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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 2272 to Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or their Dependents

(Release No. 34-74890; File No. SR-FINRA-2015-009)


Jul. 21, 2015 Jeanette Wingler, Assistant General Counsel, FINRA, Washington, District of Columbia
Jun. 9, 2015 David M. Rader, Investor Advocacy Legal Clinic, Michigan State University College of Law
Jun. 2, 2015 David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jun. 1, 2015 Hugh D. Berkson, Vice-President/President-Elect, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma
May 30, 2015 Jason T. Robinson, Graduate Research Assistant, Georgia State College of Law Investor Advocacy Clinic, Atlanta, Georgia

 

 

 

 

http://www.sec.gov/comments/sr-finra-2015-009/finra2015009.shtml

Modified: 07/22/2015