34-100414
June 24, 2024
SR-CboeEDGX-2024-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100412
June 24, 2024
SR-CboeBZX-2024-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100413
June 24, 2024
SR-CboeEDGA-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100409
June 24, 2024
SR-CBOE-2024-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 Comments Due: Exhibit 5
34-100411
June 24, 2024
SR-CboeBYX-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100408
June 24, 2024
SR-NASDAQ-2024-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-100407
June 24, 2024
SR-MRX-2024-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-100406
June 24, 2024
SR-GEMX-2024-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-100405
June 24, 2024
SR-Phlx-2024-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 4 and 9 Comments Due: Exhibit 5
34-100398
June 21, 2024
SR-BOX-2024-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility (“BOX”) Comments Due: Exhibit 5
34-100395
June 21, 2024
SR-CboeBZX-2024-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-100396
June 21, 2024
SR-BOX-2024-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility ("BOX") Comments Due: Exhibit 5
34-100391
June 20, 2024
SR-IEX-2024-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Pursuant to IEX Rule 15.110(a) and (c) Comments Due: Exhibit 5
34-100384
June 18, 2024
SR-NYSENAT-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .09 under NYSE National Rule 2.2 Comments Due: Exhibit 5
34-100380
June 18, 2024
SR-NYSECHX-2024-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretations and Policies .07 under NYSE Chicago Article 6, Rule 11 Comments Due: Exhibit 5
34-100378
June 18, 2024
SR-NYSE-2024-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: Exhibit 5
34-100377
June 18, 2024
SR-NYSEARCA-2024-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .07 under NYSE Arca Rule 2.23 and Commentary .07 under NYSE Arca Rule 2.24 Comments Due: Exhibit 5
34-100375
June 18, 2024
SR-NYSEAMER-2024-39
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Supplementary Material .06 under NYSE American Rule 341A Comments Due: Exhibit 5
34-100374
June 18, 2024
SR-NYSE-2024-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .70 under NYSE Rule 345A Comments Due: Exhibit 5
34-100371
June 18, 2024
SR-CboeBZX-2024-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100366
June 18, 2024
SR-CboeEDGX-2024-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-100370
June 18, 2024
SR-CBOE-2024-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100364
June 18, 2024
SR-C2-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100363
June 18, 2024
SR-CboeBZX-2024-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100357
June 17, 2024
SR-CboeEDGX-2024-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100356
June 17, 2024
SR-CboeEDGA-2024-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100352
June 17, 2024
SR-CboeEDGX-2024-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Pricing Incentive Program on Historical Open-Close Data Comments Due: Exhibit 5
34-100350
June 14, 2024
SR-NYSEARCA-2024-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-100349
June 14, 2024
SR-CboeEDGA-2024-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100347
June 14, 2024
SR-NYSECHX-2024-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100346
June 14, 2024
SR-NYSEARCA-2024-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100344
June 14, 2024
SR-NYSE-2024-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100338
June 14, 2024
SR-PEARL-2024-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-100343
June 14, 2024
SR-CboeEDGX-2024-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees View Received Comments Exhibit 5
34-100348
June 14, 2024
SR-NYSENAT-2024-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100336
June 14, 2024
SR-GEMX-2024-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-100342
June 14, 2024
SR-CboeBYX-2024-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100337
June 14, 2024
SR-CboeBYX-2024-009
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.25(e) ("Priority and Execution of Orders") to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the Exchange for Execu Comments Due: View Received Comments Exhibit 5
34-100337
June 14, 2024
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.25(e) ("Priority and Execution of Orders") to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the Exchange for Execu Comments Due: Exhibit 5
34-100335
June 14, 2024
SR-ICC-2024-004
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICC Recovery Plan and the ICC Wind-Down Plan Exhibit 5
34-100334
June 14, 2024
SR-CboeEDGA-2024-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports Comments Due: Exhibit 5
34-100341
June 14, 2024
SR-CboeBZX-2024-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: View Received Comments Exhibit 5
34-100345
June 14, 2024
SR-NYSEAMER-2024-38
Notice of Filing and Immediate Effectiveness of Proposed Change Amending the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100333
June 14, 2024
SR-CboeEDGX-2024-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports Comments Due: Exhibit 5
34-100332
June 14, 2024
SR-NYSEAMER-2024-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-100340
June 14, 2024
SR-C2-2024-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-100331
June 13, 2024
SR-CboeBYX-2024-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports Comments Due: Exhibit 5
34-100328
June 13, 2024
SR-NYSEARCA-2024-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-100330
June 13, 2024
SR-CboeBZX-2024-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historic Short Volume and Trade Reports Comments Due: Exhibit 5
34-100326
June 13, 2024
SR-CboeBZX-2024-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100325
June 13, 2024
SR-CboeBYX-2024-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Fee Code MT Comments Due: Exhibit 5
34-100324
June 13, 2024
SR-CboeBZX-2024-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Connectivity Offering Through Dedicated Cores Comments Due:
34-100321
June 12, 2024
SR-Phlx-2024-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Exchange Options 8 Rules and Amend Options 8, Section 34(b) Comments Due: Exhibit 5
34-100319
June 12, 2024
