34-69319
April 5, 2013
SR-CHX-2013-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt and Amend Exchange Rules in Connection With Limit Up-Limit Down Plan Comments Due: Exhibit 5 Federal Register version (78 FR 21634)
34-69315
April 5, 2013
SR-NYSEArca-2013-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 21668)
34-69335
April 5, 2013
SR-NYSEArca-2013-34
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products ("ETPs") Listed on the Exchange File Nos.: Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-69706 , Rel. No. 34-69508 Federal Register version (78 FR 21681)
34-69318
April 5, 2013
SR-CTA/CQ-2013-02
Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (78 FR 21648)
34-69321
April 5, 2013
SR-NASDAQ-2013-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot and Non-Penny Pilot Options Comments Due: Exhibit 5 Federal Register version (78 FR 21691)
34-69322
April 5, 2013
SR-NASDAQ-2013-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 4120 Comments Due: Federal Register version (78 FR 21655)
34-69320
April 5, 2013
SR-MIAX-2013-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administrative Information Subscriber (AIS) and AIS Port Fees Comments Due: Exhibit 5 Federal Register version (78 FR 21661)
34-69323
April 5, 2013
SR-MIAX-2013-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the MIAX Top of Market (ToM) Data Product Comments Due: Exhibit 5 Federal Register version (78 FR 21677)
34-69310
April 4, 2013
SR-BATS-2013-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Market Maker Peg Order Functionality Comments Due: Exhibit 5 Federal Register version (78 FR 21447)
34-69309
April 4, 2013
SR-BYX-2013-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Market Maker Peg Order Functionality Comments Due: Exhibit 5 Federal Register version (78 FR 21455)
34-69296
April 4, 2013
SR-NSX-2013-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rule 11.24, Limit Up/Limit Down Comments Due: Exhibit 5 Federal Register version (78 FR 21485)
34-69294
April 4, 2013
SR-NYSEMKT-2013-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 1000 Comments Due: Exhibit 5 Federal Register version (78 FR 21441)
34-69300
April 4, 2013
SR-NYSEMKT-2013-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Certain Fees for the NYSE MKT Trades and NYSE MKT Realtime Reference Prices Market Data Products Comments Due: View Received Comments Federal Register version (78 FR 21469)
34-69299
April 4, 2013
SR-NYSEArca-2013-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Certain Fees for the NYSE Arca Trades and NYSE Arca Realtime Reference Prices Market Data Products Comments Due: Exhibit 5 Federal Register version (78 FR 21436)
34-69303
April 4, 2013
SR-NYSEArca-2013-33
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade the International Bear ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-69591 Federal Register version (78 FR 21475)
34-69305
April 4, 2013
SR-NYSEArca-2013-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (78 FR 21443)
34-69311
April 4, 2013
SR-NYSEArca-2013-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Standard Options Transaction Fees Comments Due: Exhibit 5 Federal Register version (78 FR 21452)
34-69295
April 4, 2013
SR-NYSE-2013-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1000 Comments Due: Exhibit 5 Federal Register version (78 FR 21457)
34-69298
April 4, 2013
SR-NYSE-2013-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Certain Fees for the NYSE Trades and NYSE Realtime Reference Prices Market Data Products Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 21464)
34-69301
April 4, 2013
SR-NSCC-2012-810
Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures Comments Due: View Received Comments Rel. No. 34-68621 Federal Register version (78 FR 21433)
34-69313
April 4, 2013
SR-NSCC-2013-02
Notice of Filing of Proposed Rule Change To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs Comments Due: View Received Comments SR-NSCC-2013-802 , Exhibit 5 , Rel. No. 34-70999 , Rel. No. 34-70688 , Rel. No. 34-70501 , Rel. No. 34-69951 , Rel. No. 34-69620 Federal Register version (78 FR 21487)
34-69308
April 4, 2013
SR-NASDAQ-2013-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7018 To Establish Fees and Rebates in Connection With NASDAQ's Retail Price Improvement ("RPI") Program Comments Due: Exhibit 5 Federal Register version (78 FR 21663)
34-69285
April 3, 2013
SR-NYSEMKT-2013-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Certain Fees for NYSE MKT OpenBook, NYSE MKT Trades, and NYSE MKT BBO Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 21172)
34-69286
April 3, 2013
