34-52684
Oct. 26, 2005
SR-MSRB-2005-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program Comments Due: Federal Register version (70 FR 66478)
34-52666
Oct. 25, 2005
SR-Phlx-2005-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004 Comments Due: Federal Register version (70 FR 62366)
34-52672
Oct. 25, 2005
SR-PCX-2005-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to Its Current Revenue Sharing Program an Opportunity To Share in ETP Operating Revenue for Cross Orders in Tape C Securities Comments Due: Federal Register version (70 FR 66885)
34-52675
Oct. 25, 2005
SR-PCX-2005-75
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement Comments Due: Federal Register version (70 FR 65948)
34-52676
Oct. 25, 2005
SR-PCX-2005-76
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement Comments Due: Federal Register version (70 FR 65950)
34-52674
Oct. 25, 2005
SR-NYSE-2005-71
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (70 FR 65945)
34-52664
Oct. 25, 2005
SR-NSCC-2005-14
Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation Comments Due: Rel. No. 34-52922 Federal Register version (70 FR 62364)
34-52663
Oct. 25, 2005
SR-FICC-2005-19
Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation Comments Due: View Received Comments Rel. No. 34-52922 Federal Register version (70 FR 62359)
34-52665
Oct. 25, 2005
SR-DTC-2005-16
Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation Comments Due: View Received Comments Rel. No. 34-52922 Federal Register version (70 FR 62357)
34-52673
Oct. 25, 2005
SR-CBOE-2005-86
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees with Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (70 FR 65942)
34-52655
Oct. 24, 2005
SR-FICC-2005-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks Comments Due: Federal Register version (70 FR 62154)
34-52659
Oct. 24, 2005
SR-CBOE-2005-85
Notice of Filing and Immediate Effectiveness of Rule Change To Adopt a Market Turner Priority for Index Options and Options on ETFs on the Exchange's Hybrid System Comments Due: Federal Register version (70 FR 62149)
34-52660
Oct. 24, 2005
SR-CBOE-2005-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees Comments Due: Federal Register version (70 FR 62355)
34-52647
Oct. 21, 2005
SR-CHX-2005-01
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Order Priority Rule and the Mandatory Use of Order Match Functionalities Comments Due: Rel. No. 34-54198 Federal Register version (70 FR 62152)
34-52648
Oct. 21, 2005
SR-NYSE-2005-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Proposal To Place an Immediate Moratorium on the Qualification and Registration of New Competitive Traders and Registered Competitive Market Makers Comments Due: View Received Comments Federal Register version (70 FR 62155)
34-52654
Oct. 21, 2005
SR-FICC-2005-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Maturity Periods Set Forth in Margin Factor Tables Comments Due: Federal Register version (70 FR 62361)
34-52653
Oct. 21, 2005
SR-DTC-2005-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Use of Contra CUSIP Numbers To Segregate Partially-Called Positions of Participants in Variable Rate Demand Obligation Issues Comments Due: Federal Register version (70 FR 62356)
34-52645
Oct. 20, 2005
SR-NASD-2005-116
Notice of Filing of Proposed Rule Change To Modify Nasdaq's Auditor Peer Review Requirement Comments Due: Rel. No. 34-52896 Federal Register version (70 FR 61864)
34-52643
Oct. 20, 2005
SR-CBOE-2005-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Transaction Fees Assessed on DIAMONDS Options Comments Due: View Received Comments Federal Register version (70 FR 61857)
34-52639
Oct. 19, 2005
SR-BSE-2005-41
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (70 FR 61854)
34-52637
Oct. 19, 2005
SR-NASD-2004-026
Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution Comments Due: View Received Comments Rel. No. 34-54339 , Rel. No. 34-51229 Federal Register version (70 FR 61861)
34-52634
Oct. 19, 2005
SR-PCX-2005-111
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (70 FR 61675)
34-52638
Oct. 19, 2005
SR-NYSE-2005-37
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 Comments Due: Rel. No. 34-53124 Federal Register version (70 FR 61866)
34-52640
Oct. 19, 2005
SR-NYSE-2004-51
Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control) Comments Due: Rel. No. 34-52850 Federal Register version (70 FR 61672)
34-52630
Oct. 18, 2005
SR-Amex-2005-097
Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement Comments Due: Rel. No. 34-52874 Federal Register version (70 FR 61670)
34-52633
Oct. 18, 2005
SR-Amex-2005-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Rule 891 Relating to Transfer Agents Comments Due: Federal Register version (70 FR 62145)
34-52631
Oct. 18, 2005
SR-FICC-2005-14
Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System Comments Due: Rel. No. 34-52853 Federal Register version (70 FR 61859)
34-52624
Oct. 18, 2005
SR-CBOE-2005-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments Comments Due: Federal Register version (70 FR 61480)
34-52625
Oct. 18, 2005
SR-CBOE-2005-81
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Options on a Reduced-Value Version of the Standard and Poor's 500 Stock Index Comments Due: Federal Register version (70 FR 61479)
34-52612
Oct. 14, 2005
SR-CHX-2005-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (70 FR 61482)
34-52598
Oct. 13, 2005
SR-Amex-2005-098
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM) Comments Due: Federal Register version (70 FR 61160)
34-52601
Oct. 13, 2005
SR-CHX-2005-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Order Processing Fees Comments Due: Federal Register version (70 FR 61162)
34-52593
Oct. 12, 2005
SR-Amex-2005-083
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (70 FR 60584)
34-52596
Oct. 12, 2005
SR-ISE-2005-40
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Market Maker Quotation Obligations Comments Due: Federal Register version (70 FR 60867)
34-52581
Oct. 11, 2005
SR-NASD-2005-101
Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities Comments Due: View Received Comments Rel. No. 34-54585 Federal Register version (70 FR 60592)
34-52574
Oct. 7, 2005
SR-NASD-2005-099
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of the Nasdaq Stock Market, Inc. Comments Due: Rel. No. 34-52897 Federal Register version (70 FR 61484)
34-52573
Oct. 7, 2005
SR-NSX-2005-07
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee Comments Due: Rel. No. 34-52774 Federal Register version (70 FR 60113)
34-52576
Oct. 7, 2005
SR-NSX-2005-06
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems Comments Due: Rel. No. 34-52807 Federal Register version (70 FR 60594)
34-52572
Oct. 7, 2005
SR-Phlx-2005-57
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares Comments Due: Federal Register version (70 FR 60125)
34-52577
Oct. 7, 2005
SR-CBOE-2005-60
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Automated Improvement Mechanism Comments Due: View Received Comments Rel. No. 34-53222 Federal Register version (70 FR 60586)
34-52568
Oct. 6, 2005
SR-Phlx-2005-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program Comments Due: Federal Register version (70 FR 60120)
34-52569
Oct. 6, 2005
SR-NYSE-2005-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to an Interpretation of Exchange Rule 452 Comments Due: Federal Register version (70 FR 60118)
34-52565
Oct. 5, 2005
SR-Phlx-2005-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP Comments Due: Federal Register version (70 FR 59386)
34-52566
Oct. 5, 2005
SR-PCX-2005-56
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process Comments Due: Rel. No. 34-52827 Federal Register version (70 FR 59791)
34-52563
Oct. 4, 2005
SR-Amex-2004-74
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 Comments Due: Rel. No. 34-52782 Federal Register version (70 FR 59380)
34-52561
Oct. 4, 2005
SR-PCX-2005-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker's Guaranteed Participation in Trades Executed by Public Outcry Comments Due: Federal Register version (70 FR 59385)
34-52562
Oct. 4, 2005
SR-CBOE-2004-37
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 Comments Due: Rel. No. 34-52779 Federal Register version (70 FR 59382)
34-52549
Oct. 3, 2005
SR-NASD-2005-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890 Comments Due: Federal Register version (70 FR 58762)
34-52550
Oct. 3, 2005
SR-NYSE-2005-64
Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan Comments Due: Rel. No. 34-52768 Federal Register version (70 FR 58770)
34-52552
Oct. 3, 2005
SR-NSCC-2005-13
Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules Comments Due: View Received Comments Rel. No. 34-52772 Federal Register version (70 FR 59112)
34-52546
Sept. 30, 2005
SR-NASD-2005-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 59109)
34-52547
Sept. 30, 2005
SR-NASD-2005-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 6 Examination Program Comments Due: Federal Register version (70 FR 59107)
34-52548
Sept. 30, 2005
SR-NASD-2005-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program Comments Due: Federal Register version (70 FR 59111)
34-52542
Sept. 30, 2005
SR-PCX-2005-85
Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism Comments Due: Rel. No. 34-52814 Federal Register version (70 FR 58773)
34-52533
Sept. 29, 2005
SR-Amex-2005-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs Comments Due: Federal Register version (70 FR 58496)
34-52532
Sept. 29, 2005
SR-CBOE-2005-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Market-Maker Transaction Fees Comments Due: Federal Register version (70 FR 58498)
34-52523
Sept. 28, 2005
SR-PCX-2005-98
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection With Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Acces Comments Due: Rel. No. 34-52732 Federal Register version (70 FR 57918)
34-52524
Sept. 28, 2005
SR-DTC-2005-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Procedures Relating to the Destruction of Certain Non-Transferable Securities Certificates That Are Held in DTC's Internal Removal Account Known as PREM Comments Due: Federal Register version (70 FR 58761)
34-52511
Sept. 27, 2005
SR-NASD-2005-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders Comments Due: Federal Register version (70 FR 57636)
34-52515
Sept. 27, 2005
SR-NASD-2005-106
Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market Comments Due: Rel. No. 34-52746 Federal Register version (70 FR 57638)
34-52512
Sept. 27, 2005
SR-Phlx-2005-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reduce the Value of PHLX Housing SectorSM Comments Due: Federal Register version (70 FR 57919)
34-52513
Sept. 27, 2005
SR-PCX-2005-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure Comments Due: Federal Register version (70 FR 57916)
34-52510
Sept. 26, 2005
SR-Amex-2005-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options Licensing Fees for Certain PowerShares ETF Options Comments Due: Federal Register version (70 FR 57634)
34-52509
Sept. 26, 2005
SR-DTC-2005-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service Comments Due: Federal Register version (70 FR 57635)
34-52504
Sept. 23, 2005
SR-Amex-2005-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System Comments Due: Federal Register version (70 FR 57632)
34-52505
Sept. 23, 2005
SR-Amex-2005-056
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs Comments Due: Rel. No. 34-52837 Federal Register version (70 FR 57336)
34-52506
Sept. 23, 2005
SR-CBOE-2005-58
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Exchange's Preferred Designated Primary Market-Maker Program Comments Due: Federal Register version (70 FR 57340)
34-52493
Sept. 22, 2005
SR-Amex-2005-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Options Transaction Fees Comments Due: Federal Register version (70 FR 56941)
34-52494
Sept. 22, 2005
SR-CBOE-2005-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Market-Maker Access to the Hybrid Automatic Execution System Comments Due: Federal Register version (70 FR 56943)
34-52489
Sept. 21, 2005
SR-NASD-2005-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename The Nasdaq SmallCap Market Comments Due: Federal Register version (70 FR 56948)
34-52488
Sept. 21, 2005
SR-MSRB-2005-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission Comments Due: Federal Register version (70 FR 56947)
34-52479
Sept. 21, 2005
SR-ISE-2004-04
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms Comments Due: Rel. No. 34-52711 Federal Register version (70 FR 56755)
34-52473
Sept. 20, 2005
SR-OCC-2005-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for OCC's Theoretical Profit/Loss File Comments Due: Federal Register version (70 FR 56761)
34-52472
Sept. 20, 2005
SR-PCX-2005-73
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service Comments Due: Rel. No. 34-52719 Federal Register version (70 FR 56762)