SR-PEARL-2024-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees Comments Due: Exhibit 5
34-100320
June 12, 2024
SR-MEMX-2024-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Pricing Comments Due: Exhibit 5
34-100316
June 11, 2024
SR-CboeBYX-2024-003
Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00
34-100315
June 11, 2024
SR-CboeBZX-2024-006
Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00
34-100314
June 11, 2024
SR-CboeEDGA-2024-003
Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to Permit the Use of the Post Only Order Instruction at Prices Below $1.00
34-100317
June 11, 2024
SR-CboeBYX-2024-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: Exhibit 5
34-100313
June 11, 2024
SR-CboeEDGX-2024-007
Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to Permit the Use of the Post Only Order Instruction at Prices Below $1.00
34-100306
June 10, 2024
SR-CboeBZX-2024-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Ethereum ETF to Amend the Trust Name and Reflect that the Trust will no Longer Have a Sub-Adviser Comments Due:
34-100308
June 10, 2024
SR-CboeBZX-2024-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: Exhibit 5
34-100304
June 10, 2024
SR-CboeEDGX-2024-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.10 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: Exhibit 5
34-100307
June 10, 2024
SR-NYSEArca-2024-53
Notice of Filing of Proposed Rule Change to List and Trade Shares of the ProShares Ethereum ETF Comments Due:
34-100303
June 10, 2024
SR-CboeEDGA-2024-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.10 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: Exhibit 5
34-100300
June 10, 2024
SR-CboeEDGA-2024-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-100305
June 10, 2024
SR-FINRA-2024-007
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™)) View Received Comments
34-100297
June 7, 2024
SR-NYSECHX-2024-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Article 7, Rule 11 Comments Due: Exhibit 5
34-100296
June 7, 2024
SR-FINRA-2024-009
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees) Comments Due: Exhibit 5
34-100293
June 6, 2024
SR-NYSE-2024-21
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company that has Changed Comments Due: View Received Comments
34-100292
June 6, 2024
SR-CBOE-2023-063
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits
34-100286
June 6, 2024
SR-NYSECHX-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-100283
June 6, 2024
SR-NYSEAMER-2024-36
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 928NYP Comments Due: Exhibit 5
34-100291
June 6, 2024
SR-MSRB-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Supervision, to Allow Eligible Dealers to Fulfill Their Internal Inspection Obligation of Certain Offices and Locations Remotely for a Pilot Period, Subject Comments Due: Exhibit 5
34-100282
June 6, 2024
SR-NYSEAMER-2024-35
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.19E Comments Due: Exhibit 5
34-100281
June 6, 2024
SR-NYSE-2024-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-100289
June 6, 2024
SR-CboeBZX-2023-101
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based T View Received Comments
34-100290
June 6, 2024
SR-NYSEARCA-2024-45
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Bitcoin Mini Trust under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares View Received Comments
34-100284
June 6, 2024
SR-NYSEARCA-2024-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40P-O Comments Due: Exhibit 5
34-100279
June 5, 2024
SR-NYSENAT-2024-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: Exhibit 5
34-100278
June 5, 2024
SR-NYSEARCA-2024-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19-E Comments Due: Exhibit 5
34-100265
June 4, 2024
SR-IEX-2024-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(p) to Reopen the Period by which Certain Participants in the Maintaining Qualifications Program Will Be Able to Complete Their Prescribed 2022 and 2023 Continuing Comments Due: Exhibit 5
34-100273
June 4, 2024
SR-NYSEARCA-2024-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O Comments Due: Exhibit 5
34-100272
June 4, 2024
SR-NYSEAMER-2024-34
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 903 Comments Due: Exhibit 5
34-100261
June 3, 2024
SR-OCC-2024-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5
34-100260
June 3, 2024
SR-CboeEDGX-2024-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of a New Connectivity Offering Through Dedicated Cores Comments Due:
34-100257
May 31, 2024
SR-IEX-2024-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and Rebates Comments Due: Exhibit 5
34-100255
May 31, 2024
SR-NASDAQ-2024-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 4, Rule 1240.01 (Eligibility of Other Persons to Participate in the Continuing Education Program Specified in Paragraph (c) of this Rule) Comments Due: Exhibit 5
34-100253
May 31, 2024
SR-MEMX-2024-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Related to the Options Regulatory Fee ("ORF") Comments Due: View Received Comments Exhibit 5
34-100247
May 30, 2024
SR-MEMX-2024-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program Comments Due:
34-100248
May 30, 2024
SR-CboeBZX-2024-026
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares View Received Comments
34-100241
May 29, 2024
SR-NYSEAMER-2024-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100244
May 29, 2024
SR-NYSEARCA-2024-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100242
May 29, 2024
SR-NYSECHX-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100240
May 29, 2024
SR-NYSE-2024-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: View Received Comments Exhibit 5
34-100245
May 29, 2024
SR-CboeBZX-2024-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF Comments Due:
34-100239
May 29, 2024
SR-MEMX-2024-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 19.5, Interpretation and Policy .05 Comments Due: Exhibit 5
34-100237
May 29, 2024
SR-NSCC-2024-004
Notice of Filing of Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool Comments Due: Exhibit 5
34-100243
May 29, 2024
SR-NYSENAT-2024-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100236
May 29, 2024
SR-CboeEDGA-2024-009
Notice of Withdrawal of Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores
