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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook

[Release No. 34-62199; File No. SR-FINRA-2010-026]

Jul. 23, 2010 Stan Macel, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Jun. 22, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York

Modified: 07/26/2010