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Investment Company Act Order

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Release Number	SEC Issue Date	File Number	Details
28899	Sept. 9, 2009	812-13680	GE Asset Management Incorporated and GE Investment Distributors, Inc.
28898	Sept. 9, 2009	812-13614	Old Mutual Global Shares Trust, et al.
28898	Sept. 9, 2009	812-13614	Old Mutual Global Shares Trust, et al.
28893	Aug. 28, 2009	812-13619	Nuveen Tax-Advantaged Total Return Strategy Fund, et al.
28848	Aug. 13, 2009	812-13573	Compagnie de Financement Foncier
28846	Aug. 13, 2009	812-13503	Pax World Funds Trust II, et al.
28846	Aug. 13, 2009	812-13503	Pax World Funds Trust II, et al.
28844	Aug. 11, 2009	812-13578	The Alger Funds, et al.
28843	Aug. 11, 2009	812-13200	Reaves Utility Income Fund, et al.
28839	July 28, 2009	812-13545	GE Funds, et al.
28837	July 27, 2009	812-13421	Federated Core Trust III, et al.
28836	July 24, 2009	812-13642	WisdomTree Asset Management, Inc. and WisdomTree Trust
28820	July 20, 2009	812-13633	Embarcadero Funds, Inc., et al.
28822	July 20, 2009	812-13488	AdvisorShares Investments, LLC and AdvisorShares Trust
28815	July 8, 2009	812-13495	Nationwide Life Ins. Co., et al.
28815	July 8, 2009	812-13495	Nationwide Life Ins. Co., et al.
28810	July 7, 2009	812-13662	Banc of America Securities LLC, et al.
28811	July 7, 2009	812-13664	Deutsche Bank Securities Inc., et al.
28812	July 7, 2009	812-13663	RBC Capital Markets Corporation, et al.
28813	July 7, 2009	812-13604	PowerShares Exchange-Traded Fund Trust, et al.
28814	July 7, 2009	812-13449	X Exchange-Traded Funds, Inc., et al.
28805	June 29, 2009	812-13650	WisdomTree Investments, Inc., et al.
28805	June 29, 2009	812-13650	WisdomTree Investments, Inc., et al.
28770	June 23, 2009	812-13551	The Managers Funds, et al.
28768	June 16, 2009	812-13649	Main Street Capital Corporation, et al.
28753	June 1, 2009	812-13594	Cohen & Steers Advantage Income Realty Fund, Inc., et al.
28754	June 1, 2009	812-13598	Flaherty & Crumrine Preferred Income Fund Incorporated, et al.
28752	June 1, 2009	812-13555	Pacific Investment Management Company LLC
28746	May 26, 2009	812-13618	Citibank, N.A., et al.
28727	May 20, 2009	813-274	William Blair & Company, L.L.C.
28724	May 12, 2009	812-13400	ProShares Trust, et al.
28719	May 5, 2009	812-13235	The Blackrock Investment Quality Municipal Trust Inc.
28718	May 5, 2009	812-13647	Triangle Capital Corp.
28716	April 28, 2009	812-13525	Bridgeway Capital Management, Inc.
28714	April 28, 2009	812-13564	Phoenix Life Insurance Company, et al.
28715	April 28, 2009	812-13602	First American Strategy Funds, Inc.
28699	April 20, 2009	812-13588	MetLife Ins. Co. of Connecticut, et al.
28699	April 20, 2009	812-13588	MetLife Ins. Co. of Connecticut, et al.
28695	April 14, 2009	812-13645	UBS AG
28694	April 14, 2009	812-13519	Massachusetts Financial Services Company, et al.
28693	April 14, 2009	812-13538	ING Investments, LLC
28688	April 7, 2009	812-13641	Citigroup, Inc.
28689	April 7, 2009	812-13639	E*Trade Financial Corporation
28687	April 3, 2009	812-13600	ING USA Annuity & Life Ins. Co., et al.
28682	March 30, 2009	812-13543	Forward Funds, et al.
28654	March 24, 2009	812-13541	DFA Investment Dimensions Group Inc.
28653	March 20, 2009	812-13441	INDEXIQ ETF Trust
28653	March 20, 2009	812-13441	INDEXIQ ETF Trust
28651	March 18, 2009	812-13515	Mainstay VP Series Fund, Inc., et al.
