ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 22, 1967	Boettcher & Company (8-683), David F. Lawrence, Alfred A. Wiesner, Bruce C. Newman Sidney L. Feiler, Hearing Examiner Release No. 3-544 See Also: Opinion File Number: 3-544
Nov. 28, 1967	Paine, Webber, Jackson & Curtis (8-402), William P. Cowden, Ralph Martin Klopp Warren E. Blair, Hearing Examiner Release No. 3-484 See Also: Opinion File Number: 3-484
Sept. 25, 1967	Laird, Bissell and Meeds (8-18), Louis J. Sneed, Hanns E. Kuehner, Edgar F. Isaacs, Harold J. Rau; Cortlandt Investing Corporation (8-5630), Melvin Cantor, Samuel E. Stone, Max Reiter, Michael Kramer Samuel Binder, Hearing Examiner Release No. 3-133 File Number: 3-133
Aug. 14, 1967	Commonwealth Securities Corporation Release No. 8-6739 See Also: Opinion File Number: 8-6739
July 31, 1967	Southern Brokerage & Holding Co., Inc. (801-1280) d/b/a The Canadian Forecaster, Alan McDonald Munro, Peter Jeffery Irving Schiller, Hearing Examiner Release No. 3-784 File Number: 3-784
June 26, 1967	Richard J. Buck & Co. (8-4276), Arthur Gladstone, Charles Arthur Fehr, Mortimer E. Hanly, Frederick C. Stutzmann, Jr., Steve Charles Paras James G. Ewell, Hearing Examiner Release No. 3-417 See Also: Opinion File Number: 3-417
May 1, 1967	Langley-Howard, Inc. (8-3349), John A. Howard, Mark E. O'Leary, Theodore Barnett, Richard A. Sorenson, William R. Steigerwald Sidney Ullman, Hearing Examiner Release No. 3-503 See Also: Opinion File Number: 3-503
May 1, 1967	Orchard Supply Building Co. (81-41) Sidney L. Feiler, Hearing Examiner Release No. 3-789, AAER-1311 File Number: 3-789
March 31, 1967	Stanford Investment Management, Inc., a California corporation (801-2854) and Lawrence Ronald Ross (801-3404) Samuel Binder, Hearing Examiner Release No. 3-640 See Also: Opinion File Number: 3-640
Feb. 24, 1967	Armstrong, Jones & Co. (8-6057), Thomas W. Itin, George A. Reuter, Rene F. Campeau, E. Keith Owens, Charles H. Bruce, Robert O. Safford Warren E. Blair, Hearing Examiner Release No. 3-336 See Also: Opinion File Number: 3-336

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