34-85393
March 21, 2019
SR-EMERALD-2019-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Emerald Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 11599)
34-85385
March 21, 2019
SR-NYSEArca-2018-83
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF Comments Due: View Received Comments Federal Register version (84 FR 11582)
34-85390
March 21, 2019
SR-NYSE-2019-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers on the Exchange To Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges Comments Due: Exhibit 5 Federal Register version (84 FR 11586)
34-85389
March 21, 2019
SR-NASDAQ-2019-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Protocol Ouch To Trade Options or OTTO on The Nasdaq Options Market LLC Comments Due: Exhibit 5 Federal Register version (84 FR 11597)
34-85392
March 21, 2019
SR-MIAX-2019-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 11593)
34-85391
March 21, 2019
SR-CboeEDGX-2019-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 11590)
34-85388
March 21, 2019
SR-CboeBZX-2019-001
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds Comments Due: View Received Comments Federal Register version (84 FR 11597)
34-85387
March 21, 2019
SR-BOX-2019-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Add the Concepts of Appointed OFP and Appointed MM Comments Due: Exhibit 5 Federal Register version (84 FR 11591)
34-85366
March 20, 2019
SR-Phlx-2019-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 3315 Exhibit 5 Federal Register version (84 FR 11345)
34-85375
March 20, 2019
SR-NYSEArca-2018-98
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 11375)
34-85367
March 20, 2019
SR-NYSE-2019-09
Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers ("DMMs") and Designated Representatives of Listed Issuers Comments Due: View Received Comments Federal Register version (84 FR 11382)
34-85368
March 20, 2019
SR-BX-2019-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 4758 Comments Due: Exhibit 5 Federal Register version (84 FR 11362)
34-85372
March 20, 2019
SR-NASDAQ-2019-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Comments Due: Exhibit 5 Federal Register version (84 FR 11357)
34-85373
March 20, 2019
SR-NASDAQ-2019-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a)(3) Comments Due: Exhibit 5 Federal Register version (84 FR 11379)
34-85376
March 20, 2019
SR-PEARL-2019-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Exhibit 5 Federal Register version (84 FR 11359)
34-85365
March 20, 2019
SR-MIAX-2019-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 Comments Due: Exhibit 5 Federal Register version (84 FR 11347)
34-85371
March 20, 2019
SR-MIAX-2019-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 11385)
34-85370
March 20, 2019
SR-CboeBZX-2019-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4) Comments Due: Federal Register version (84 FR 11364)
34-85363
March 19, 2019
SR-NYSEARCA-2019-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 6.72-O To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 11141)
34-85356
March 19, 2019
SR-NASDAQ-2019-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 To Make Clarifying Changes Comments Due: Exhibit 5 Federal Register version (84 FR 11143)
34-85344
March 18, 2019
SR-EMERALD-2019-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism Comments Due: Exhibit 5 Federal Register version (84 FR 10845)
34-85345
March 18, 2019
SR-EMERALD-2019-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (84 FR 10848)
34-85346
March 18, 2019
SR-EMERALD-2019-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (84 FR 10854)
34-85348
March 18, 2019
SR-NYSEAMER-2019-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly View Received Comments Exhibit 5 Federal Register version (84 FR 10860)
34-85351
March 18, 2019
SR-IEX-2018-23
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Resting Price of Discretionary Peg Orders Comments Due: View Received Comments Federal Register version (84 FR 10871)
34-85350
March 18, 2019
SR-ICEEU-2019-006
Notice Relating to Amendments to the CDS Risk Management Model Description Document Comments Due: Federal Register version (84 FR 10869)
34-85347
March 18, 2019
SR-CboeBZX-2019-015
Notice of Filing of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500 Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500 Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500 Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500 Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities Comments Due: Federal Register version (84 FR 10863)
34-85349
March 18, 2019
SR-CboeBZX-2019-016
Notice of Filing of a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (84 FR 10874)
34-85328
March 15, 2019
SR-CBOE-2019-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rules That Are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (84 FR 10558)
34-85316
March 14, 2019
SR-EMERALD-2019-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 10350)
34-85322
March 14, 2019
SR-OCC-2019-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees Comments Due: View Received Comments Exhibit 5 , Exhibit 5 Federal Register version (84 FR 10377)
34-85311
March 14, 2019
SR-NYSEARCA-2019-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Introduce a New Pricing Tier, Step Up Tier 4 Comments Due: Exhibit 5 Federal Register version (84 FR 10348)
34-85312
March 14, 2019
SR-NYSEArca-2019-12
Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 10369)
34-85313
March 14, 2019
SR-MRX-2019-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates Comments Due: Exhibit 5 Federal Register version (84 FR 10357)
34-85317
March 14, 2019
