34-74783
April 22, 2015
SR-BX-2015-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access Comments Due: Exhibit 5 Federal Register version (80 FR 23615)
34-74784
April 22, 2015
SR-NASDAQ-2015-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Market Center Participant Registration and Sponsored Access Comments Due: Exhibit 5 Federal Register version (80 FR 23625)
34-74786
April 22, 2015
SR-CBOE-2015-022
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor Comments Due: Rel. No. 34-75073 , Rel. No. 34-74438 Federal Register version (80 FR 23618)
34-74771
April 21, 2015
SR-ISE-Gemini-2015-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Information Barrier Rules Comments Due: Exhibit 5 Federal Register version (80 FR 23308)
34-74774
April 21, 2015
SR-NYSEArca-2015-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015 Comments Due: Federal Register version (80 FR 23310)
34-74773
April 21, 2015
SR-BX-2015-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 7001, 7003 and 7018 Comments Due: Exhibit 5 Federal Register version (80 FR 23312)
34-74767
April 20, 2015
SR-BATS-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 23060)
34-74766
April 20, 2015
SR-NYSE-2015-16
Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC. Comments Due: Exhibit 5 , Rel. No. 34-75105 Federal Register version (80 FR 23057)
34-74762
April 17, 2015
SR-EDGX-2015-08
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. Rel. No. 34-75457 , Rel. No. 34-74439 Federal Register version (80 FR 22753)
34-74761
April 17, 2015
SR-CME-2015-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Liquidity Risk Management Comments Due: Federal Register version (80 FR 22754)
34-74763
April 17, 2015
SR-EDGA-2015-10
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. Comments Due: Rel. No. 34-75459 , Rel. No. 34-74435 Federal Register version (80 FR 22751)
34-74760
April 17, 2015
SR-NYSEMKT-2015-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Relating to the Amex Customer Engagement Program Comments Due: Exhibit 5 Federal Register version (80 FR 22759)
34-74755
April 17, 2015
SR-NYSEArca-2015-02
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-76186 , Rel. No. 34-75115 , Rel. No. 34-74433 Federal Register version (80 FR 22762)
34-74764
April 17, 2015
SR-NASDAQ-2015-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to HGX and OSX Comments Due: Exhibit 5 Federal Register version (80 FR 22752)
34-74758
April 17, 2015
SR-MIAX-2015-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 22756)
34-74759
April 17, 2015
SR-MIAX-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Order Feed Comments Due: Federal Register version (80 FR 22749)
34-74743
April 16, 2015
SR-BATS-2015-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) Comments Due: Federal Register version (80 FR 22580)
34-74740
April 16, 2015
SR-BYX-2015-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) Comments Due: Federal Register version (80 FR 22594)
34-74746
April 16, 2015
SR-Phlx-2014-66
Notice of Filing of Amendment No. 2 and Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism Comments Due: Exhibit 5 , Rel. No. 34-75300 , Rel. No. 34-74167 , Rel. No. 34-73791 , Rel. No. 34-73441 Federal Register version (80 FR 22569)
34-74745
April 16, 2015
SR-NASDAQ-2015-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options Comments Due: Federal Register version (80 FR 22588)
34-74744
April 16, 2015
SR-MIAX-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 500 Comments Due: Exhibit 3 Federal Register version (80 FR 22598)
34-74741
April 16, 2015
SR-ICEEU-2015-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts Comments Due: Rel. No. 34-75065 , Rel. No. 34-74362 Federal Register version (80 FR 22593)
34-74729
April 15, 2015
SR-NYSEArca-2014-100
Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75023 , Rel. No. 34-74559 , Rel. No. 34-73914 , Rel. No. 34-73515 , 34-74729.pdf , Rel. No. 34-73141 , No. Rel. 34-74559A Federal Register version (80 FR 22242)
34-74730
April 15, 2015
SR-NYSEArca-2015-25
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) Comments Due: View Received Comments Federal Register version (80 FR 22234)
34-74734
April 15, 2015
SR-FINRA-2015-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue Comments Due: Federal Register version (80 FR 22243)
34-74733
April 15, 2015
