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Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.

[Release No. 34-66966; File No. SR-NYSEArca-2012-37]

Submitted Comments

Aug. 16, 2012 Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets
Aug. 16, 2012 Ari Burstein, Senior Counsel, Investment Company Institute, Washington, District of Columbia
Aug. 16, 2012 F. William McNabb, Chairman and Chief Executive Officer, Vanguard
Aug. 16, 2012 James E. Ross, Global Head, SPDR Exchange Traded Funds, State Street Global Advisors
Aug. 15, 2012 Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School of Law, Los Angeles, California
Aug. 14, 2012 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Jul. 11, 2012 Joseph Cavatoni, Managing Director, and Joanne Medero, Managing Director, BlackRock, Inc.
Jun. 27, 2012 John T. Hyland, CFA, Chief Investment Officer, United States Commodity Funds LLC, Alameda, California
Jun. 7, 2012 Ari Burstein, Senior Counsel, Investment Company Institute
Jun. 7, 2012 Gus Sauter, Managing Director and Chief Investment Officer, Vanguard

Meetings with SEC Officials

Jun. 29, 2012 Memorandum from the Division of Trading and Markets regarding a June 27, 2012, meeting with representatives of various ETF Companies

Modified: 08/17/2012