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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information)

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Date Sort descending	Letter Type	Commenter Name
Aug. 1, 2013	Public Comment	Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA
June 17, 2013	Public Comment	Erika L. Lazar, FINRA, Washington, District of Columbia
April 15, 2013	Public Comment	David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
April 15, 2013	Public Comment	Jason Doss, Executive Vice-President, PIABA, Atlanta, Georgia
April 15, 2013	Public Comment	Jenice L. Malecki, Malecki Law, New York, New York
April 15, 2013	Public Comment	Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA
April 15, 2013	Public Comment	William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

Last Reviewed or Updated: Jan. 12, 2026

File Number

SR-FINRA-2013-018

Release Number

34-69178

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