SR-C2-2015-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 22251)
34-74726
April 14, 2015
SR-BATS-2015-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(j) To Include Consolidated Volume for all Listed Equity Securities Comments Due: Exhibit 5 Federal Register version (80 FR 21776)
34-74723
April 14, 2015
SR-BYX-2015-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(i) To Include Consolidated Volume for All Listed Equity Securities Comments Due: Exhibit 5 Federal Register version (80 FR 21782)
34-74727
April 14, 2015
SR-NYSEArca-2015-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 21785)
34-74724
April 14, 2015
SR-BX-2015-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (80 FR 21790)
34-74725
April 14, 2015
SR-NASDAQ-2015-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 7018 Comments Due: Exhibit 5 Federal Register version (80 FR 23826)
34-74716
April 13, 2015
SR-EDGX-2015-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities Comments Due: Exhibit 5 Federal Register version (80 FR 21290)
34-74717
April 13, 2015
SR-EDGA-2015-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities Comments Due: Exhibit 5 Federal Register version (80 FR 21286)
34-74559A
April 13, 2015
SR-NYSEArca-2014-100
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600; Correction Comments Due: View Received Comments Rel. No. 34-75023 , Rel. No. 34-74559 , Rel. No. 34-73914 , Rel. No. 34-73515 , Rel. No. 34-73141 Federal Register version (80 FR 21286)
34-74715
April 13, 2015
SR-NYSEArca-2015-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide a Second Way To Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders That Provide Liquidity to the Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 21283)
34-74718
April 13, 2015
SR-C2-2015-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Opening Procedures Comments Due: Federal Register version (80 FR 21280)
34-74719
April 13, 2015
SR-C2-2015-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations Comments Due: Exhibit 5 Federal Register version (80 FR 21288)
34-74708
April 10, 2015
SR-EDGX-2015-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 20548)
34-74702
April 10, 2015
SR-BATS-2015-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, "Auctions" Comments Due: Exhibit 5 Federal Register version (80 FR 20544)
34-74703
April 10, 2015
SR-BYX-2015-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 20520)
34-74707
April 10, 2015
SR-EDGA-2015-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 20516)
34-74713
April 10, 2015
SR-OCC-2014-811
Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources Comments Due: Rel. No. 34-74981 , Rel. No. 34-74091 , Request for Additional Information Federal Register version (80 FR 20534)
34-74704
April 10, 2015
SR-NYSEMKT-2014-86
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY Comments Due: View Received Comments Rel. No. 34-75190 , Rel. No. 34-74087 , Rel. No. 34-73718 , Rel. No. 34-73367 Federal Register version (80 FR 20515)
34-74701
April 10, 2015
SR-NYSEArca-2015-18
Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund Comments Due: Rel. No. 34-75042 Federal Register version (80 FR 20529)
34-74705
April 10, 2015
SR-NYSEArca-2014-117
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86 Comments Due: View Received Comments Rel. No. 34-75191 , Rel. No. 34-74088 , Rel. No. 34-73720 , Rel. No. 34-73362 Federal Register version (80 FR 20520)
34-74706
April 10, 2015
SR-ISE-2015-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 20522)
34-74709
April 10, 2015
SR-CBOE-2015-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 20526)
34-74692
April 9, 2015
SR-BATS-2015-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 20285)
34-74689
April 9, 2015
SR-CME-2015-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Acceptance of a New Credit Default Swap Index Product Series Comments Due: Federal Register version (80 FR 20271)
34-74643A
April 9, 2015
SR-NYSEMKT-2014-95
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers; Correction Comments Due: View Received Comments Rel. No. 34-74643 , Rel. No. 34-74298 , Rel. No. 34-73913 , Rel. No. 34-73593 Federal Register version (80 FR 20273)
34-74693
April 9, 2015
SR-NYSEMKT-2015-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM Comments Due: Exhibit 5 Federal Register version (80 FR 20277)
