34-62316
June 17, 2010
SR-ISE-2010-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism Comments Due: Federal Register version (75 FR 36458)
34-62319
June 17, 2010
SR-ISE-2010-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 36134)
34-62303
June 16, 2010
SR-NYSEAmex-2010-53
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62578 Federal Register version (75 FR 35865)
34-62302
June 16, 2010
SR-NYSE-2010-43
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62578 Federal Register version (75 FR 35856)
34-62301
June 16, 2010
SR-ISE-2010-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders Comments Due: Federal Register version (75 FR 36143)
34-62299
June 16, 2010
SR-FINRA-2010-029
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62539 Federal Register version (75 FR 35105)
34-62293
June 15, 2010
SR-NYSEAmex-2010-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 35862)
34-62294
June 15, 2010
SR-Phlx-2010-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 35871)
34-62296
June 15, 2010
SR-Phlx-2010-84
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 35115)
34-62295
June 15, 2010
SR-NASDAQ-2010-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 35113)
34-62297
June 15, 2010
SR-NASDAQ-2010-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 35111)
34-62283
June 11, 2010
SR-NYSEAMEX-2010-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Clarify Reopening Procedures Comments Due: Exhibit 5 Federal Register version (75 FR 34501)
34-62281
June 11, 2010
SR-NYSEARCA-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca Comments Due: Exhibit 5 Federal Register version (75 FR 34504)
34-62284
June 11, 2010
SR-NYSE-2010-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Clarify Reopening Procedures Comments Due: Exhibit 5 Federal Register version (75 FR 34498)
34-62285
June 11, 2010
SR-NASDAQ-2008-014
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies Comments Due: Rel. No. 34-62554 Federal Register version (75 FR 34506)
34-62282
June 11, 2010
SR-ISE-2010-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 34499)
34-62288
June 11, 2010
SR-FINRA-2010-028
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62533 Federal Register version (75 FR 34496)
34-62286
June 11, 2010
SR-CBOE-2010-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees Comments Due: Federal Register version (75 FR 34799)
34-62287
June 11, 2010
SR-CBOE-2010-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX) Comments Due: Federal Register version (75 FR 35864)
34-62256
June 10, 2010
SR-EDGX-2010-02
Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc. Comments Due: Rel. No. 34-62515 Federal Register version (75 FR 34196)
34-62255
June 10, 2010
SR-EDGA-2010-02
Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc. Comments Due: Rel. No. 34-62514 Federal Register version (75 FR 34189)
34-62263
June 10, 2010
SR-NYSEAmex-2010-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rescind Rule 60A-NYSE Amex Equities Comments Due: Exhibit 5 Federal Register version (75 FR 34513)
34-62273
June 10, 2010
SR-NYSEAmex-2010-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause Comments Due: Exhibit 5 Federal Register version (75 FR 34495)
34-62269
June 10, 2010
SR-Phlx-2010-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security Comments Due: Federal Register version (75 FR 34491)
34-62259
June 10, 2010
SR-NYSEArca-2010-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 6.89 Comments Due: Exhibit 5 Federal Register version (75 FR 34192)
34-62274
June 10, 2010
SR-NYSEArca-2010-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause Comments Due: Exhibit 5 Federal Register version (75 FR 34503)
34-62268
June 10, 2010
SR-BX-2010-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market Comments Due: Exhibit 5 Federal Register version (75 FR 34512)
34-62270
June 10, 2010
SR-NASDAQ-2010-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security Comments Due: Federal Register version (75 FR 34510)
34-62271
June 10, 2010
SR-ISE-2010-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts Comments Due: Federal Register version (75 FR 34493)
34-62272
June 10, 2010
SR-CBOE-2010-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (75 FR 34509)
34-62248
June 9, 2010
SR-NYSEAmex-2010-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions Comments Due: Exhibit 5 Federal Register version (75 FR 34194)
34-62247
June 9, 2010
SR-NYSEArca-2010-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 5.2(b)(1) Comments Due: Federal Register version (75 FR 33868)
34-62249
June 9, 2010
SR-NASDAQ-2010-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (75 FR 33878)
34-62241
June 8, 2010
SR-BATS-2010-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 33875)
34-62239
June 8, 2010
SR-NYSEAMEX-2010-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 38589)
34-62240
June 8, 2010
