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Finality Order of an Initial Decision of an SEC Administrative Law JudgeIn the Matter of
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In the Matter of G. BRADLEY TAYLOR |
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The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed, and the Commission has not chosen to review the decision on its own initiative.
Accordingly, notice is hereby given, pursuant of Rule 360(e) of the Commission's Rules of Practice, that the initial decision of the administrative law judge* has become the final decision of the Commission with respect to G. Bradley Taylor. The order contained in the decision barring Taylor from associating with a broker or dealer and ordering Taylor to cease-and-desist from committing or causing future violations of Rule 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder is hereby declared effective.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
Secretary
* | G. Bradley Taylor, Initial Decision Rel. No. 215 (Sept. 24, 2002), ___SEC Docket___. |
 
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