34-74695
April 9, 2015
SR-NYSEMKT-2015-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1 NY, Until July 17, 2015 Comments Due: Exhibit 5 Federal Register version (80 FR 20274)
34-74694
April 9, 2015
SR-NYSEArca-2015-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule To Adopt Fees for Certain Manual Transactions in Options Overlying IWM Comments Due: Exhibit 5 Federal Register version (80 FR 20273)
34-74642A
April 9, 2015
SR-NYSE-2014-59
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers; Correction Comments Due: View Received Comments Rel. No. 34-74642 , Rel. No. 34-74051 , Rel. No. 34-73703 Federal Register version (80 FR 20280)
34-74690
April 9, 2015
SR-NASDAQ-2015-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data Comments Due: Federal Register version (80 FR 20282)
34-74687
April 9, 2015
SR-ICC-2015-007
Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names Comments Due: Rel. No. 34-75068 Federal Register version (80 FR 20278)
34-74688
April 9, 2015
SR-ICC-2015-006
Notice of Filing of Proposed Rule Change To Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name Comments Due: Rel. No. 34-75396 Federal Register version (80 FR 20280)
34-74679
April 8, 2015
SR-OC-2015-01
Notice of Filing of Proposed Rule Change Relating to Ownership and Control Reports Comments Due: Exhibit 4 Federal Register version (80 FR 20041)
34-74677
April 8, 2015
SR-NYSEMKT-2015-23
Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75004 , Rel. No. 34-75432 Federal Register version (80 FR 20049)
34-74682
April 8, 2015
SR-NYSEMKT-2015-22
Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75443 , Rel. No. 34-75049 Federal Register version (80 FR 20043)
34-74678
April 8, 2015
SR-NYSE-2015-15
Notice of Filing of Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75444 , Rel. No. 34-75048 Federal Register version (80 FR 20053)
34-74680
April 8, 2015
SR-NASDAQ-2015-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections Comments Due: Exhibit 5 Federal Register version (80 FR 20035)
34-74676
April 8, 2015
SR-ICC-2015-008
Notice of Filing of Proposed Rule Change Related to Settlement Finality Comments Due: Rel. No. 34-74974 Federal Register version (80 FR 20047)
34-74664
April 7, 2015
SR-EDGX-2015-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan Comments Due: Exhibit 5 Federal Register version (80 FR 19715)
34-74666
April 7, 2015
SR-BATS-2015-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 20.6 To Adopt a New Provision To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems Comments Due: Exhibit 5 Federal Register version (80 FR 19707)
34-74663
April 7, 2015
SR-EDGA-2015-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan Comments Due: Exhibit 5 Federal Register version (80 FR 19722)
34-74665
April 7, 2015
SR-CBOE-2015-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Arbitration Forum Comments Due: Federal Register version (80 FR 19713)
34-74668
April 7, 2015
SR-CBOE-2015-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 19705)
34-74669
April 7, 2015
SR-CBOE-2015-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 19721)
34-74656
April 6, 2015
SR-BATS-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints Comments Due: Exhibit 5 Federal Register version (80 FR 19381)
34-74652
April 6, 2015
SR-CFE-2015-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting Comments Due: Exhibit 5 Federal Register version (80 FR 19378)
34-74650
April 6, 2015
SR-NYSEMKT-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000-Equities To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival Comments Due: Exhibit 5 Federal Register version (80 FR 19389)
34-74648
April 6, 2015
SR-NYSE-2015-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction Comments Due: View Received Comments Rel. No. 34-74281 , Rel. No. 34-75038 Federal Register version (80 FR 19385)
34-74649
April 6, 2015
SR-NYSE-2015-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 To Reflect That Exchange Systems Will Reject Incoming Orders of Over 1,000,000 Shares That Are Marketable Upon Arrival Comments Due: Exhibit 5 Federal Register version (80 FR 19383)
34-74653
April 6, 2015
SR-NASDAQ-2015-023
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I Comments Due: View Received Comments Rel. No. 34-75031 Federal Register version (80 FR 19371)
34-74651
April 6, 2015