SR-PEARL-2019-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments Exhibit 5 Federal Register version (84 FR 10380)
34-85314
March 14, 2019
SR-MIAX-2019-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 10359)
34-85318
March 14, 2019
SR-MIAX-2019-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 10363)
34-85315
March 14, 2019
SR-ISE-2019-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders Comments Due: Exhibit 5 Federal Register version (84 FR 10367)
34-85319
March 14, 2019
SR-CboeEDGA-2019-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 10355)
34-85320
March 14, 2019
SR-CboeBZX-2019-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 10361)
34-85302
March 13, 2019
SR-NYSEAMER-2019-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services Exhibit 5 Federal Register version (84 FR 10164)
34-85305
March 13, 2019
SR-NYSENAT-2019-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services Comments Due: Exhibit 5 Federal Register version (84 FR 10154)
34-85306
March 13, 2019
SR-NYSEARCA-2019-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services Comments Due: Exhibit 5 Federal Register version (84 FR 10159)
34-85300
March 13, 2019
SR-NYSE-2019-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 10152)
34-85298
March 13, 2019
SR-BX-2019-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 10158)
34-85303
March 13, 2019
SR-NASDAQ-2019-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (84 FR 10161)
34-85304
March 13, 2019
SR-PEARL-2019-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Exhibit 5 Federal Register version (84 FR 10144)
34-85301
March 13, 2019
SR-MIAX-2019-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 10166)
34-85307
March 13, 2019
SR-ISE-2019-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program Comments Due: Exhibit 5 Federal Register version (84 FR 10133)
34-85308
March 13, 2019
SR-ISE-2019-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to No Longer Offer Complex Order Quoting Functionality or Legging Functionality for Stock-Option Orders and To Make Other Changes to Chapter 7 Comments Due: Exhibit 5 Federal Register version (84 FR 10136)
34-85297
March 12, 2019
SR-NYSECHX-2019-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Migration of the Exchange to the NYSE Pillar Platform Comments Due: Exhibit 5 Federal Register version (84 FR 9854)
34-85292
March 12, 2019
SR-NASDAQ-2019-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Disseminate Abbreviated Order Imbalance Information Prior to Dissemination of the Order Imbalance Indicator Comments Due: Exhibit 5 Federal Register version (84 FR 9848)
34-85295
March 12, 2019
SR-CBOE-2019-015
Notice of Filing of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds Comments Due: Federal Register version (84 FR 9851)
34-85293
March 12, 2019
SR-BOX-2019-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 9856)
34-85283
March 11, 2019
SR-MIAX-2019-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 9567)
34-85272
March 8, 2019
SR-NYSEAMER-2019-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16E, 7.18E, 7.31E, 7.34E, 7.35E, and 7.38E Exhibit 5 Federal Register version (84 FR 9403)
34-85274
March 8, 2019
SR-NYSE-2019-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, 7.37, and 7.38 Comments Due: Exhibit 5 Federal Register version (84 FR 9397)
34-85266
March 7, 2019
SR-EMERALD-2019-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons Comments Due: Federal Register version (84 FR 9190)
34-85262
March 7, 2019
SR-Phlx-2019-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Option Floor Procedure Advice A-9 and Phlx Rules 1000 and 1066 and To Adopt a New Phlx Rule 1078 Comments Due: Exhibit 5 Federal Register version (84 FR 9192)
34-85264
March 7, 2019
SR-NYSENAT-2019-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38 Comments Due: Exhibit 5 Federal Register version (84 FR 9168)
34-85265
March 7, 2019
SR-NYSEARCA-2019-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E Comments Due: Exhibit 5 Federal Register version (84 FR 9175)
34-85267
March 7, 2019
SR-CboeEDGX-2019-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Bats Auction Mechanism ("BAM") Comments Due: Exhibit 5 Federal Register version (84 FR 9183)
34-85251
March 6, 2019
SR-EMERALD-2019-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 8931)
34-85252
March 6, 2019
SR-NYSE-2019-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Its Annual Fee Requirements for Listed Companies for Any Calendar Year in Which a Listed Company Consummates a Reverse Stock Split Comments Due: Exhibit 5 Federal Register version (84 FR 8919)
34-85260
March 6, 2019
SR-IEX-2019-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of a Rule Change To Reject Market Orders With a Time-in-Force of DAY That are Entered in the Pre-Market Session for Non-IEX-Listed Securities Comments Due: Federal Register version (84 FR 8935)
34-85253
March 6, 2019
SR-CboeEDGX-2019-009
Notice of Filing of a Proposed Rule Change To Adopt Rule 21.21 (Solicitation Auction Mechanism) Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 8921)
34-85254
March 6, 2019
SR-C2-2019-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify its Provision Related to its Risk Monitor Mechanism Comments Due: Exhibit 5 Federal Register version (84 FR 8937)
34-85248
March 5, 2019
SR-NYSECHX-2019-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Exchange Comments Due: Exhibit 5 Federal Register version (84 FR 8773)
34-85247
March 5, 2019
SR-ICEEU-2019-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules") Comments Due: Exhibit 5 Federal Register version (84 FR 8769)
Memo
March 5, 2019
SR-FICC-2018-802
Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes associated comments , SR-FICC-2018-013
34-85225
March 1, 2019
SR-EMERALD-2019-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 8353)
34-85228
March 1, 2019
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX Emerald, LLC as a Plan Comments Due: View Received Comments Federal Register version (84 FR 8355)
34-85229
March 1, 2019
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8347)
34-85230
March 1, 2019
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add MIAX Emerald LLC, as a Participant Comments Due: View Received Comments Federal Register version (84 FR 8356)
34-85235
March 1, 2019
SR-CboeBZX-2019-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 8358)
34-85224
Feb. 28, 2019
SR-EMERALD-2019-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options Comments Due: Exhibit 5 Federal Register version (84 FR 8127)
34-85220
Feb. 28, 2019
SR-NYSEArca-2019-06
Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable To Holdings in Fixed Income Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 8138)
34-85222
Feb. 28, 2019
SR-MSRB-2019-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules Comments Due: Exhibit 2 , Exhibit 5 Federal Register version (84 FR 8132)
34-85223
Feb. 28, 2019
SR-MSRB-2019-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records Comments Due: Exhibit 5 Federal Register version (84 FR 8141)
34-85221
Feb. 28, 2019
SR-MIAX-2019-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Exchange Rule 515, Execution of Orders and Quotes Comments Due: Exhibit 5 Federal Register version (84 FR 8129)
34-85219
Feb. 28, 2019
SR-CboeEDGX-2019-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions Comments Due: Federal Register version (84 FR 8146)
34-85218
Feb. 28, 2019
SR-CboeBZX-2019-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions Comments Due: Federal Register version (84 FR 8148)
34-85207
Feb. 27, 2019
SR-EMERALD-2019-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR") Comments Due: Federal Register version (84 FR 7963)
34-85208
Feb. 27, 2019
SR-EMERALD-2019-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers Comments Due: Exhibit 5 Federal Register version (84 FR 7954)
34-85210
Feb. 27, 2019
SR-Phlx-2019-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terms of Index Option Contracts Comments Due: Exhibit 5 Federal Register version (84 FR 7958)
34-85212
Feb. 27, 2019
SR-Phlx-2018-83
Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule Comments Due: Federal Register version (84 FR 7948)
34-85213
Feb. 27, 2019
SR-BX-2018-066
Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule Comments Due: Federal Register version (84 FR 7948)
34-85206
Feb. 27, 2019
SR-MSRB-2019-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Short-Term Obligation Rate Transparency (SHORT) System To Modernize and Consolidate the Information Facility for the SHORT System Comments Due: Exhibit 4 , Exhibit 5 Federal Register version (84 FR 7951)
34-85211
Feb. 27, 2019
SR-ISE-2019-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Expiration Timeframes in ISE Rule 2009 Comments Due: Exhibit 5 Federal Register version (84 FR 7960)
34-85205
Feb. 27, 2019
SR-CBOE-2019-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions Comments Due: Federal Register version (84 FR 7949)
34-85200
Feb. 26, 2019
SR-CboeEDGX-2019-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Apply the Obvious Error Rule to Stock-Option Orders, and To Amend Rules 21.1(d) and 21.20 To Add Qualified Contingent Cross With Stock Order Functionality Comments Due: Federal Register version (84 FR 7140)
34-85201
Feb. 26, 2019
SR-BOX-2019-04
Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: View Received Comments Exhibit 5 , Letter from Secretary Fields to Alanna Barton, Vice President, Legal Affairs, BOX Exchange LLC, dated March 7, 2019 , Petition for Review of Order Temporarily Suspending BOX Exchange LLC's Proposal to Amend the Fee Schedule on Box Market LLC , File No. SR-BOX-2019-04 Federal Register version (84 FR 7146)
34-85190
Feb. 25, 2019
SR-NYSECHX-2019-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange To Adopt Article 1, Rule 5 Comments Due: Exhibit 5 Federal Register version (84 FR 7154)
34-85186
Feb. 25, 2019
SR-NYSE-2019-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Content of the NYSE Trades Market Data Product Offering Comments Due: Federal Register version (84 FR 7156)
34-85188
Feb. 25, 2019
SR-NASDAQ-2019-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications With the Public Comments Due: Exhibit 5 Federal Register version (84 FR 7138)
34-85187
Feb. 25, 2019
SR-ICEEU-2019-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (84 FR 7151)
34-85176
Feb. 22, 2019
SR-NYSE-2019-05
Notice of Filing of Proposed Rule Change To (1) Amend Rules 7.36 and 7.37 To Add the Designated Market Maker as a Participant for Trading of Exchange-Listed Securities on Pillar; (2) Amend Rule 7.31 To Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to Their Applicability to the Pillar Trading Platform Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 6868)
34-85180
Feb. 22, 2019
SR-CboeEDGX-2018-043
Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Allow the Post Only Order Instruction on Complex Orders Comments Due: View Received Comments Federal Register version (84 FR 6842)
34-85182
Feb. 22, 2019
SR-CboeEDGX-2018-037
Notice of Deemed Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis Comments Due: Federal Register version (84 FR 6846)
34-85178
Feb. 22, 2019
SR-CboeBZX-2018-078
Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, Each a Series of WisdomTree Trust, Under Rule 14.11(i) (Managed Fund Shares) Comments Due: View Received Comments Federal Register version (84 FR 6846)
