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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers

[Release No. 34-66625; File No. SR-MSRB-2012-04]


May 16, 2012 August J. Hoerrner, Senior Managing Director, Chapdelaine Tullett Prebon, LLC
May 3, 2012 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Apr. 19, 2012 Paige W. Pierce, President & CEO, RW Smith & Associates, Inc.
Apr. 18, 2012 Mark J. Epstein, President & CEO, Hartfield, Titus & Donnelly
Apr. 16, 2012 John Webber, CCO, Advisors Asset Management, Inc., Boerne, Texas
Apr. 16, 2012 Michael Nicholas, CEO, The Bond Dealers of America, Washington, District of Columbia
Apr. 16, 2012 Thomas S. Vales, Chief Executive Officer, TMC Bonds, L.L.C.

 

 

 

http://www.sec.gov/comments/sr-msrb-2012-04/msrb201204.shtml

Modified: 05/17/2012