34-66728
April 3, 2012
SR-BX-2012-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 21122)
34-66719
April 3, 2012
SR-NASDAQ-2012-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 21130)
34-66724
April 3, 2012
SR-NASDAQ-2012-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data Comments Due: View Received Comments Exhibit 3A , and Exhibit 3B Federal Register version (77 FR 21125)
34-66729
April 3, 2012
SR-NASDAQ-2012-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes Comments Due: Exhibit 5 Federal Register version (77 FR 21132)
34-66727
April 3, 2012
SR-CBOE-2012-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy Comments Due: Exhibit 5 Federal Register version (77 FR 21134)
34-66713
April 2, 2012
SR-EDGX-2012-08
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account Comments Due: Exhibit 5 , Rel. No. 34-67010 Federal Register version (77 FR 20854)
34-66714
April 2, 2012
SR-EDGA-2012-09
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account Comments Due: Exhibit 5 , Rel. No. 34-67011 Federal Register version (77 FR 20863)
34-66711
April 2, 2012
SR-PHLX-2012-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program Comments Due: Federal Register version (77 FR 20867)
34-66715
April 2, 2012
SR-OCC-2012-04
Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules Comments Due: Rel. No. 34-67013 , Rel. No. 34-67013 Federal Register version (77 FR 20861)
34-66697
March 30, 2012
SR-Phlx-2012-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20657)
34-66696
March 30, 2012
SR-NYSEArca-2012-24
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67003 Federal Register version (77 FR 20660)
34-66698
March 30, 2012
SR-BX-2012-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20671)
34-66705
March 30, 2012
SR-BX-2012-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (77 FR 20684)
34-66699
March 30, 2012
SR-NASDAQ-2012-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 20658)
34-66706
March 30, 2012
SR-NASDAQ-2012-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Fee Pilot Program for NASDAQ Last Sale Comments Due: Federal Register version (77 FR 20666)
34-66701
March 30, 2012
SR-CBOE-2012-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes Comments Due: Federal Register version (77 FR 20673)
34-66704
March 30, 2012
SR-CBOE-2012-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees Comments Due: Federal Register version (77 FR 20680)
34-66676
March 29, 2012
SR-OCC-2012-03
Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications" Comments Due: Rel. No. 34-67018 , Rel. No. 34-67018 Federal Register version (77 FR 20472)
34-66681
March 29, 2012
SR-FINRA-2011-035
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2 and 3, To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-66049 , Rel. No. 34-65663 , Rel. No. 34-64984 Federal Register version (77 FR 20452)
34-66679
March 29, 2012
SR-FICC-2012-03
Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program With New York Portfolio Clearing, LLC to Certain "Market Professionals" Comments Due: View Received Comments Rel. No. 34-66989 Federal Register version (77 FR 20445)
34-66680
March 29, 2012
SR-NASDAQ-2011-131
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-FINRA-2011-054
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-C2-2011-024
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-EDGX-2011-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BYX-2011-025
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NSX-2011-11
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-CHX-2011-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSEArca-2011-68
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BX-2011-068
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-ISE-2011-61
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-CBOE-2011-087
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-BATS-2011-038
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-EDGA-2011-31
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSEAmex-2011-73
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-Phlx-2011-129
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66680
March 29, 2012
SR-NYSE-2011-48
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 20451)
34-66668
March 28, 2012
SR-Phlx-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee Comments Due: Federal Register version (77 FR 20090)
34-66669
March 28, 2012
SR-NYSEArca-2012-21
Notice of Filing of Proposed Rule Change Relating To the Listing and Trading of the First Trust North American Infrastructure Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67001 Federal Register version (77 FR 20079)
34-66664
March 27, 2012
SR-Phlx-2012-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (77 FR 19743)
34-66665
March 27, 2012
SR-CBOE-2012-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 19741)
34-66657
March 26, 2012
SR-EDGX-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19400)
34-66659
March 26, 2012
SR-CME-2012-08
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to the Commodity Futures Trading Commission's Part 190 Regulations Comments Due: Federal Register version (77 FR 19393)
34-66658
