Comments on NASDAQ Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey S. Davis, Deputy General Counsel and Vice President, NASDAQ
Meeting with SEC Officials Memorandum regarding a January 8, 2008, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Public Comment Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2007-099
Release Number
34-57001
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