34-57070
Dec. 31, 2007
SR-Amex-2007-139
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program Comments Due: Federal Register version (73 FR 1377)
34-57078
Dec. 31, 2007
SR-CHX-2007-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees Comments Due: Federal Register version (73 FR 1380)
34-57069
Dec. 31, 2007
SR-NYSEArca-2007-126
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits Comments Due: Federal Register version (73 FR 1392)
34-57072
Dec. 31, 2007
SR-NYSE-2007-125
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders) Comments Due: Federal Register version (73 FR 1252)
34-57068
Dec. 31, 2007
SR-NASDAQ-2007-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Nasdaq's Rule 7033 Comments Due: Federal Register version (73 FR 1390)
34-57073
Dec. 31, 2007
SR-FINRA-2007-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 24 Examination Program Comments Due: Federal Register version (73 FR 1382)
34-57074
Dec. 31, 2007
SR-FINRA-2007-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 23 Examination Program Comments Due: Federal Register version (73 FR 1373)
34-57076
Dec. 31, 2007
SR-FINRA-2007-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 42 Examination Program Comments Due: Federal Register version (73 FR 1384)
34-57077
Dec. 31, 2007
SR-FINRA-2007-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program Comments Due: Federal Register version (73 FR 1385)
34-57079
Dec. 31, 2007
SR-FINRA-2007-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 82 Examination Program Comments Due: Federal Register version (73 FR 1387)
34-57080
Dec. 31, 2007
SR-FINRA-2007-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 72 Examination Program Comments Due: Federal Register version (73 FR 1389)
34-57081
Dec. 31, 2007
SR-FINRA-2007-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program Comments Due: Federal Register version (73 FR 1375)
34-57071
Dec. 31, 2007
SR-DTC-2007-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing Comments Due: Federal Register version (73 FR 1239)
34-57059
Dec. 28, 2007
SR-NYSEArca-2006-76
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (73 FR 909)
34-57061
Dec. 28, 2007
SR-NYSE-2007-113
Notice of Filing of Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management Comments Due: Rel. No. 34-57291 Federal Register version (73 FR 902)
34-57063
Dec. 28, 2007
SR-NYSE-2007-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation) Comments Due: Federal Register version (73 FR 1250)
34-57065
Dec. 28, 2007
SR-NYSE-2007-119
Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) Comments Due: Rel. No. 34-57305 Federal Register version (73 FR 1248)
34-57062
Dec. 28, 2007
SR-NASDAQ-2007-101
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes To Extend the Deadline Until March 31, 2008 for Issuers To Become Compliant With Listing Requirements Concerning Direct Registration Programs File Nos.: Comments Due: Federal Register version (73 FR 900)
34-57066
Dec. 28, 2007
SR-ISE-2007-65
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Comments Due: Federal Register version (73 FR 1241)
34-57052
Dec. 27, 2007
SR-Amex-2007-140
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes Comments Due: Federal Register version (73 FR 523)
34-57047
Dec. 27, 2007
SR-NYSEArca-2007-127
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Belgium Index Fund Comments Due: Federal Register version (73 FR 913)
34-57046
Dec. 27, 2007
SR-NYSE-2007-118
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f) Comments Due: View Received Comments Federal Register version (73 FR 533)
34-57045
Dec. 27, 2007
SR-FINRA-2007-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f) Comments Due: Federal Register version (73 FR 529)
34-57050
Dec. 27, 2007
SR-FINRA-2007-040
Notice of Filing of Proposed Rule Change To Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 Comments Due: View Received Comments Rel. No. 34-57228 Federal Register version (73 FR 531)
34-57054
Dec. 27, 2007
SR-CBOE-2007-149
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (73 FR 899)
34-57042
Dec. 26, 2007
SR-Amex-2007-70
Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Comments Due: Rel. No. 34-57188 Federal Register version (73 FR 514)
34-57030
Dec. 21, 2007
SR-Amex-2007-135
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide Comments Due: Federal Register version (72 FR 74379)
34-57037
Dec. 21, 2007
SR-BSE-2007-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange Comments Due: Federal Register version (73 FR 524)
34-57036
Dec. 21, 2007
SR-CHX-2007-27
Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up Comments Due: Rel. No. 34-57264 Federal Register version (72 FR 74381)
34-57034
Dec. 21, 2007
SR-Phlx-2007-91
Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") To Submit a List of Options for Intended Assignment Comments Due: Rel. No. 34-57263 Federal Register version (72 FR 74398)
34-57038
Dec. 21, 2007
SR-Phlx-2007-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 Comments Due: Federal Register version (72 FR 74396)
34-57029
Dec. 21, 2007
SR-NYSEArca-2007-68
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 74388)
34-57035
Dec. 21, 2007
SR-NYSE-2007-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as "Investment Company Units or Index-Linked Securities" Comments Due: Federal Register version (72 FR 74386)
34-57032
Dec. 21, 2007
SR-ISE-2007-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale "tick" and Price Tests Comments Due: Federal Register version (72 FR 74383)
34-57033
Dec. 21, 2007
SR-FINRA-2007-036