SR-NYSE-2010-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 405(4) To Correspond With Rule Changes of the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 33877)
34-62234
June 7, 2010
SR-Phlx-2010-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options Under Rule 133 Comments Due: Federal Register version (75 FR 33869)
34-62237
June 7, 2010
SR-NYSEArca-2010-44
Notice of Filing of Proposed Rule Change Relating to the United States Commodity Index Fund Comments Due: Rel. No. 34-62527 Federal Register version (75 FR 33861)
34-62236
June 7, 2010
SR-FICC-2010-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division Comments Due: Federal Register version (75 FR 33871)
34-62224
June 4, 2010
SR-NYSEAmex-2010-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g)-NYSE Amex Equities and Adopting New Rule 3240-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 32975)
34-62223
June 4, 2010
SR-NYSE-2010-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e)-(g) and Adopting New Rule 3240 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 32978)
34-62231
June 4, 2010
SR-NYSE-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 33872)
34-62229
June 4, 2010
SR-ISE-2010-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated References in the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (75 FR 33874)
34-62230
June 4, 2010
SR-ISE-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Temporary Rule 1903 Comments Due: Federal Register version (75 FR 33867)
34-62227
June 4, 2010
SR-CBOE-2010-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (75 FR 33374)
34-62214
June 3, 2010
SR-CHX-2010-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Amount of Its Trading Permit Cancellation Fee Comments Due: Federal Register version (75 FR 32832)
34-62215
June 3, 2010
SR-CHX-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations Comments Due: Federal Register version (75 FR 32831)
34-62209
June 3, 2010
SR-NYSEArca-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.82 Comments Due: Federal Register version (75 FR 32529)
34-62216
June 3, 2010
SR-ISE-2010-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Listing Options Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers To Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval Comments Due: Federal Register version (75 FR 32977)
34-62206
June 2, 2010
SR-ISE-2010-56
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members Comments Due: Federal Register version (75 FR 32528)
34-62207
June 2, 2010
SR-ISE-2010-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule Comments Due: Federal Register version (75 FR 32526)
34-62205
June 2, 2010
SR-FINRA-2010-024
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62482 Federal Register version (75 FR 32519)
34-62204
June 2, 2010
SR-CBOE-2010-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types Comments Due: Exhibit 5 Federal Register version (75 FR 32523)
34-62196
June 1, 2010
SR-Phlx-2010-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 32826)
34-62199
June 1, 2010
SR-FINRA-2010-026
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-62702 Federal Register version (75 FR 31825)
34-62195
May 28, 2010
SR-ISE-2010-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Exhibit 5 Federal Register version (75 FR 32531)
34-62192
May 28, 2010
SR-CBOE-2010-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Federal Register version (75 FR 31828)
34-62193
May 28, 2010
SR-CBOE-2010-043
Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust Comments Due: Rel. No. 34-62463 Federal Register version (75 FR 31823)
34-62177
May 26, 2010
SR-BATS-2010-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series" Comments Due: Federal Register version (75 FR 31491)
34-62179
May 26, 2010
SR-Phlx-2010-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 31499)
34-62176
May 26, 2010
SR-NASDAQ-2010-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Federal Register version (75 FR 30887)
34-62175
May 26, 2010
SR-MSRB-2010-03
Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-63086 Federal Register version (75 FR 30892)
34-62183
May 26, 2010
SR-MSRB-2009-10
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Federal Register version (75 FR 30876)
34-62168
May 25, 2010
SR-NYSEAmex-2010-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP Comments Due: Federal Register version (75 FR 31482)
34-62169
May 25, 2010
SR-NYSEAmex-2010-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP Comments Due: Federal Register version (75 FR 31494)
34-62167
May 25, 2010
SR-NYSE-2010-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP Comments Due: Federal Register version (75 FR 31496)
34-62170
May 25, 2010
SR-CBOE-2010-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit CBOE To Open Short Term Option Series on Thursdays Comments Due: Federal Register version (75 FR 30889)
34-62155
May 24, 2010
SR-Phlx-2010-67
