. 3-13986
(Note: Opinion, Release Nos. 34-65204 and IA-3262)
412 Jan. 18, 2011 Scott E. Desano, Thomas H. Bruderman, Timothy J. Burnieika, Robert L. Burns, David K. Donovan, Edward S. Driscoll, Jeffrey D. Harris, Christopher J. Horan, Steven P. Pascucci, and Kirk C. Smith
Robert G. Mahony,
Administrative Law Judge
File No. 3-12978
(Note: Opinion, Release No. IA-3260)

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2011.shtml


Modified: 07/12/2013