Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets
Public Comment Ari Burstein, Senior Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment F. William McNabb, Chairman and Chief Executive Officer, Vanguard
Public Comment James E. Ross, Global Head, SPDR Exchange Traded Funds, State Street Global Advisors
Public Comment Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School of Law, Los Angeles, California
Public Comment Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Public Comment Joseph Cavatoni, Managing Director, and Joanne Medero, Managing Director, BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 27, 2012, meeting with representatives of various ETF Companies
Public Comment John T. Hyland, CFA, Chief Investment Officer, United States Commodity Funds LLC, Alameda, California
Public Comment Ari Burstein, Senior Counsel, Investment Company Institute
Public Comment Gus Sauter, Managing Director and Chief Investment Officer, Vanguard

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSEArca-2012-37
Release Number
34-66966
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