ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 12, 2002	Scott E. Edwards, CPA Lillian A. McEwen, Administrative Law Judge Release No. 219 See Also: Finality Order File Number: 3-10220
Dec. 9, 2002	F.X.C. Investors Corp. and Francis X. Curzio James T. Kelly, Administrative Law Judge Release No. 218 See Also: Finality Order File Number: 3-10625
Nov. 8, 2002	Steven J. Erlsten, William H. Clark, Derek L. DuBois, and Aaron Finkelstein Lillian A. McEwen, Administrative Law Judge Release No. 217 See Also: Finality Order , Opinion File Number: 3-10033
Sept. 30, 2002	Annable Turner & Co., Inc. and Roger E. Turner Lillian A. McEwen, Administrative Law Judge Release No. 216 See Also: Finality Order File Number: 3-10004
Sept. 24, 2002	G. Bradley Taylor Lillian A. McEwen, Administrative Law Judge Release No. 215 See Also: Finality Order File Number: 3-9955
Sept. 19, 2002	Robert Bruce Lohmann James T. Kelly, Administrative Law Judge Release No. 214 See Also: Opinion File Number: 3-10611
Aug. 13, 2002	Huber Hogan Consulting, Inc., Russon Financial Service, Inc. and Robert C. Sears Lillian A. McEwen, Administrative Law Judge Release No. 212 See Also: Finality Order File Number: 3-9985
Aug. 13, 2002	James Thomas McCurdy, CPA Carol Fox Foelak, Administrative Law Judge Release No. 213 See Also: Opinion File Number: 3-10509
Aug. 9, 2002	H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa James T. Kelly, Administrative Law Judge Release No. 211 See Also: Opinion File Number: 3-10140
Aug. 2, 2002	Robert M. Fuller Brenda P. Murray, Chief Administrative Law Judge Release No. 210 See Also: Opinion File Number: 3-10576
July 9, 2002	Brett L. Bouchy and Richard C. Whelan Robert G. Mahony, Administrative Law Judge Release No. 209 See Also: Finality Order File Number: 3-10627
July 2, 2002	Horton & Company and Edward C. Horton Carol Fox Foelak, Administrative Law Judge Release No. 208 See Also: Finality Order File Number: 3-10355
June 24, 2002	Nolan W. Wade Robert G. Mahony, Administrative Law Judge Release No. 207 See Also: Opinion File Number: 3-10650
June 21, 2002	The Barr Financial Group, Inc. and Alfred E. Barr Lillian A. McEwen, Administrative Law Judge Release No. 206 See Also: Opinion File Number: 3-9918
May 21, 2002	Robert L. McCook Lillian A. McEwen , Administrative Law Judge Release No. 205 See Also: Opinion File Number: 3-9440-EAJA
May 8, 2002	WSF Corporation James T. Kelly, Administrative Law Judge Release No. 204 See Also: Finality Order File Number: 3-10668
April 30, 2002	Mark David Anderson Lillian A. McEwen, Administrative Law Judge Release No. 203 See Also: Opinion File Number: 3-9499
April 1, 2002	Alpha Tech Stock Transfer, and James W. Farrell Brenda P. Murray, Chief Administrative Law Judge Release No. 202 See Also: Finality Order File Number: 3-10456
March 18, 2002	Richmark Capital Corporation and Doyle Mark White Robert G. Mahony, Administrative Law Judge Release No. 201 See Also: Order Making Sanction Effective , Opinion , Court of Appeals Decision File Number: 3-9954
Feb. 20, 2002	Charles K. Seavey Carol Fox Foelak, Administrative Law Judge Release No. 200 See Also: Opinion File Number: 3-10336
Feb. 4, 2002	Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks James T. Kelly, Administrative Law Judge Release No. 199 See Also: Opinion , Order entering default judgment and summarily affirming initial decision File Number: 3-9952
Jan. 8, 2002	Toks Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. 198 See Also: Finality Order File Number: 3-10635

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