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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183

(Release No. 34-57050; File No. SR-FINRA-2007-040)

Jan. 29, 2008 Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jan. 28, 2008 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Jan. 25, 2008 Dale E. Brown, President and CEO, Financial Services Institute, Inc.
Jan. 23, 2008 Darrell Braman, Vice President and Associate Legal Counsel and Sarah McCafferty, Vice President and Chief Compliance Officer, T. Rowe Price Investment Services Inc.
Jan. 24, 2008 Sutherland Asbill & Brennan LLP
Jan. 24, 2008 David E. Stone, Esq., Vice President & Associate General Counsel, Charles Schwab & Co., Inc.
Jan. 24, 2008 Michael P. DeGeorge, General Counsel, NAVA
Jan. 24, 2008 Stuart J. Kaswell, Partner, Dechert LLP
Jan. 24, 2008 Heather Traeger, Assistant Counsel, Investment Company Institute
Jan. 24, 2008 MaryAnn Lamendola, Chief Compliance Officer, Chase Investment Services Corporation
Jan. 24, 2008 Heidi Stam, Managing Director and General Counsel, Vanguard
Jan. 22, 2008 Barbara Gill, Deputy Director of Regulatory Affairs, Stifel, Nicolaus & Company, Incorporated
Jan. 14, 2008 Douglas A. Wright, CCO, Bedminster, New Jersey
Jan. 4, 2008 Jeremiah O'Connell

Modified: 01/30/2008