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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information)
(Release No. 34-69178; File No. SR-FINRA-2013-018)
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| Aug. 1, 2013 | Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA |
| Jun. 17, 2013 | Erika L. Lazar, FINRA, Washington, District of Columbia |
| Apr. 15, 2013 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia |
| Apr. 15, 2013 | Jason Doss, Executive Vice-President, PIABA, Atlanta, Georgia |
| Apr. 15, 2013 | Jenice L. Malecki, Malecki Law, New York, New York |
| Apr. 15, 2013 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Apr. 15, 2013 | Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA |
http://www.sec.gov/comments/sr-finra-2013-018/finra2013018.shtml
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