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface Comments Due: Federal Register version (75 FR 30081)
34-62159
May 24, 2010
SR-NYSE-2010-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 30890)
34-62160
May 24, 2010
SR-FINRA-2010-027
Notice of Filing of Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 , Rel. No. 34-62441 Federal Register version (75 FR 30457)
34-62158
May 24, 2010
SR-CBOE-2008-88
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Demutualization of Chicago Board Options Exchange, Incorporated Comments Due: Federal Register version (75 FR 30082)
34-62151
May 21, 2010
SR-Phlx-2010-72
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program Comments Due: Rel. No. 34-62420 Federal Register version (75 FR 30078)
34-62152
May 21, 2010
SR-ISE-2010-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees Comments Due: Exhibit 5 Federal Register version (75 FR 30095)
34-62148
May 21, 2010
SR-CBOE-2010-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee Comments Due: Exhibit 5 Federal Register version (75 FR 30452)
34-62143
May 20, 2010
SR-NYSEAMEX-2010-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 29790)
34-62140
May 20, 2010
SR-Phlx-2010-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees Comments Due: Federal Register version (75 FR 29788)
34-62142
May 20, 2010
SR-NYSE-2010-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 29795)
34-62146
May 20, 2010
SR-FINRA-2010-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule Comments Due: Exhibit 5 Federal Register version (75 FR 29793)
34-62123
May 19, 2010
SR-EDGX-2010-01
Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28844)
34-62121
May 19, 2010
SR-BATS-2010-014
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28834)
34-62122
May 19, 2010
SR-EDGA-2010-01
Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28833)
34-62131
May 19, 2010
SR-NSX-2010-05
Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28845)
34-62127
May 19, 2010
SR-NYSEAmex-2010-46
Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28837)
34-62130
May 19, 2010
SR-CHX-2010-10
Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28842)
34-62128
May 19, 2010
SR-NYSEArca-2010-41
Notice of Filing of a Proposed Rule Change Adding NYSE Arca Equities Rule 7.11 To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28830)
34-62126
May 19, 2010
SR-NYSE-2010-39
Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28831)
34-62124
May 19, 2010
SR-BX-2010-037
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and To Adopt Related IM-4120-3 Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28828)
34-62129
May 19, 2010
SR-NASDAQ-2010-061
Notice of Filing of a Proposed Rule Change To Establish a Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28839)
34-62135
May 19, 2010
SR-NASDAQ-2010-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require Companies To Provide Notification to Nasdaq of Any Noncompliance With the Corporate Governance Requirements Comments Due: Federal Register version (75 FR 29592)
34-62138
May 19, 2010
SR-NASDAQ-2010-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Federal Register version (75 FR 29596)
34-62125
May 19, 2010
SR-ISE-2010-48
Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28836)
34-62133
May 19, 2010
SR-FINRA-2010-025
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) Comments Due: View Received Comments Rel. No. 34-62251 Federal Register version (75 FR 28841)
34-62134
May 19, 2010
SR-FINRA-2010-022
Notice of Filing of Proposed Rule Change Relating to Amending the Codes of Arbitration Procedure to Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System Comments Due: View Received Comments Rel. No. 34-62480 Federal Register version (75 FR 29594)
34-62132
May 19, 2010
SR-CBOE-2010-047
Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28847)
34-62117
May 18, 2010
SR-ISE-2010-34
Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed Comments Due: Exhibit 5 , Rel. No. 34-62399 Federal Register version (75 FR 29381)
34-62118
May 18, 2010
SR-C2-2010-002
Notice of Filing of a Proposed Rule Change Relating to Corporate Structure Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Rel. No. 34-62323 Federal Register version (75 FR 29375)
34-62112
May 14, 2010
SR-NASDAQ-2010-052
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Service and Related Fees Comments Due: Rel. No. 34-62380 Federal Register version (75 FR 29371)
34-62102
May 13, 2010
SR-BATS-2010-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" Comments Due: Exhibit 5 Federal Register version (75 FR 28670)
34-62105
May 13, 2010
SR-Phlx-2010-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees Comments Due: Federal Register version (75 FR 28669)
34-62094
May 13, 2010
SR-OCC-2010-07
Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index Comments Due: Rel. No. 34-62290 , Rel. No. 34-62290 Federal Register version (75 FR 28085)
