Investor Education and Assistance

SEC Highlights Financial Independence During Financial Literacy Month
Voluntary Early Retirement Authority (VERA)/Voluntary Separation Incentive Program (VSIP) SEC Participant Count Since May 17, 2025
Deferred Resignation Program (DRP) SEC Participant Count Since May 17, 2025
John Moses
SEC Announces Departure of OIEA Director Lori J. Schock
Investor Advisory Committee Meeting Agenda
SEC’s Anti-Fraud Public Service Campaign Warns Investors About Relationship Investment Scams
By Building Wealth, Investors Power U.S. Economy
SEC Encourages Investors to Choose Their Information Sources Wisely During World Investor Week
SEC’s New Public Service Campaign Emphasizes Investor Protection
What are Municipal Bonds
Investor Alert: 5 Ways Fraudsters May Lure Victims Into Scams Involving Crypto Asset Securities
SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month
SEC Spotlights Due Diligence During World Investor Week 2023
https://www.investor.gov/additional-resources/general-resources/glossary/variable-annuities
https://www.investor.gov/news-alerts/investor-alerts/updated-investor-alert-social-media-investing-stock-rumors
https://www.investor.gov/news-alerts/investor-alerts/updated-investor-alert-sec-warns-government-impersonators-3
https://www.investor.gov/news-alerts/investor-alerts/updated-investor-alert-beware-companies-using-sec-seal
https://www.investor.gov/news-alerts/investor-alerts/investor-alert-fraudulent-stock-promotions
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/updated-investor-alert-social-media-investing-0
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-accredited-investors
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-crowdfunding-investors
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-initial-coin-offerings
https://www.investor.gov/news-alerts/investor-bulletins/trading-stock-after-sec-trading-suspension-be-aware-risks
https://www.investor.gov/investing-basics/investment-products/mutual-funds
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-alert-affinity-fraud
SEC Unveils New Public Service Campaign Encouraging Older Investors to Never Stop Learning
SEC to Highlight Free Investor Education Resources During Financial Capability Month
Investomania Costs
Investor Complaints and Questions
Statement on Single-Stock Levered and/or Inverse ETFs
SEC Launches Game Show-Themed Public Service Campaign
SEC Commemorates Financial Capability Month with Robust Slate of Investor Education Events and Resources
SEC to Host Free Virtual Outreach Event to Help Older Adults and Their Caregivers Avoid Financial Fraud
Women’s History Month Event: SEC to Host Free Virtual Financial Fraud Webinar
Questions You Should Ask About Your Investments brochure
SEC Highlights Investor Protection for World Investor Week 2021
New SEC Public Service Campaign: Investing Regularly Really Adds Up
SEC, NASAA, and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention and Reporting of Financial Exploitation of Seniors
SEC Promotes Investor Awareness During National Financial Capability Month
SEC Names John Moses as Deputy Director of Office of Investor Education and Advocacy
SEC’s Messages for World Investor Week 2020
Compliance Report on Implementation of the Plain Writing Act of 2010
Report on Implementing the Plain Writing Act of 2010
Ex-Dividend Dates (Investor.gov link)
SEC Educational Videos Aim to Help Investors Spot and Avoid Fraud
SEC’s Message for 2019 World Investor Week: Start Early
SEC, NASAA, and FINRA Issue Senior Safe Act Fact Sheet to Help promote Greater Reporting of Suspected Senior Financial Exploitation
Compliance Report on Implementation of the Plain Writing Act of 2010
Report on Implementing the Plain Writing Act of 2010
New SEC Campaign Educates Investors on Where and How to Get Answers
Are You Prepared for Your Financial Future? Use the SEC’s Investor Preparedness Checklist to Find Out
SEC to Focus on Empowering Main Street Investors for 2018 World Investor Week
Online Marketers Charged With Conning Main Street Investors Through Rags-to-Riches Infomercials
SEC Charges Cannabis Investment Fund and Founder in Fraudulent Scheme
SEC Chairman Clayton Invites Main Street Investors to ‘Tell Us’ About Their Investor Experience
SEC Charges Long Island Investment Professional in $8 Million Scam Targeting Long-Standing Brokerage Customers
World Elder Abuse Awareness Day (WEAAD) Conference
Elder Justice Coordinating Council (EJCC) Meeting
The SEC Has an Opportunity You Won’t Want to Miss: Act Now!
Compliance Report on Implementation of the Plain Writing Act of 2010
Report on Implementing the Plain Writing Act of 2010
SEC Unveils Public Service Announcement to Promote Background Checks on Investor.gov
SEC Warns of Government Impersonators
SEC_Impersonator_Fraudulent_Pitch
SEC Impersonator Snippet
SEC Promotes Investor Awareness During National Financial Capability Month
SEC Warns Investors About Paid-to-Click Scams
World Investor Week Brings Together Securities Regulators on Six Continents to Promote Investor Education and Protection
SEC Files Fraud Charges Against Former Brokers Targeting Federal Retirees
ia_pyramidch.pdf
ia_immigrantsp.pdf
ia_immigrantko.pdf
ia_immigrantch.pdf
Resources for Investors
Office of Investor Education and Assistance
Firm Charged With Misleading Investors About Binary Options Profitability
binaryoptions
form4
Investment Professional-540px
networthsampletable
incomesampletable
SEC Charges Investment Adviser With Failing to Adopt Proper Cybersecurity Policies and Procedures Prior To Breach
Boletín del Inversionista: Conceptos básicos de ahorros e inversión para personal militar
BILLING INSTRUCTIONS FOR RECEIVERS IN CIVIL ACTIONS COMMENCED BY THE U.S. SECURITIES AND EXCHANGE COMMISSION
Boletín del Inversionista: Proteger contra el fraude sus cuentas de corretaje en línea
Boletín del Inversionista: Cómo investigar a su profesional financiero
Boletín del Inversionista: Diez cosas que debe saber sobre las inversiones
SEC Chair White, Federal Agencies Join Forces for Military Consumer Protection Day 2015
SEC Alerts Investors, Industry on Cybersecurity
SEC Suspends Trading in Companies Touting Operations Related to Prevention or Treatment of Ebola
SEC and FINRA Warn Investors About Penny Stock Scams Hyping Dormant Shell Companies
Opening Statement at Investor Advisory Committee Meeting
Investor Alert - Affinity Fraud (Vietnamese translation)
Alerta ao investidor: fraude por afinidade
Investor Alert: Affinity Fraud
Lori J. Schock
Avètisman pou Envestisè: Fè Atansyon avèk Eskwokri Piramid yap prezante kòm Pwogram Komèsyalizasyon a Plizyè Nivo
Báo Động cho Người ĐầuTư Coi chừng Thủ Đoạn Kiểu Kim Tự Tháp (Pyramid Schemes) dưới dạng các Chương Trình Tiếp Thị Đa Cấp
/images/oieadisclaimer2009.gif

Rules & Regulations

Enforcement & Litigation

Compliance

Investor Education and Assistance

More in this Section

Investor Education and Assistance