Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt the Funding Portal Rules and Related Forms and FINRA Rule 4518

Filter comments


Date Sort descending	Letter Type	Commenter Name
Jan. 21, 2016	Public Comment	Adam Arkel, Associate General Counsel, FINRA
Nov. 19, 2015	Public Comment	Judith Shaw, President, North American Securities Administrators Association
Nov. 18, 2015	Public Comment	Christopher Tyrrell, Chair, CFIRA and CEO, OfferBoard Group, New York, New York
Nov. 18, 2015	Public Comment	Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2015-040

Release Number

34-76239