Investment Company Act Order

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Release Number SEC Issue Date File Number Details
29485 813-373 Elfun Trusts, et al.
29482 812-13771 Triangle Capital Corporation, et al.
29460 812-13714 American Capital, Ltd.
29457 812-13465 Tri-Continental Corporation, et al.
29449 813-359 Tudor Employee Investment Fund LLC and Tudor Investment Corporation
29447 812-13661 Transamerica Asset Management, Inc., et al.
29443 812-13775 Aston Funds, et al.
29418 812-13763 The Integrity Funds, et al.
29412 812-13733 WisdomTree Asset Management, Inc. and WisdomTree Trust
29406 813-375 The Blackstone Group, L.P.
29407 812-13623 Kohlberg Capital Corp
29385 812-13807 GE Asset Management Incorporated, et al.
29386 812-13709 Millington Securities, Inc., et al.
29383 812-13751 Virtus Opportunities Trust
29381 812-13707 Northern Funds
29382 812-13796 Goldman Sachs & Co., et al.
29379 812-13743 Federated Enhanced Treasury Income Fund, et al.
29372 812-13686 AXA Equitable Life Insurance Company, et al.
29372 812-13686 AXA Equitable Life Insurance Company, et al.
29369 812-13756 Nationwide Life Insurance Company, et al.
29344 812-13218 Lazard Global Total Return and Income Fund
29343 812-13752 Korea Finance Corp.
29343 812-13752 Korea Finance Corp.
29342 812-13713 Pruco Life Insurance Company, et al.
29339 812-13539 DWS Advisor Funds, et al.
29335 812-13748 FFCM, LLC and FQF Trust
29303 812-13716 Hercules Technology Group
29336 812-13706 EQ Advisors Trust, et al.
29297 812-13745 Kinetics Mutual Funds, Inc., et al.
29293 812-13710 Jackson National Life Insurance Company of New York, et al.
29289 812-13768 Harris & Harris Group, Inc.
29291 812-13677 AdvisorShares Investment
29291 812-13677 AdvisorShares Investment
29271 812-13534 Claymore Exchange-Traded Fund Trust 3
29271 812-13534 Claymore Exchange-Traded Fund Trust 3
29268 812-13718 Calvert Social Investment Fund, et al.
29268 812-14529 Calvert Social Investment Fund, et al.
29269 812-13702 Pax World Funds Trust II, et al.
29267 812-13651 Northern Lights Fund Trust
29262 812-13703 Jackson National Life Insurance Company, et al.
29260 812-13687 WNC Tax Credits 38, LLC
29259 812-13727 Pioneer Bond Fund
29258 812-13667 Medallion Financial Corp.
29255 812-13681 Legg Mason Partners
29211 812-13700 MetLife Insurance Company of Connecticut, et al.
29211 812-13700 MetLife Insurance Company of Connecticut, et al.
29212 812-13685 Rydex Series Funds
29213 812-13058 RMR Real Estate Fund
29210 812-13694 MCG Capital Corp.
29206 812-13753 SeaCo. Ltd.
29204 812-13690 Integrity Life Insurance Company, et al.
29197 812-13732 Lincoln Variable Insurance
29196 812-13660 Lincoln Variable Insurance
29195 812-13676 The Chile Fund, Inc.
29194 812-13749 The Chile Fund, Inc.
29189 812-13161 First Trust/Aberdeen Global Opportunity Income Fund, et al.
29177 812-13595 Millington Securities, Inc.
29172 812-13570 iShares Trust, et al.
29164 812-13658 U.S. One, Inc.
29133 812-13746 Assurant, Inc.
29130 812-13559 ShariahShares Exchange-Traded Fund Trust, et al.
29130 812-13559 ShariahShares Exchange-Traded Fund Trust, et al.
29124 812-13549 Metlife, Inc., et al.
29109 812-13678 Cash Account Trust, et al.
29110 812-13728 Investools
29100 812-13640 PNC Bank, National Association
29099 812-13653 Madison Asset Management, LLC
29097 812-13712 Strategic Funds, Inc., et al.
29096 812-13654 Members Mutual Funds, et al.
29070 812-13636 Pioneer Floating Rate Trust and Pioneer High Income Trust
29065 812-13638 FaithShares Trust, et al.
29065 812-13638 FaithShares Trust, et al.
29063 812-13482 MFS Government Markets Income Trust, et al.
28993 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust
28993 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust
28994 812-13086 Neuberger Berman Management LLC, et al.
28995 812-13432 Pioneer Diversified High Income Trust, et al.
28986 812-13656 Morgan Stanley Investment Management Inc., et al.
28985 812-13030 Evergreen Income Advantage Fund, et al.,
28983 812-13628 Charles Schwab Investment Management, Inc., et al.
28983 812-13628 Charles Schwab Investment Management, Inc., et al.
28982 812-13569 Ridgewood Capital Energy Growth, LLC, et al.
28948 812-13612 Annuity Investors Life, et al.
28949 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust; Notice of Application
Federal Register version (74 FR 54866)
28949 812-13612 Pacific Investment Management Company LLC and PIMCO ETF Trust; Notice of Application
Federal Register version (74 FR 54866)
28944 812-13516 Grail Advisors LLC and Grail Advisors ETF Trust
28937 812-13630 Alpine Global Dynamic Dividend Fund, et al.
28935 812-13535 American Capital, Ltd.
28932 812-13643 AdvisorOne Funds and CLS Investments, LLC
28906 812-13617 DNP Select Income Fund Inc., et al.
28908 812-13221 Highland Capital Management, L.P., et al.
28907 812-13584 Jackson Nat'l Life Ins. Company, et al.
28905 812-13610 Rafferty Asset Management, LLC, et al.
28910 812-13405 Arrow Investment Advisers, LLC, and Arrow Funds Trust
28910 812-13405 Arrow Investment Advisers, LLC, and Arrow Funds Trust
28904 812-13105 Clough Global Allocation Fund, et al.
28936 812-13631 Columbia Funds Series Trust, et al.
28902 812-13504 OOK, Inc., et al.
28902 812-13504 OOK, Inc., et al.
28901 812-13611 MML Series Investment Fund, et al.
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