Notice for Securities Industry Registration ("Form U5") and the Uniform Branch Office Form ("Form BR") Comments Due: Federal Register version (72 FR 74382)
34-57011
Dec. 20, 2007
SR-Amex-2007-25
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis Comments Due: Rel. No. 34-57248 Federal Register version (72 FR 73910)
34-57016
Dec. 20, 2007
SR-Amex-2006-31
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements Comments Due: Rel. No. 34-57268 Federal Register version (72 FR 73911)
34-57022
Dec. 20, 2007
SR-Amex-2007-138
Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders Comments Due: Rel. No. 34-57241 Federal Register version (72 FR 74375)
34-57007
Dec. 20, 2007
SR-CHX-2007-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1 Comments Due: Federal Register version (72 FR 73926)
34-57018
Dec. 20, 2007
SR-Phlx-2007-68
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options Comments Due: Rel. No. 34-57265 Federal Register version (72 FR 74392)
34-57017
Dec. 20, 2007
SR-NYSEArca-2007-108
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 73955)
34-57000
Dec. 20, 2007
SR-NYSE-2007-101
Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 ("Specialist Organizations-Additional Capital Requirements") Comments Due: Rel. No. 34-57272 Federal Register version (72 FR 73947)
34-57003
Dec. 20, 2007
SR-NYSE-2007-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications) Comments Due: Federal Register version (72 FR 73949)
34-57006
Dec. 20, 2007
SR-NYSE-2007-116
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses) Comments Due: Federal Register version (72 FR 73951)
34-57009
Dec. 20, 2007
SR-NYSE-2007-108
Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations Comments Due: Federal Register version (72 FR 73953)
34-57001
Dec. 20, 2007
SR-NASDAQ-2007-099
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons Comments Due: View Received Comments Federal Register version (72 FR 74385)
34-57002
Dec. 20, 2007
SR-MSRB-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline Comments Due: Federal Register version (72 FR 73939)
34-57004
Dec. 20, 2007
SR-MSRB-2007-06
Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal Comments Due: View Received Comments Federal Register version (72 FR 73941)
34-57014
Dec. 20, 2007
SR-ISE-2007-111
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on the iShares MSCI Mexico Index Fund Comments Due: Federal Register version (72 FR 73934)
34-57015
Dec. 20, 2007
SR-ISE-2007-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of the Exchange's Amended and Restated Constitution Comments Due: Federal Register version (72 FR 73936)
34-57019
Dec. 20, 2007
SR-ISE-2007-120
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 710, Minimum Trading Increments Comments Due: Federal Register version (72 FR 73937)
34-57021
Dec. 20, 2007
SR-ISE-2007-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Open the Exchange's Equity Trading Platform at 9 a.m. Comments Due: Federal Register version (72 FR 74373)
34-57010
Dec. 20, 2007
SR-FINRA-2007-020
Notice of Filing of Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material Comments Due: View Received Comments Rel. No. 34-57257 Federal Register version (72 FR 73928)
34-57020
Dec. 20, 2007
SR-FINRA-2007-012
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA Comments Due: View Received Comments Rel. No. 34-59905 Federal Register version (72 FR 73930)
34-57005
Dec. 20, 2007
SR-CBOE-2007-122
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57286 Federal Register version (72 FR 73919)
34-57012
Dec. 20, 2007
SR-CBOE-2007-03
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS Comments Due: Rel. No. 34-57355 Federal Register version (72 FR 73921)
34-57013
Dec. 20, 2007
SR-CBOE-2007-140
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund Comments Due: Federal Register version (72 FR 73923)
34-56998
Dec. 19, 2007
SR-Amex-2007-104
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust Comments Due: Federal Register version (72 FR 73404)
34-56991
Dec. 19, 2007
SR-OCC-2007-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cleared Contracts Carried in a Proprietary Account Comments Due: Federal Register version (72 FR 73401)
34-56992
Dec. 19, 2007
SR-ISE-2007-119
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.'s Certificate of Incorporation and Trust Agreement Comments Due: Federal Register version (72 FR 73932)
34-56993
Dec. 19, 2007
SR-CBOE-2007-104
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Range Options Comments Due: Rel. No. 34-57376 Federal Register version (72 FR 73913)
34-56982
Dec. 18, 2007
SR-Amex-2007-79
Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members Comments Due: Rel. No. 34-57393 Federal Register version (72 FR 73386)
34-56983
Dec. 18, 2007
SR-NYSEArca-2007-128
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund Comments Due: Federal Register version (72 FR 73394)
34-56987
Dec. 18, 2007
SR-NYSEArca-2007-119
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the BearLinxSM Comments Due: Federal Register version (72 FR 73397)
34-56984
Dec. 18, 2007
SR-NYSE-2007-110
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities Comments Due: Rel. No. 34-57223 Federal Register version (72 FR 73392)
34-56985
Dec. 18, 2007
SR-NASDAQ-2007-098
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of Certain Securities Outside of the Regular Market Session Comments Due: Federal Register version (72 FR 73388)
34-56977
Dec. 18, 2007
SR-CBOE-2007-148
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Equity Options Obvious Error Rule Comments Due: Federal Register version (72 FR 73052)
