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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure to Revise the Public Arbitrator Definition
(Release No. 34-68632; File No. SR-FINRA-2013-003)
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| Mar. 11, 2013 | Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York |
| Feb. 22, 2013 | Charles Michael Tobin, The Tobin Law Firm LLC |
| Feb. 8, 2013 | Mitchell Ostwald, Attorney at Law, Sacramento, California |
| Feb. 8, 2013 | Nicholas J. Guiliano, Esquire, Philadelphia, Pennsylvania |
| Feb. 8, 2013 | Theodore M. Davis, Esquire, Long Island City, New York |
| Feb. 7, 2013 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia |
| Feb. 7, 2013 | William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Feb. 7, 2013 | Peter Mougey, Levin, Papantonio, Thomas, Mitchell, Rafferty & Proctor, P.A., Pensacola, Florida |
| Feb. 7, 2013 | Royal Lea, San Antonio, Texas |
| Feb. 7, 2013 | Barry D. Estell, Esq., Attorney, Mission, Kansas |
| Feb. 7, 2013 | Thomas C. Costello, Baltimore, Maryland |
| Feb. 7, 2013 | Jeffrey Sonn, Esq., Sonn & Erez PLC, Fort Lauderdale, Florida |
| Feb. 7, 2013 | Mark E. Sanders, Attorney, Halling & Cayo, S.C., Milwaukee, Wisconsin |
| Feb. 7, 2013 | Jenice L. Malecki, Esq., New York, New York |
| Feb. 7, 2013 | Richard A. Lewins, Esq., Dallas, Texas |
| Feb. 7, 2013 | Joseph Fogel, Fogel & Associates, Encino, California |
| Feb. 7, 2013 | Leonard Steiner, Beverly Hills, California |
| Feb. 7, 2013 | William S. Shepherd, Shepherd Smith Edwards and Kantas, LLP |
| Feb. 7, 2013 | Robert W. Goehring, Esquire, Pittsburgh, Pennsylvania |
| Feb. 7, 2013 | James A. Sigler |
| Feb. 7, 2013 | Elizabeth Zeck, Attorney, Willoughby & Hoefer, PA, Columbia, South Carolina |
| Feb. 7, 2013 | Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association, Tampa, Florida |
| Feb. 7, 2013 | Dale Ledbetter, Esq., Ledbetter and Associates, Ft. Lauderdale, Florida |
| Feb. 7, 2013 | Robert S. Banks, Jr., Banks Law Office, P.C. , Portland, Oregon |
| Feb. 7, 2013 | A. Heath Abshure, NASAA President and Arkansas Securities Commissioner |
| Feb. 7, 2013 | W. Scott Greco, Partner, Greco & Greco, P.C., McLean, Virginia |
| Feb. 7, 2013 | Diane Nygaard, Attorney, Kansas City, Missouri |
| Feb. 7, 2013 | James A. Dunlap, Jr., James A. Dunlap Jr. & Associates LLC, Atlanta, Georgia |
| Feb. 7, 2013 | Robert Savage, Esquire, Tampa, Florida |
| Feb. 7, 2013 | Robert Savage, Esquire, Visiting Assistant Clinical Professor, Florida International University College of Law, Miami, Florida |
| Feb. 6, 2013 | Michael S. Edmiston, Jonathan W. Evans & Associates, Studio City, California |
| Feb. 6, 2013 | Steven J. Gard, Esquire, Reznicsek Fraser White & Shaffer, P.A., Jacksonville, Florida |
| Feb. 6, 2013 | Jon C. Furgison, Law Offices of Jon C. Furgison, Hermosa Beach, California |
| Feb. 6, 2013 | Scott R. Shewan, Pape & Shewan, LLP, Clovis, California |
| Feb. 5, 2013 | Lisa A. Catalano, Esq., Forest Hills, New York |
| Feb. 5, 2013 | Robert C. Port, Cohen Goldstein Port Gottlieb, LLP, Atlanta, Georgia |
| Feb. 4, 2013 | Andrew A. Lipkowitz, Student Intern, and Christine Lazaro, Acting Director, St. John's Law School Securities Arbitration Clinic, Queens, New York |
| Jan. 30, 2013 | Robert A. Uhl, Esq., Adjunct Professor of Law, Securities Arbitration and Director, Pepperdine Investor Advocacy Clinic; Partner, Aidikoff, Uhl & Bakhtiari, Beverly Hills, California |
| Jan. 30, 2013 | Scott L. Silver, Esq. , Silver Law Group, Coral Springs, Florida |
| Jan. 29, 2013 | Philip M. Aidikoff, Esq., Attorney, Beverly Hills, California |
| Jan. 29, 2013 | David Harrison, Esq., Law Offices of David Harrison, Beverly Hills, California |
| Jan. 29, 2013 | Carl J. Carlson, Attorney, Tousley Brain Stephens PLLC, Seattle, Washington |
| Jan. 29, 2013 | Seth E. Lipner, Professor of Law, Zickloin School of Business, Baruch College; Member, Deutsch & Lipner, New York , New York |
| Jan. 28, 2013 | Richard M. Layne, Portland, Oregon |
| Jan. 16, 2013 | David Neuman, Stoltmann Law Offices, Chicago, Illinois |
| Jan. 16, 2013 | Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2013-003/finra2013003.shtml
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