SR-NYSE-2013-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided To Investors Holding Securities in Street Name, and To Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform Comments Due: View Received Comments Rel. No. 34-70720 , Rel. No. 34-70217 , Rel. No. 34-69622 , Rel. No. 34-68936 Federal Register version (78 FR 21481)
34-69266
April 2, 2013
SR-CME-2013-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Amendments to CME Rule 980 Comments Due: Federal Register version (78 FR 21000)
34-69269
April 2, 2013
SR-Phlx-2013-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its FLEX Option No Minimum Value Size Pilot Program to March 28, 2014 Comments Due: Federal Register version (78 FR 20981)
34-69273
April 2, 2013
SR-NYSEMKT-2013-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Establish the NYSE MKT Trades Digital Media Data Feed and a Schedule of the NYSE MKT Equities Proprietary Market Data Fees Comments Due: Exhibit 5 Federal Register version (78 FR 20969)
34-69267
April 2, 2013
SR-NYSEArca-2013-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options, Currently Scheduled to Expire on March 29, 2013, Until March 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 20997)
34-69274
April 2, 2013
SR-NYSEARCA-2013-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Trades Digital Media Data Feed and a Schedule of the NYSE Arca Equities Proprietary Market Data Fees Comments Due: Exhibit 5 Federal Register version (78 FR 20986)
34-69272
April 2, 2013
SR-NYSE-2013-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Trades Digital Media Data Feed and a Schedule of the NYSE Proprietary Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 20983)
34-69278
April 2, 2013
SR-NYSE-2013-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Non-Display Usage Fees for NYSE OpenBook, NYSE Trades, and NYSE BBO and a Redistribution Fee for NYSE OpenBook Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 20973)
34-69280
April 2, 2013
SR-BX-2013-029
Notice of Filing of Proposed Rule Change Relating to Board of Director Qualifications Comments Due: Rel. No. 34-69607 Federal Register version (78 FR 20971)
34-69271
April 2, 2013
SR-NASDAQ-2013-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate a Fee for Use of FIX and OUCH Trading Ports for Testing Comments Due: Federal Register version (78 FR 20967)
34-69270
April 2, 2013
SR-ISE-2013-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees and Rebates for Mini Options Comments Due: Federal Register version (78 FR 20988)
34-69276
April 2, 2013
SR-DTC-2013-01
Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits Comments Due: Rel. No. 34-69562 Federal Register version (78 FR 20999)
34-69268
April 2, 2013
SR-C2-2013-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 20961)
34-69262
April 1, 2013
SR-FINRA-2013-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) Comments Due: Federal Register version (78 FR 20708)
34-69258
March 29, 2013
SR-CBOE-2013-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 20362)
34-69259
March 29, 2013
SR-BOX-2013-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) Comments Due: Exhibit 5 Federal Register version (78 FR 20706)
34-69254
March 28, 2013
SR-CME-2012-34
Notice of Withdrawal of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology Rel. No. 34-68929 , Rel. No. 34-68529 Federal Register version (78 FR 20160)
34-69253
March 28, 2013
SR-Phlx-2013-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees and the Customer Rebate Program Comments Due: Exhibit 5 Federal Register version (78 FR 20709)
34-69255
March 28, 2013
SR-NYSEMKT-2013-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 31, 2014 Comments Due: Exhibit 5 Federal Register version (78 FR 20158)
34-69256
March 28, 2013
SR-NYSEArca-2012-28
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-68440 , Rel. No. 34-67965 , Rel. No. 34-67470 , Rel. No. 34-67075 , Rel. No. 34-66816 Federal Register version (78 FR 20164)
34-69250
March 28, 2013
SR-NASDAQ-2013-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Deadline for Submission of Claims Under NASDAQ Rule 4626(b)(3) Comments Due: Exhibit 5 Federal Register version (78 FR 20160)
34-69247
March 27, 2013
SR-NYSEMKT-2013-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule To Establish Fees for Mini-Options Contracts Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 19777)
34-69246
March 27, 2013
SR-NYSEArca-2013-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Establish Fees for Mini-Options Contracts Comments Due: View Received Comments Exhibit 5
34-69245
March 27, 2013
SR-NASDAQ-2013-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale Comments Due: View Received Comments Federal Register version (78 FR 19772)