SR-CBOE-2015-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Rule 2.50 Comments Due: Exhibit 5 Federal Register version (80 FR 19377)
34-74654
April 6, 2015
SR-CBOE-2015-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation Comments Due: Federal Register version (80 FR 19388)
34-74655
April 6, 2015
SR-C2-2015-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 19385)
34-74645
April 3, 2015
SR-BYX-2015-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints Comments Due: Exhibit 5 Federal Register version (80 FR 19097)
34-74643
April 3, 2015
SR-NYSEMKT-2014-95
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments 34-74643A , Rel. No. 34-74298 , Rel. No. 34-73913 , Rel. No. 34-73593 Federal Register version (80 FR 19102)
34-74642
April 3, 2015
SR-NYSE-2014-59
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers Comments Due: View Received Comments Rel. No. 34-74642A , Rel. No. 34-74051 , Rel. No. 34-73703 Federal Register version (80 FR 19096)
34-74644
April 3, 2015
SR-NASDAQ-2015-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 4758 Comments Due: Exhibit 5 Federal Register version (80 FR 19099)
34-74634
April 2, 2015
SR-CME-2015-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rulebook Provisions Establishing Decision-Making and Emergency Authority Over Clearing House Matters Comments Due: Federal Register version (80 FR 18881)
34-74631
April 2, 2015
SR-PHLX-2015-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization Comments Due: Federal Register version (80 FR 18875)
34-74636
April 2, 2015
SR-NYSEMKT-2015-17
Notice of Filing of Proposed Rule Change Amending Rule 923NY To Refine the Appointment Process Utilized by the Exchange Comments Due: Exhibit 5 , Rel. No. 34-75033 , Rel. No. 34-75322 Federal Register version (80 FR 18884)
34-74641
April 2, 2015
SR-NYSEMKT-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify That a Member Organization May Request That the Exchange Aggregate Its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume Comments Due: Exhibit 5 Federal Register version (80 FR 18896)
34-74635
April 2, 2015
SR-NYSEArca-2015-17
Notice of Filing of Proposed Rule Change Amending Rule 6.35 To Refine the Appointment Process Utilized by the Exchange Comments Due: Exhibit 5 , Rel. No. 34-75032 , Rel. No. 34-75323 Federal Register version (80 FR 18909)
34-74640
April 2, 2015
SR-NYSE-2015-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Specify That a Member Organization May Request That the Exchange Aggregate its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume Comments Due: Exhibit 5 Federal Register version (80 FR 18873)
34-74639
April 2, 2015
SR-NSCC-2015-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services Comments Due: Exhibit 5 Federal Register version (80 FR 18889)
34-74638
April 2, 2015
SR-BX-2015-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751(h) Comments Due: Exhibit 5 Federal Register version (80 FR 18890)
34-74637
April 2, 2015
SR-NASDAQ-2015-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rule 4751(h)(5) Comments Due: Federal Register version (80 FR 18907)
34-74632
April 2, 2015
SR-MIAX-2015-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 18892)
34-74633
April 2, 2015
SR-MIAX-2015-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 18894)
34-74622
April 1, 2015
SR-ISEGemini-2015-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members Comments Due: Federal Register version (80 FR 18665)
34-74628
April 1, 2015
SR-Phlx-2015-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h) Comments Due: Exhibit 5 Federal Register version (80 FR 20043)
34-74629
April 1, 2015
SR-NASDAQ-2015-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c) Comments Due: Federal Register version (80 FR 18471)
34-74623
April 1, 2015
SR-ISE-2015-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members Comments Due: Federal Register version (80 FR 18447)
34-74618
March 31, 2015
SR-Phlx-2015-29
Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-74954 Federal Register version (80 FR 18452)
34-74617
March 31, 2015
SR-BX-2015-015
Notice of Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-75291 Federal Register version (80 FR 18473)
34-74616
March 31, 2015
SR-NASDAQ-2015-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates Comments Due: Exhibit 5 Federal Register version (80 FR 18450)
