Investment Company Act Order

Release Number SEC Issue Date File Number Details
30123 812-13946 Federated Investment Management Company and Federated ETF Trust
30104 812-14029 Harris & Harris Group, Inc.
30096 812-13846 Van Eck VIP Trust, et al.
30091 813-194 SK Private Investment Fund 1998 LLC, et al.
30087 812-13574-01 Destra Capital Investments LLC and Destra Unit Investment Trust
30070 812-13793 Steel Partners Holdings L.P.
30067 812-13986 GPS Funds I, et al.
30068 812-13868 Northern Trust Investments, Inc., et al.
30069 812-13927 Invesco Total Property Market Income Fund, et al.
30066 812-13627 Praxis Mutual Funds, et al.
30065 812-13889 Advisors Series Trust and Orinda Asset Management, LLC
See Also - 32302
30064 812-13767 Beverly Hills Bancorp Inc.
30061 812-13785 Huntington Asset Advisors, Inc., et al.
30061 812-13785 Huntington Asset Advisors, Inc., et al.
30046 812-13778 Sunwest Rollover Member LLC
30037 813-228 Jefferies Employees Special Opportunities Partners, LLC, et al.
30035 812-13971 Domini Social Investment Trust and Domini Social Investments LLC
30030 812-13955 Columbia Funds Master Investment Trust, LLC, et al.
30031 812-13996 Forward Funds, et al.
30029 812-13795 First Trust Exchange-Traded Fund, et al.
30027 812-13313 Harris & Harris Group, Inc.
30024 812-13847 Ares Capital Corporation, et al.
30012 812-13879 Fidus Investment Corporation, et al.
30010 812-13493 American Capital, Ltd., et al.
30011 812-13882 Kohlberg Capital Corporation
30009 812-13787 Medley Capital Corporation, et al.
30033 812-14007 Capital Research and Management Company, et al.
29979 812-13962 Pacific Life Insurance Company, et al.
29970 812-13950 Henderson Global Funds, et al.
29971 812-13983 DoubleLine Capital LP and DoubleLine Funds Trust
29972 812-13634 Rand Capital Corporation, et al.
29967 812-13982 Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC
29951 812-13965 Preservation Trust Advisors, LLC and Northern Lights Fund Trust
29952 812-13994 GE Asset Management Incorporated, et al.
29949 812-13921 Incapital LLC and Incapital Unit Trust
29946 812-13804 Main Street Capital Corporation, et al.
29947 812-13903 New York Life Insurance & Annuity Company, et al.
29947 812-13903 New York Life Insurance & Annuity Company, et al.
29940 812-13857 Central Securities Corporation
29925 812-13781 Cantilever Capital, LLC and Cantilever Group, LLC
29921 812-13777 Rio Tinto plc and Rio Tinto Limited
29918 812-13478 Highland Capital Management, L.P., et al.
29918 812-13478 Highland Capital Management, L.P., et al.
29916 812-13930 American Century Strategic Asset Allocations, Inc., et al.
29914 812-13952 Seasons Series Trust, et al.
29914 812-13987 Seasons Series Trust, et al.
29892 812-13939 AllianceBernstein Cap Fund, Inc., et al.
29888 812-13935 Genesis Capital, LLC and Northern Lights Fund Trust
29885 812-13621 John Hancock Variable Insurance Trust, et al.
29884 812-13929 SEI Investments Management Corporation, et al.
29882 812-13936 Bandon Capital Management, LLC and Northern Lights Fund Trust
29880 812-13944 The Singapore Fund, Inc.
29869 813-377 Citadel LLC (formerly Citadel Investment Group, L.L.C.) and CEIF LLC
29863 812-13755 RiverPark Advisors, LLC, et al.
29863 812-13755 RiverPark Advisors, LLC, et al.
29860 812-13695 NGP Capital Resources Company, et al.
29852 812-13830 Global X Funds, et al.
29852 812-13830 Global X Funds, et al.
29849 812-13606 MFS Series Trust I, et al.
29850 812-13922 Incapital LLC, et al.
29843 812-13869 Principal Funds Inc.
29842 812-13575 Destracom Investments LLC
29839 812-13893 Fifth Third Funds and Fifth
29838 812-13943 DFA Investment Dimensions Group, Inc., et al.
29836 812-13855 Curian Series Trust, et al.
29837 812-13866 ASGI Agility Income Fund
29833 812-13891 Investment Managers Ser
29832 812-13890 Highland Capital Management, L.P.
29835 812-13892 Legg Mason Partners Equity Trust, et al.
29834 812-13867 Stone Harbor Investment Partners LP
29830 812-13931 Stone Harbor Investment
29821 812-13876 Horizon Technology Finance Corp.
29786 812-13794 Golub Capital BDC, Inc.
29785 812-13862 Tortoise Power & Energy Infrastructure Fund Inc.
29783 812-13883 Pax World Funds Series Trust, et al.
29782 812-13773 NT ETF Trust
29782 812-13773 NT ETF Trust
29773 812-13860 RidgeWorth Funds
29774 812-13853 American Capital, Ltd.
29769 812-13916 BofA Funds Series Trust, et al.
29757 812-13863 Northern Lights Var. Trust, et al.
29754 812-13909 ING Asia Pacific High
29753 812-13910 BAC Home Loan Servicing, LP
29750 812-13143 HIGHMARK Funds, et al.
29749 812-13919 J.P. Morgan Securities LLC, et al.
29747 812-13741 FQF Trust
29747 812-13741 FQF Trust
29742 812-13885 WNC Tax Credits 40, LLC, et al.
29738 812-13834 Sterling Capital Funds, et al.
29737 812-13914 J.P. Morgan Securities LLC, et al.
29736 812-13896 Harris & Harris Group, Inc.
29728 812-13831 TIAA-CREF Funds, et al.
29727 812-13815 Russell Exchange Traded Funds Trust, et al.
29727 812-13815 Russell Exchange Traded Funds Trust, et al.
29721 812-13843 HighMark Funds, et al.
29717 812-13865 Country Investors Life Assurance Co., et al.
29716 812-13821 Allianz Life Insurance Company of North America, et al.
29716 812-13821 Allianz Life Insurance Company of North America, et al.
29712 812-13818 Precidian ETFs Trust, et al.
29712 812-13818 Precidian ETFs Trust, et al.