34-52475
Sept. 20, 2005
SR-NYSE-2005-50
Notice of Intention To Close) Comments Due: Rel. No. 34-52842 Federal Register version (70 FR 56757)
34-52474
Sept. 20, 2005
SR-CBOE-2005-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Marketing Fee Assessed on Options on DIAMONDS ("DIA") Comments Due: Federal Register version (70 FR 56520)
34-52476
Sept. 20, 2005
SR-CBOE-2005-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Administrative CBOE Membership Rule Comments Due: Federal Register version (70 FR 56754)
34-52469
Sept. 19, 2005
SR-Amex-2005-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options Comments Due: Federal Register version (70 FR 56193)
34-52470
Sept. 19, 2005
SR-Amex-2005-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option Comments Due: Federal Register version (70 FR 56194)
34-52468
Sept. 19, 2005
SR-NYSE-2005-48
Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery Comments Due: Federal Register version (70 FR 56201)
34-52462
Sept. 19, 2005
SR-ISE-2005-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (70 FR 55932)
34-52471
Sept. 19, 2005
SR-DTC-2005-08
Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service Comments Due: Rel. No. 34-52784 Federal Register version (70 FR 56196)
34-52460
Sept. 16, 2005
SR-Amex-2005-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (70 FR 55639)
34-52463
Sept. 16, 2005
SR-NYSE-2005-35
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Changes to Listed Company Manual Section 902.00 Regarding Listing Fees Comments Due: Rel. No. 34-52696 Federal Register version (70 FR 55933)
34-52458
Sept. 16, 2005
SR-NSCC-2005-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service Comments Due: Federal Register version (70 FR 56200)
34-52449
Sept. 15, 2005
SR-NASD-2005-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Enhancements to the Nasdaq Market Center Pegged Order Functionality Comments Due: Federal Register version (70 FR 55647)
34-52448
Sept. 15, 2005
SR-Phlx-2005-25
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange Comments Due: Rel. No. 34-52667
34-52445
Sept. 15, 2005
SR-NSCC-2005-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules Comments Due: Federal Register version (70 FR 55438)
34-52451
Sept. 15, 2005
SR-ISE-2005-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations Comments Due: Federal Register version (70 FR 55642)
34-52428
Sept. 14, 2005
SR-Amex-2005-047
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders Through the Linkage Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55186)
34-52429
Sept. 14, 2005
SR-BSE-2005-39
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55191)
34-52430
Sept. 14, 2005
SR-NASD-2004-162
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish Fee and Notice Requirements for Substitution Listing Events and to provide Additional Transparency for Changes Requiring a Record-keeping Fee Comments Due: Rel. No. 34-52712 Federal Register version (70 FR 55643)
34-52431
Sept. 14, 2005
SR-NASD-2005-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Changes to NASD Rule 3110 and IM-3110 Comments Due: Federal Register version (70 FR 55436)
34-52425
Sept. 14, 2005
SR-Phlx-2005-27
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55443)
34-52427
Sept. 14, 2005
SR-PCX-2005-104
Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55201)
34-52436
Sept. 14, 2005
SR-PCX-2005-53
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. To Create a New Order Type-Passive Liquidity Orders-for Use in the ArcaEx Trading Facility of the PCX Comments Due: View Received Comments Rel. No. 34-54511 Federal Register version (70 FR 55441)
34-52435
Sept. 14, 2005
SR-NYSE-2005-62
Notice of Filing of Proposed Rule Change To Add Exchange Rule 123G Prohibiting Trade Shredding Comments Due: Rel. No. 34-52683 Federal Register version (70 FR 55440)
34-52410
Sept. 14, 2005
SR-ISE-2005-42
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size in the Linkage Plan Comments Due: Rel. No. 34-52657 Federal Register version (70 FR 55198)
34-52422
Sept. 14, 2005
SR-DTC-2005-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System Comments Due: Federal Register version (70 FR 55196)
34-52423
Sept. 14, 2005
SR-CBOE-2005-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (70 FR 55194)