March 26, 2012
SR-EDGA-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19391)
34-66663
March 26, 2012
SR-NYSEAmex-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19394)
34-66656
March 26, 2012
SR-NYSEArca-2012-22
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New Paragraph (d) That Addresses the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Arca Securities Comments Due: Exhibit 5 , Rel. No. 34-66963 Federal Register version (77 FR 19401)
34-66661
March 26, 2012
SR-NYSEArca-2012-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19397)
34-66662
March 26, 2012
SR-NYSE-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19396)
34-66660
March 26, 2012
SR-ISE-2012-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying That Rule Change in Connection With Proposed Combination Between NYSE Euronext and Deutsche Brse AG Will Not Become Effective Comments Due: Federal Register version (77 FR 19399)
34-66649
March 23, 2012
SR-NYSEAMEX-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 19047)
34-66650
March 23, 2012
SR-NYSEARCA-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 19048)
34-66652
March 23, 2012
SR-NASDAQ-2012-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 Comments Due: Exhibit 5 Federal Register version (77 FR 19044)
34-66651
March 23, 2012
SR-C2-2012-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 19041)
34-66644
March 22, 2012
SR-EDGX-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b) Comments Due: Exhibit 5 Federal Register version (77 FR 18877)
34-66646
March 22, 2012
SR-CME-2012-06
Notice of Filing of Proposed Rule Change To Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline Comments Due: Rel. No. 34-66941 Federal Register version (77 FR 19045)
34-66643
March 22, 2012
SR-EDGA-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGA Rule 2.12(b) Comments Due: Exhibit 5 Federal Register version (77 FR 18876)
34-66645
March 22, 2012
SR-PHLX-2012-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Proprietary Traders Qualification Examination ("Series 56") Comments Due: Federal Register version (77 FR 19042)
34-66642
March 22, 2012
SR-NYSEArca-2012-19
Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 6.35 Comments Due: Exhibit 5 , Rel. No. 34-66945 , Rel.34-67248 Federal Register version (77 FR 18875)
34-66641
March 21, 2012
SR-CME-2012-05
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rules Relating to Interest Rate Swaps Clearing Comments Due: Federal Register version (77 FR 18288)
34-66635
March 21, 2012
SR-NSCC-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 53 of Its Rules and Procedures Relating to the Alternative Investment Product Services To Standardize and Automate the Method by Which Registered AIP Broker-Dealer Members Meet Their Good Control Location Obligations for Uncertificated Securities Comments Due: Federal Register version (77 FR 18283)
34-66636
March 21, 2012
SR-NASDAQ-2012-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Fee for the QView Service Comments Due: Federal Register version (77 FR 18280)
34-66637
March 21, 2012
SR-CBOE-2012-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 18282)
34-66639
March 21, 2012
SR-C2-2012-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 18287)
34-66627
March 20, 2012
SR-NYSEARCA-2012-18
Notice of Filing of Proposed Rule Change To List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: Rel. No. 34-66930 Federal Register version (77 FR 17539)
34-66625
March 20, 2012
SR-MSRB-2012-04
Notice on the Duties of Dealers That Use the Services of Broker's Brokers Comments Due: View Received Comments Rel. No. 34-67238 , Rel. No. 34-66954 Federal Register version (77 FR 17548)
34-66623
March 20, 2012
SR-ISE-2012-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (77 FR 17531)
34-66629
March 20, 2012
SR-ICEEU-2012-05
Notice of Filing of Proposed Rule Change To Amend the ICE Clear Europe CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS Transactions Comments Due: Rel. No. 34-66911 Federal Register version (77 FR 17537)
34-66631
March 20, 2012
SR-ICC-2012-03
Notice of Filing of Proposed Rule Change to Its Risk Model To Reduce the Current Level of Risk Mutualization Among Its Clearing Participants and To Modify the Initial Margin Risk Model so That It Is Easier for Market Participants To Measure Their Risk Comments Due: Rel. No. 34-66916 Federal Register version (77 FR 17536)
34-66630
March 20, 2012
SR-DTC-2012-02
Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments Comments Due: Rel. No. 34-66919 Federal Register version (77 FR 17534)
34-66617
March 19, 2012
SR-ISE-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Comments Due: Federal Register version (77 FR 17102)
34-66615
March 16, 2012
SR-BX-2012-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 16877)
34-66614
March 16, 2012
SR-ISE-2012-22
Notice of Filing of Proposed Rule Change To Add an Index Option Product for Trading on the Exchange Comments Due: View Received Comments Exhibit 5 , 34-68247 , 34-67865 , 34-67225 , 34-66889 Federal Register version (77 FR 16883)
34-66601
March 15, 2012
SR-CME-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing Comments Due: Federal Register version (77 FR 16572)