34-69237
March 26, 2013
SR-BATS-2013-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 19559)
34-69238
March 26, 2013
SR-BATS-2013-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 19555)
34-69241
March 26, 2013
SR-Phlx-2013-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Trading QCC and PIXL Orders in Mini Options Comments Due: Exhibit 5 Federal Register version (78 FR 19556)
34-69236
March 26, 2013
SR-NASDAQ-2013-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Mini Options Comments Due: Exhibit 5 Federal Register version (78 FR 19549)
34-69239
March 26, 2013
SR-ICC-2013-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the March 20, 2013 and March 27, 2013 Scheduled Index Series Listings Comments Due: Federal Register version (78 FR 19561)
34-69240
March 26, 2013
SR-BOX-2013-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts) Comments Due: Exhibit 5 Federal Register version (78 FR 19562)
34-69226
March 25, 2013
SR-BATS-2013-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 19350)
34-69225
March 25, 2013
SR-NYSE-2013-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Commentary .01 to NYSE Rule 2B, Which Provides an Exception Related to the Exchange's Equity Ownership Interest in BIDS Holdings L.P. Comments Due: Exhibit 5 Federal Register version (78 FR 19340)
34-69230
March 25, 2013
SR-BX-2013-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (78 FR 19763)
34-69231
March 25, 2013
SR-NASDAQ-2013-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (78 FR 19791)
34-69234
March 25, 2013
SR-MIAX-2013-15
Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality Comments Due: Exhibit 5 , Rel. No. 34-69354 Federal Register version (78 FR 19344)
34-69227
March 25, 2013
SR-CBOE-2013-035
Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts Comments Due: Exhibit 5 , Rel. No. 34-69558 Federal Register version (78 FR 19348)
34-69235
March 25, 2013
SR-CBOE-2013-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Type and Auction Rules in Advance of Mini-Option Launch Comments Due: Exhibit 5 Federal Register version (78 FR 19552)
34-69212
March 22, 2013
SR-NSX-2013-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market Comments Due: Exhibit 5 Federal Register version (78 FR 19047)
34-69213
March 22, 2013
SR-NSX-2013-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 19034)
34-69218
March 22, 2013
SR-Phlx-2013-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3100 Comments Due: Exhibit 5 Federal Register version (78 FR 19031)
34-69221
March 22, 2013
SR-NSCC-2013-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and To Use Current Market Price as the Uniform Settlement Price for Net Balance Orders Comments Due: Federal Register version (78 FR 19050)
34-69215
March 22, 2013
S7-24-89
Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. Comments Due: Federal Register version (78 FR 19029)
34-69219
March 22, 2013
SR-BX-2013-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 4120 Comments Due: Exhibit 5 Federal Register version (78 FR 19054)
34-69211
March 22, 2013
SR-NASDAQ-2013-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Fee for Use of FIX and OUCH Trading Ports for Testing Comments Due: Federal Register version (78 FR 19051)
34-69217
March 22, 2013
SR-NASDAQ-2012-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4120 Comments Due: Exhibit 5 Federal Register version (78 FR 19037)
34-69210
March 22, 2013
SR-MIAX-2013-12
Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-69342 Federal Register version (78 FR 18637)
34-69209
March 22, 2013
SR-ICEEU-2013-05
Notice of Filing Proposed Rule Changes Regarding Central Counterparty Resolution and Recovery Procedures Comments Due: Rel. No. 34-69423 Federal Register version (78 FR 19057)
34-69220
March 22, 2013
SR-CBOE-2013-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options Comments Due: Exhibit 5 Federal Register version (78 FR 19059)
34-69204
March 21, 2013
SR-Phlx-2013-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 18652)
34-69201
March 21, 2013
SR-ICC-2013-03
Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements Comments Due: Rel. No. 34-69545 Federal Register version (78 FR 18646)
34-69205
March 21, 2013
SR-ICC-2013-02
Notice of Filing and Immediate Effectiveness of Proposed Publishing of ICC Circular Related to Swap Data Repository Reporting Comments Due: Federal Register version (78 FR 19339)
34-69200
March 21, 2013
SR-CBOE-2013-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX Comments Due: Federal Register version (78 FR 18657)
34-69203
March 21, 2013
SR-CBOE-2013-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 18655)
34-69202
March 21, 2013
