34-104804
Feb. 10, 2026
SR-NYSETEX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc. Comments Due: Exhibit 5
34-104803
Feb. 10, 2026
SR-CboeEDGA-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-104794
Feb. 10, 2026
SR-CboeBYX-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports Comments Due: Exhibit 5
34-104798
Feb. 10, 2026
SR-CboeBZX-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports Comments Due: Exhibit 5
34-104795
Feb. 10, 2026
SR-CBOE-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the Trade-by-Trade Report Comments Due: Exhibit 5
34-104796
Feb. 10, 2026
SR-CBOE-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report Comments Due: Exhibit 5
34-104792
Feb. 10, 2026
SR-CboeBZX-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports Comments Due: Exhibit 5
34-104791
Feb. 9, 2026
SR-NYSE-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change proposes to modify the definition of “Reverse Merger” set forth in Section 102.01F of the NYSE Listed Company Manual Comments Due: Exhibit 5
34-104788
Feb. 9, 2026
SR-BX-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Rebates to Bring It into Compliance with New Reg NMS Rule 610(d) Comments Due: Exhibit 5
34-104790
Feb. 9, 2026
SR-NYSEAMER-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Change proposes to modify the definition of “Reverse Merger” set forth in Section 101(e) of the NYSE American Company Guide Comments Due: Exhibit 5
34-104789
Feb. 9, 2026
SR-PHLX-2026-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Rebates to Bring It into Compliance with New Reg NMS Rule 610(d) Comments Due: Exhibit 5
34-104785
Feb. 9, 2026
SR-NASDAQ-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Incentives to Bring It into Compliance with New Reg NMS Rule 610(d) Comments Due: Exhibit 5
34-104787;
Feb. 9, 2026
SR-NYSEARCA-2026-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Eliminate a Pricing Incentive Relating to Options on NYSE Arca Equities-Listed Digital Asset Exchange Trading Funds Comments Due: Exhibit 5
34-104783
Feb. 9, 2026
SR-IEX-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing Comments Due: Exhibit 5
34-104780
Feb. 9, 2026
SR-PEARL-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-104782
Feb. 9, 2026
SR-CBOE-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52 (Market-Maker Quotes) to Adopt Two-Sided Quote Bid/Ask Differentials Comments Due: Exhibit 5
34-104784
Feb. 9, 2026
SR-CMESC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CME Securities Clearing Inc. Rules and Incorporate CME Securities Clearing Inc. Procedures into the Rules Comments Due: Exhibit 5
34-104779
Feb. 9, 2026
SR-CboeBZX-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Certain Logical Ports and Average Daily Order and Quote Threshold Fees Comments Due: Exhibit 5
34-104781
Feb. 6, 2026
SR-PEARL-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Concerning the Quoting Requirements for the Market Quoting Program Comments Due: Exhibit 5
34-104778
Feb. 6, 2026
SR-MIAX-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Establish the New Purge Liquidity Taker Report Comments Due: Exhibit 5
34-104777
Feb. 6, 2026
SR-NYSENAT-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104776
Feb. 5, 2026
SR-NYSETEX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104774
Feb. 5, 2026
SR-NYSEAMER-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104775
Feb. 5, 2026
SR-NYSEARCA-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104772
Feb. 5, 2026
SR-NYSE-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104771
Feb. 5, 2026
SR-NYSENAT-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates Comments Due: Exhibit 5
34-104768
Feb. 5, 2026
SR-CBOE-2025-090
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited as the Contra-Side Order Submitted into Certain...
34-104770
Feb. 5, 2026
SR-NYSEAMER-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee Schedule Comments Due: Exhibit 5
34-104769
Feb. 5, 2026
SR-NYSEARCA-2026-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees Comments Due: View Received Comments Exhibit 5
34-104767
Feb. 4, 2026
SR-CBOE-2026-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-104755
Jan. 30, 2026
SR-FICC-2026-003
Notice of Filing of Proposed Rule Change to Remove the Activity Limit from the GSD Rules Comments Due: Exhibit 3 , Exhibit 5
34-104754
Jan. 30, 2026
SR-CboeEDGX-2026-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104761
Jan. 30, 2026
SR-NYSEAMER-2025-74
(WITHDRAWN on 6/8/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF Comments Due: Rebuttal comments Due : May 19, 2026.