34-66610
March 15, 2012
SR-Phlx-2012-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Certain Select Symbols From the Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (77 FR 16888)
34-66609
March 15, 2012
SR-CBOE-2012-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules Comments Due: Federal Register version (77 FR 16574)
34-66599
March 14, 2012
SR-NYSEAmex-2012-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Changes Relating to Trading Nasdaq Securities Pursuant to Unlisted Trading Privileges Comments Due: Exhibit 5 Federal Register version (77 FR 16302)
34-66593
March 14, 2012
SR-Phlx-2012-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the 100MB Connectivity Option and Fee Comments Due: Exhibit 5 Federal Register version (77 FR 16307)
34-66602
March 14, 2012
SR-Phlx-2012-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptable Complex Execution ("ACE") Parameter Order Protection Feature Comments Due: Federal Register version (77 FR 16579)
34-66600
March 14, 2012
SR-NYSE-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Certain Changes to the Transaction Fees and Credits Within the New York Stock Exchange Price List Comments Due: Exhibit 5 Federal Register version (77 FR 16298)
34-66592
March 14, 2012
SR-BX-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the 100MB Connectivity Option and Fee Comments Due: Exhibit 5 Federal Register version (77 FR 16288)
34-66591
March 14, 2012
SR-NASDAQ-2012-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the 100MB Connectivity Option and Fee Comments Due: Exhibit 5 Federal Register version (77 FR 16309)
34-66589
March 14, 2012
SR-ISE-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Route-Out Fee for Priority Customer Orders Comments Due: Exhibit 5 Federal Register version (77 FR 16311)
34-66590
March 14, 2012
SR-ISE-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees Comments Due: Exhibit 5 Federal Register version (77 FR 16287)
34-66595
March 14, 2012
SR-ISE-2012-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules Comments Due: Federal Register version (77 FR 16290)
34-66596
March 14, 2012
SR-ISE-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Rebates for Certain Complex Orders Comments Due: Exhibit 5 Federal Register version (77 FR 16304)
34-66597
March 14, 2012
SR-ISE-2012-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Transaction Fees Comments Due: Exhibit 5 Federal Register version (77 FR 16295)
34-66580
March 13, 2012
SR-BATS-2012-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 14.3, Entitled "General Procedures and Prerequisites for Initial and Continued Listing on the Exchange" Comments Due: Exhibit 5 Federal Register version (77 FR 16110)
34-66583
March 13, 2012
SR-Phlx-2012-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Price Improvement XL ("PIXLSM Comments Due: Federal Register version (77 FR 16108)
34-66584
March 13, 2012
SR-Phlx-2012-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Options Fees Comments Due: Exhibit 5 Federal Register version (77 FR 16283)
34-66582
March 13, 2012
SR-ISE-2012-16
Notice of Filing of Proposed Rule Change To Amend ISE Rule 722 (Complex Orders) To Provide Its Members With a Choice in Executing Broker-Dealers for the Stock Leg(s) of Stock-Option Orders Comments Due: Rel. No. 34-66880 Federal Register version (77 FR 16106)
34-66581
March 13, 2012
SR-ICEEU-2012-04
Notice of Filing of Proposed Rule Change To Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Europe Limited Comments Due: Rel. No. 34-66862 Federal Register version (77 FR 16105)
34-66571
March 12, 2012
SR-BATS-2012-013
Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" Comments Due: Rel. No. 34-66808 Federal Register version (77 FR 15153)
34-66572
March 12, 2012
SR-BYX-2012-006
Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" Comments Due: Rel. No. 34-66807 Federal Register version (77 FR 15152)
34-66577
March 12, 2012
SR-FINRA-2012-020
Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA Comments Due: Exhibit 5 , Rel. No. 34-66829 Federal Register version (77 FR 15827)
34-66574
March 12, 2012
SR-FICC-2012-02
Notice of Filing of Proposed Rule Change To Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants Comments Due: Rel. No. 34-66856 Federal Register version (77 FR 15822)
34-66558
March 9, 2012
SR-EDGX-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 15432)
34-66565
March 9, 2012
SR-EDGX-2012-07
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG Comments Due: Exhibit 5 , Rel. No. 34-66834 Federal Register version (77 FR 15422)
34-66554
March 9, 2012
SR-CME-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its OTC Interest Rate Swap Clearing Offering Comments Due: Federal Register version (77 FR 15447)
34-66557
March 9, 2012
SR-EDGA-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.9 Comments Due: Exhibit 5 Federal Register version (77 FR 15405)
34-66559
March 9, 2012
SR-EDGA-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 15407)
34-66567
March 9, 2012
SR-EDGA-2012-08
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG Comments Due: Exhibit 5 , Rel. No. 34-66834 Federal Register version (77 FR 15413)
