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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
[Release No. 34-66625; File No. SR-MSRB-2012-04]
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| May 16, 2012 | August J. Hoerrner, Senior Managing Director, Chapdelaine Tullett Prebon, LLC |
| May 3, 2012 | Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Apr. 19, 2012 | Paige W. Pierce, President & CEO, RW Smith & Associates, Inc. |
| Apr. 18, 2012 | Mark J. Epstein, President & CEO, Hartfield, Titus & Donnelly |
| Apr. 16, 2012 | John Webber, CCO, Advisors Asset Management, Inc., Boerne, Texas |
| Apr. 16, 2012 | Michael Nicholas, CEO, The Bond Dealers of America, Washington, District of Columbia |
| Apr. 16, 2012 | Thomas S. Vales, Chief Executive Officer, TMC Bonds, L.L.C. |
http://www.sec.gov/comments/sr-msrb-2012-04/msrb201204.shtml
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