34-56974
Dec. 17, 2007
SR-Amex-2007-132
Statement of Policy for Section 19 of the Federal Deposit Insurance Act File Nos.: Comments Due: Rel. No. 34-57181 Federal Register version (73 FR 5270)
34-56976
Dec. 17, 2007
SR-NYSE-2007-98
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test Comments Due: Rel. No. 34-57239 Federal Register version (72 FR 73055)
34-56973
Dec. 17, 2007
SR-ISE-2007-109
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses Comments Due: Rel. No. 34-57182 Federal Register version (72 FR 72808)
34-56968
Dec. 14, 2007
SR-NYSE-2007-114
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NYSE Rule 92 and Riskless Principal Trading at the Exchange Comments Due: Federal Register version (72 FR 72432)
34-56971
Dec. 14, 2007
SR-CBOE-2007-106
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to CBOE Rules Governing Doing Business With the Public Comments Due: View Received Comments Rel. No. 34-56492 Federal Register version (72 FR 72804)
34-56959
Dec. 13, 2007
SR-Amex-2007-46
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders Comments Due: Federal Register version (72 FR 72421)
34-56956
Dec. 13, 2007
SR-ISE-2007-110
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Pilot Program Comments Due: Rel. No. 34-57169 Federal Register version (72 FR 71986)
34-56957
Dec. 13, 2007
SR-ISE-2007-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees Comments Due: Federal Register version (72 FR 71988)
34-56960
Dec. 13, 2007
SR-ISE-2007-118
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (72 FR 72429)
34-56947
Dec. 12, 2007
SR-Amex-2007-134
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Commentary .10 to Amex Rule 584 To Delete the Reference to the Weekly Bulletin Comments Due: Federal Register version (72 FR 72419)
34-56948
Dec. 12, 2007
SR-BSE-2007-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 72426)
34-56953
Dec. 12, 2007
SR-NYSE-2007-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2 ("Member," "Membership," "Member Firm," etc.) Comments Due: Federal Register version (72 FR 71990)
34-56949
Dec. 12, 2007
SR-OPRA-2007-03
Notice of Filing and Order Approving on a Temporary Basis Not To Exceed 120 Days a Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Certain Foreign Currency Options Comments Due: Release No. 34-57230 Federal Register version (72 FR 71720)
34-56950
Dec. 12, 2007
SR-OPRA-2007-04
Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule Comments Due: Federal Register version (72 FR 71722)
34-56952
Dec. 12, 2007
SR-NASDAQ-2007-097
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of 45 Funds of the Rydex ETF Trust Based on Numerous Domestic Securities Indexes Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 72809)
34-56943
Dec. 12, 2007
SR-CBOE-2007-133
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Class Quoting Limits Comments Due: Federal Register version (72 FR 71726)
34-56940
Dec. 11, 2007
SR-NASDAQ-2007-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 71727)
34-56936
Dec. 10, 2007
SR-FINRA-2007-022
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination Comments Due: Federal Register version (72 FR 71467)
34-56937
Dec. 10, 2007
SR-CBOE-2007-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees Comments Due: Federal Register version (72 FR 71465)
34-56928
Dec. 7, 2007
SR-Amex-2007-133
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Certain Clearing Fees Comments Due: Federal Register version (72 FR 70909)
34-56931
Dec. 7, 2007
SR-OCC-2007-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Yield-Based Treasury Securities Comments Due: Federal Register version (72 FR 71464)
34-56924
Dec. 7, 2007
SR-NYSEArca-2007-98
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) Comments Due: Federal Register version (72 FR 70918)
34-56932
Dec. 7, 2007
SR-NYSEArca-2007-112
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust Comments Due: Federal Register version (72 FR 71178)
34-56926
Dec. 7, 2007
SR-OPRA-2007-05
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies T Comments Due: Release No. 34-57233 Federal Register version (72 FR 70907)
34-56929
Dec. 7, 2007
SR-NASDAQ-2007-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees Comments Due: Federal Register version (72 FR 71176)
34-56925
Dec. 7, 2007
SR-CBOE-2007-141
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 2.1 Relating to the Appointment of the Chairman and Members of CBOE's Business Conduct Committee Comments Due: Federal Register version (72 FR 70911)
34-56927
Dec. 7, 2007
SR-CBOE-2007-145
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee Comments Due: Federal Register version (72 FR 70912)
34-56918
Dec. 6, 2007
SR-NYSEArca-2007-125
Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-57132 Federal Register version (72 FR 70635)
34-56920
Dec. 6, 2007
SR-NYSE-2007-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition Comments Due: Federal Register version (72 FR 70915)
34-56919
Dec. 6, 2007
SR-ISE-2007-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 70914)
34-56923
Dec. 6, 2007
SR-CBOE-2007-146
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (72 FR 70910)
34-56901
Dec. 5, 2007
SR-Amex-2007-20
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related To Amending Complex Orders Procedures Comments Due: Rel. No. 34-57160 Federal Register version (72 FR 70625)
34-56899
Dec. 5, 2007
SR-NYSEArca-2007-120
Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker Comments Due: Rel. No. 34-57158 Federal Register version (72 FR 70367)