34-104760
Jan. 30, 2026
SR-NYSEAMER-2026-02
Notice of Filing of a Proposed Rule Change to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide. Comments Due: View Received Comments Exhibit 5
34-104752
Jan. 30, 2026
SR-NYSEAMER-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Specialists, e-Specialists and NYSE American Options Market Makers and Floor Brokers Comments Due: View Received Comments Exhibit 5
34-104758
Jan. 30, 2026
SR-CboeBYX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers) to Revise the Definition of Unique Identifier Comments Due: Exhibit 5
34-104759
Jan. 30, 2026
SR-CboeBZX-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104756
Jan. 30, 2026
SR-CboeEDGA-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104751
Jan. 30, 2026
SR-NYSEArca-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Lead Market Makers and NYSE Arca Market Makers and Floor Brokers Comments Due: View Received Comments Exhibit 5
34-104749
Jan. 30, 2026
SR-BOX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Adjustments to Section II.A. (FINRA Fees) and Section II.B. (Registration and Continuing Education Fees) Comments Due: Exhibit 5
34-104744
Jan. 29, 2026
SR-CboeBZX-2026-005
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 14.12 View Received Comments Exhibit 5
34-104746
Jan. 29, 2026
SR-FINRA-2026-001
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3290 (Outside Activities Requirements) Comments Due: Rebuttal Comments Due: View Received Comments
34-104742
Jan. 29, 2026
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add Texas Stock Exchange LLC as a Party Thereto Comments Due: View Received Comments
34-104745
Jan. 29, 2026
SR-MEMX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Federal Register. Exhibit 5
34-104739
Jan. 29, 2026
SR-BX-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Reflect a Legal Name Change Comments Due: Exhibit 5
34-104741
Jan. 29, 2026
SR-ICC-2025-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Collateral Risk Management Framework
34-104737
Jan. 29, 2026
SR-CboeBZX-2025-149
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions) Comments Due: View Received Comments
34-104735
Jan. 29, 2026
SR-FICC-2026-002
Notice of Filing of Proposed Rule Change to Enhance the Correlation Calculation for Bond Haircut Models and Make Other Changes Exhibit 3 , Exhibit 5
34-104738
Jan. 29, 2026
SR-MIAX-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 307, Position Limits, and Rule 309, Exercise Limits, Regarding Position and Exercise Limits on Options Overlying Certain Crypto Assets Comments Due: Exhibit 5
34-104736
Jan. 29, 2026
SR-BX-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal the Restated Certificate of Incorporation and Adopt a Certificate of Formation and Company Agreement Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E
34-104734
Jan. 28, 2026
SR-CboeBZX-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange to Add Class ETF Shares to the Category of Generically-Listed ETPs That Are Not Required to Pay an Entry Free and... Comments Due: Exhibit 5
34-104733
Jan. 28, 2026
SR-Phlx-2026-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Electronic FLEX Rules Comments Due: Exhibit 5
34-104732
Jan. 28, 2026
SR-FINRA-2025-017
Notice of Designation of a Longer Time for Commission Action on a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards Comments Due: View Received Comments
34-104728
Jan. 28, 2026
SR-ISE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104731
Jan. 28, 2026
SR-PEARL-2025-50
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow Post-Only Orders in Sub-Dollar Securities
34-104727
Jan. 28, 2026
SR-MRX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104730
Jan. 28, 2026
SR-CboeBZX-2025-115
(WITHDRAWN on 03/09/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule...
34-104725
Jan. 28, 2026
SR-Phlx-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104729
Jan. 28, 2026
SR-CboeBZX-2025-120
(WITHDRAWN on 03/09/26) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4)...
34-104717
Jan. 28, 2026
SR-CBOE-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Fee Schedule Comments Due: Exhibit 5
34-104716
Jan. 28, 2026
SR-LCH SA-2025-010
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to LCH SA’s Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation
34-104724
Jan. 28, 2026
SR-ISE-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Rules Comments Due: Exhibit 5
34-104721
Jan. 28, 2026
SR-CBOE-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 8.23 Comments Due: Comments Due: Rebuttal Comments Due: View Received Comments Exhibit 5
34-104714
Jan. 28, 2026
SR-LTSE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program Comments Due: Exhibit 5
34-104720
Jan. 28, 2026
SR-IEX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 2.230 and 2.190 Regarding Retention of Jurisdiction and Voluntary Termination Comments Due: Exhibit 5
34-104703
Jan. 28, 2026
SR-FINRA-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees for Non-Participants) Comments Due: Exhibit 5
34-104713
Jan. 28, 2026
SR-SAPPHIRE-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104704
Jan. 28, 2026
SR-NYSEAMER-2025-72
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 1003 of the NYSE American Company Guide View Received Comments
34-104722
Jan. 28, 2026
SR-NASDAQ-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104719
Jan. 28, 2026
SR-BX-2026-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104712
Jan. 28, 2026
SR-BX-2026-004
Notice of Filing of Proposed Rule Change to Remove Existing Listing Rules and Establish New Listing Standards Comments Due: View Received Comments Exhibit 5
34-104718
Jan. 28, 2026
4-880
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC Comments Due:
34-104711
Jan. 28, 2026
SR-PEARL-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104709
Jan. 28, 2026
SR-EMERALD-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104708
Jan. 28, 2026
SR-NYSE-2025-43
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company Manual View Received Comments
34-104707
Jan. 28, 2026
SR-MIAX-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104706
Jan. 28, 2026
SR-GEMX-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104702
Jan. 28, 2026
SR-CboeBZX-2025-096
(WITHDRAWN on 03/06/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust
34-104701
Jan. 28, 2026
SR-MEMX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104700
Jan. 28, 2026
SR-NYSEARCA-2025-24
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Copper Trust Comments Due: View Received Comments
34-104696
Jan. 27, 2026
SR-NYSEAMER-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program... Comments Due: Exhibit 5
34-104695
Jan. 27, 2026
SR-FINRA-2026-002
Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities) View Received Comments Exhibit 5
34-104694
Jan. 27, 2026
SR-BOX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Permit the Listing of up to Two Monday and Wednesday Expirations for Options on Certain Individual Stocks or... Comments Due: Exhibit 5
34-104693
Jan. 27, 2026
SR-NASDAQ-2025-072
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form View Received Comments
34-104692
Jan. 27, 2026
SR-NYSEARCA-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O Related to Flexible Exchange Options Comments Due: Exhibit 5
34-104690
Jan. 26, 2026
SR-FICC-2025-025
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules Comments Due: View Received Comments
34-104688
Jan. 26, 2026
SR-NASDAQ-2026-004
Notice of Filing of Proposed Rule Change to Adopt a New Continued Listing Requirement View Received Comments Exhibit 5
34-104687
Jan. 26, 2026
SR-NSCC-2026-001
Notice of Filing of Proposed Rule Change Concerning the Clearing of Exchange-Trade Funds with Options as Underlying Components View Received Comments Exhibit 5
34-104680
Jan. 23, 2026
SR-DTC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Accessibility to DTC’s Participant Terminal System Comments Due: Exhibit 5
34-104679
Jan. 23, 2026
SR-LTSE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program Comments Due: Exhibit 5
34-104676
Jan. 23, 2026
SR-NYSEAMER-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify the Market Maker Sliding Scale Qualification Tiers and Amend the Floor Broker Fixed Cost Prepayment Incentive Program Comments Due: Exhibit 5
34-104675
Jan. 23, 2026
SR-CboeEDGX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104658
Jan. 23, 2026
SR-MIAX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104674
Jan. 23, 2026
SR-CBOE-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Users with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104673
Jan. 23, 2026
SR-C2-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity... Comments Due: Exhibit 5
34-104671
Jan. 23, 2026
SR-CboeBZX-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104667
Jan. 23, 2026
SR-PEARL-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104672
Jan. 23, 2026
SR-NYSEARCA-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Additional Rebates for Certain Manual and QCC Executions Comments Due: Exhibit 5
34-104666
Jan. 23, 2026
SR-MIAX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104661
Jan. 23, 2026
SR-Emerald-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
