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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook
[Release No. 34-62199; File No. SR-FINRA-2010-026]
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| Jul. 23, 2010 | Stan Macel, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Jun. 22, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
http://www.sec.gov/comments/sr-finra-2010-026/finra2010026.shtml
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