28648	March 17, 2009	812-13632	Wachovia Securities, LLC, et al.
28643	March 10, 2009	812-13586	Eaton Vance Enhanced Equity Income Fund, et al.
28641	March 4, 2009	812-13536	Advisors Asset Management, Inc.
28615	Feb. 10, 2009	812-13552	Calamos Convertible Opportunities and Income Fund, et al.
28614	Feb. 9, 2009	812-13523	Allstate Financial Investment Trust, et al.
28612	Feb. 3, 2009	812-13239	SunAmerica Focused Alpha Growth Fund, Inc., et al.
28611	Feb. 3, 2009	812-13397	MacQuarie Global Infrastructure Total, et al.
28608	Jan. 26, 2009	812-13499	The Franklin, Templeton and Mutual Series Funds, et al.
28607	Jan. 22, 2009	812-13402	Sun Life Assurance Company of Canada (U.S., et al.)
28607	Jan. 22, 2009	812-13402	Sun Life Assurance Company of Canada (U.S., et al.)
28605	Jan. 16, 2009	812-13615	Citigroup Global
28606	Jan. 16, 2009	812-13609	UBS Securities LLC
28604	Jan. 16, 2009	812-13440	Grail Partners LLC, et al.
28577	Jan. 6, 2009	812-13563	TIAA-CREF Life Funds, et al.
28576	Jan. 6, 2009	813-332	TWB Investment Partnership L.P.
28575	Dec. 30, 2008	812-13492	Riversource Life Insurance Co., et al.
28575	Dec. 30, 2008	812-13492	Riversource Life Insurance Co., et al.
28573	Dec. 29, 2008	812-12903	Bank of America Fund Trust, et al. (fka Nations Fund Trust)
28529	Dec. 9, 2008	813-365	Wortham Finance L.P.
28524	Nov. 26, 2008	812-13548	Wells Fargo Funds Trust, et al.
28521	Nov. 25, 2008	812-13474	Allianz Life Insurance Co. of North America, et al.
28521	Nov. 25, 2008	812-13474	Allianz Life Insurance Co. of North America, et al.
28485	Nov. 17, 2008	812-13497	The Zweig Total Return Fund, Inc., et al.
28486	Nov. 17, 2008	812-13077	Boulder Total Return Fund, Inc., et al.
28483	Nov. 4, 2008	812-13063	Calamos Convertible Opportunities and Income Fund, et al.
28475	Oct. 28, 2008	812-13530	Aberdeen Asset Management, Inc.
28473	Oct. 28, 2008	813-355	HLHZ Investments LLC
28472	Oct. 28, 2008	812-13392	H&Q Healthcare Investors, et al.
28474	Oct. 28, 2008	812-13428	MGC Capital Corporation, et al.
28469	Oct. 27, 2008	812-13533	Forward Funds, et al.
28470	Oct. 27, 2008	812-13480	Dodge & Cox Funds
28467	Oct. 27, 2008	812-13491	PowerShares Capital Management LLC
28468	Oct. 27, 2008	812-13477	First Trust Exchange-Traded Fund III, et al.
28471	Oct. 27, 2008	812-13458	WisdomTree Investments, Inc., et al.
28471	Oct. 27, 2008	812-13458	WisdomTree Investments, Inc., et al.
28466	Oct. 24, 2008	812-13585	Reserve Municipal Money-Market Trust, et al.
28464	Oct. 23, 2008	812-13540	Eaton Vance Floating Rate-Income Trust
28444	Oct. 21, 2008	812-13529	Morgan Stanley Series Funds, et al.
28443	Oct. 21, 2008	812-13531	Global X Funds, et al.
28443	Oct. 21, 2008	812-13517	Global X Funds, et al.
28445	Oct. 20, 2008	812-13521	Delaware Management Business Trust, et al.
28440	Oct. 17, 2008	812-13506	Van Kampen Retirement Strategy Trust, et al.
28439	Oct. 15, 2008	812-11351	Trust for Professional Managers, et al.
28437	Oct. 14, 2008	812-13355	Triangle Capital Corporation, et al.
28434	Oct. 6, 2008	812-13483	Rafferty Asset Management, LLC, et al.
28433	Oct. 3, 2008	812-13517	Global X Funds and Global X Management Company LLC
28430	Oct. 1, 2008	812-13572	Prudential Financial, Inc., et al.
28425	Sept. 30, 2008	812-13505	Fidelity Aberdeen Street Trust, et al.
28410	Sept. 29, 2008	812-13526	Phoenix Equity Trust, et al.
28412	Sept. 26, 2008	812-13381	PIMCO Municipal Income Fund, et al.
28389	Sept. 24, 2008	812-13357	John Hancock Income Securities Trust