SR-BOX-2013-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX Comments Due: Exhibit 5 Federal Register version (78 FR 22591)
34-69194
March 20, 2013
SR-Phlx-2013-24
Notice of Filing of Proposed Rule Change To Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX Comments Due: Exhibit 5 , Rel. No. 34-69452 Federal Register version (78 FR 18386)
34-69188
March 20, 2013
SR-OCC-2013-03
Notice of Filing of Proposed Rule Change To Add Provisions to the By-Laws To Facilitate the Use of the Stock Loan/Hedge Program by Canadian Clearing Members Comments Due: Rel. No. 34-69534 , Rel. No. 34-69534 Federal Register version (78 FR 18382)
34-69198
March 20, 2013
SR-NYSEMKT-2013-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security Comments Due: Exhibit 5 Federal Register version (78 FR 18660)
34-69197
March 20, 2013
SR-NYSEArca-2013-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security Comments Due: Exhibit 5 Federal Register version (78 FR 18649)
34-69187
March 20, 2013
SR-NYSEMKT-2013-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Liquidity Program Will Qualify as "Retail Orders" File Nos.: Comments Due: View Received Comments Rel. No. 34-69513 , Rel. No. 34-68747 , Rel. No. 34-68746 Federal Register version (78 FR 18402)
34-69187
March 20, 2013
SR-NYSE-2013-08
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Liquidity Program Will Qualify as "Retail Orders" File Nos.: Comments Due: View Received Comments Rel. No. 34-69513 , Rel. No. 34-68747 , Rel. No. 34-68746 Federal Register version (78 FR 18402)
34-69186
March 20, 2013
SR-BOX-2013-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Interpretive Material to Rule 7080 in Connection With the Implementation of the Limit Up-Limit Down Plan Comments Due: Exhibit 5 Federal Register version (78 FR 18413)
34-69193
March 20, 2013
SR-BOX-2013-06
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund Comments Due: View Received Comments Rel. No. 34-69511 , Rel. No. 34-68759 Federal Register version (78 FR 18403)
34-69172
March 19, 2013
SR-CME-2013-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing Comments Due: Federal Register version (78 FR 17957)
34-69183
March 19, 2013
SR-NSX-2013-02
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order Comments Due: View Received Comments Rel. No. 34-69519 , Rel. No. 34-68807 Federal Register version (78 FR 18377)
34-69182
March 19, 2013
SR-Phlx-2013-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Establishing a Program for PSX Managed Data Solutions (MDS) Comments Due: Exhibit 5 Federal Register version (78 FR 18378)
34-69174
March 19, 2013
SR-NYSEMKT-2013-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities Comments Due: Exhibit 5 Federal Register version (78 FR 17982)
34-69179
March 19, 2013
SR-BX-2013-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits Comments Due: Exhibit 5 Federal Register version (78 FR 17952)
34-69184
March 19, 2013
SR-BX-2013-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security Comments Due: Exhibit 5 Federal Register version (78 FR 18407)
34-69180
March 19, 2013
SR-NASDAQ-2013-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits Comments Due: View Received Comments Exhibit 5 Federal Register version (78 FR 17962)
34-69176
March 19, 2013
SR-MIAX-2013-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations Comments Due: Exhibit 5 Federal Register version (78 FR 17958)
34-69181
March 19, 2013
SR-MIAX-2013-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt MIAX Rule 530, Limit Up-Limit Down Comments Due: Exhibit 5 Federal Register version (78 FR 18403)
34-69175
March 19, 2013
SR-ISE-2013-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements Comments Due: Exhibit 5 Federal Register version (78 FR 17988)
34-69173
March 19, 2013
SR-FINRA-2013-013
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon as Practicable, But No Later Than 10 Seconds, Following Execution Rel. No. 34-69561 , Rel. No. 34-68842 Federal Register version (78 FR 17969)
34-69178
March 19, 2013
SR-FINRA-2013-018
Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information) Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-69825 Federal Register version (78 FR 17975)
34-69160
March 18, 2013
SR-BATS-2013-019
Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options Comments Due: Exhibit 5 Federal Register version (78 FR 17731)
34-69159
March 18, 2013
SR-Phlx-2013-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security Comments Due: Exhibit 5 Federal Register version (78 FR 17738)
34-69162
March 18, 2013
SR-Phlx-2013-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options Comments Due: Exhibit 5 Federal Register version (78 FR 17725)
