Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA

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Date Received
Date Letter Type Commenter Name
Public Comment Lisa Horrigan, Esq.
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Public Comment Shane E. Swanson, Managing Director, Citigroup, Mount Pleasant, South Carolina
Public Comment Ann L. Vlcek, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2007-012
Release Number
34-57020
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