Investment Company Act Order

Release Number SEC Issue Date File Number Details
29172 812-13570 iShares Trust, et al.
29164 812-13658 U.S. One, Inc.
29133 812-13746 Assurant, Inc.
29130 812-13559 ShariahShares Exchange-Traded Fund Trust, et al.
29130 812-13559 ShariahShares Exchange-Traded Fund Trust, et al.
29124 812-13549 Metlife, Inc., et al.
29109 812-13678 Cash Account Trust, et al.
29110 812-13728 Investools
29100 812-13640 PNC Bank, National Association
29099 812-13653 Madison Asset Management, LLC
29097 812-13712 Strategic Funds, Inc., et al.
29096 812-13654 Members Mutual Funds, et al.
29070 812-13636 Pioneer Floating Rate Trust and Pioneer High Income Trust
29065 812-13638 FaithShares Trust, et al.
29065 812-13638 FaithShares Trust, et al.
29063 812-13482 MFS Government Markets Income Trust, et al.
28993 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust
28993 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust
28994 812-13086 Neuberger Berman Management LLC, et al.
28995 812-13432 Pioneer Diversified High Income Trust, et al.
28986 812-13656 Morgan Stanley Investment Management Inc., et al.
28985 812-13030 Evergreen Income Advantage Fund, et al.,
28983 812-13628 Charles Schwab Investment Management, Inc., et al.
28983 812-13628 Charles Schwab Investment Management, Inc., et al.
28982 812-13569 Ridgewood Capital Energy Growth, LLC, et al.
28948 812-13612 Annuity Investors Life, et al.
28949 812-13571 Pacific Investment Management Company LLC and PIMCO ETF Trust; Notice of Application
Federal Register version (74 FR 54866)
28949 812-13612 Pacific Investment Management Company LLC and PIMCO ETF Trust; Notice of Application
Federal Register version (74 FR 54866)
28944 812-13516 Grail Advisors LLC and Grail Advisors ETF Trust
28937 812-13630 Alpine Global Dynamic Dividend Fund, et al.
28935 812-13535 American Capital, Ltd.
28932 812-13643 AdvisorOne Funds and CLS Investments, LLC
28906 812-13617 DNP Select Income Fund Inc., et al.
28908 812-13221 Highland Capital Management, L.P., et al.
28907 812-13584 Jackson Nat'l Life Ins. Company, et al.
28905 812-13610 Rafferty Asset Management, LLC, et al.
28910 812-13405 Arrow Investment Advisers, LLC, and Arrow Funds Trust
28910 812-13405 Arrow Investment Advisers, LLC, and Arrow Funds Trust
28904 812-13105 Clough Global Allocation Fund, et al.
28936 812-13631 Columbia Funds Series Trust, et al.
28902 812-13504 OOK, Inc., et al.
28902 812-13504 OOK, Inc., et al.
28901 812-13611 MML Series Investment Fund, et al.
28899 812-13680 GE Asset Management Incorporated and GE Investment Distributors, Inc.
28898 812-13614 Old Mutual Global Shares Trust, et al.
28898 812-13614 Old Mutual Global Shares Trust, et al.
28893 812-13619 Nuveen Tax-Advantaged Total Return Strategy Fund, et al.
28848 812-13573 Compagnie de Financement Foncier
28846 812-13503 Pax World Funds Trust II, et al.
28846 812-13503 Pax World Funds Trust II, et al.
28844 812-13578 The Alger Funds, et al.
28843 812-13200 Reaves Utility Income Fund, et al.
28839 812-13545 GE Funds, et al.
28837 812-13421 Federated Core Trust III, et al.
28836 812-13642 WisdomTree Asset Management, Inc. and WisdomTree Trust
28820 812-13633 Embarcadero Funds, Inc., et al.
28822 812-13488 AdvisorShares Investments, LLC and AdvisorShares Trust
28815 812-13495 Nationwide Life Ins. Co., et al.
28815 812-13495 Nationwide Life Ins. Co., et al.
28810 812-13662 Banc of America Securities LLC, et al.
28811 812-13664 Deutsche Bank Securities Inc., et al.
28812 812-13663 RBC Capital Markets Corporation, et al.
28813 812-13604 PowerShares Exchange-Traded Fund Trust, et al.
28814 812-13449 X Exchange-Traded Funds, Inc., et al.
28805 812-13650 WisdomTree Investments, Inc., et al.
28805 812-13650 WisdomTree Investments, Inc., et al.
28770 812-13551 The Managers Funds, et al.
28768 812-13649 Main Street Capital Corporation, et al.
28753 812-13594 Cohen & Steers Advantage Income Realty Fund, Inc., et al.
28754 812-13598 Flaherty & Crumrine Preferred Income Fund Incorporated, et al.
28752 812-13555 Pacific Investment Management Company LLC
28746 812-13618 Citibank, N.A., et al.
28727 813-274 William Blair & Company, L.L.C.
28724 812-13400 ProShares Trust, et al.
28719 812-13235 The Blackrock Investment Quality Municipal Trust Inc.
28718 812-13647 Triangle Capital Corp.
28716 812-13525 Bridgeway Capital Management, Inc.
28714 812-13564 Phoenix Life Insurance Company, et al.
28715 812-13602 First American Strategy Funds, Inc.
28699 812-13588 MetLife Ins. Co. of Connecticut, et al.
28699 812-13588 MetLife Ins. Co. of Connecticut, et al.
28695 812-13645 UBS AG
28694 812-13519 Massachusetts Financial Services Company, et al.
28693 812-13538 ING Investments, LLC
28688 812-13641 Citigroup, Inc.
28689 812-13639 E*Trade Financial Corporation
28687 812-13600 ING USA Annuity & Life Ins. Co., et al.
28682 812-13543 Forward Funds, et al.
28654 812-13541 DFA Investment Dimensions Group Inc.
28653 812-13441 INDEXIQ ETF Trust
28653 812-13441 INDEXIQ ETF Trust
28651 812-13515 Mainstay VP Series Fund, Inc., et al.
28648 812-13632 Wachovia Securities, LLC, et al.
28643 812-13586 Eaton Vance Enhanced Equity Income Fund, et al.
28641 812-13536 Advisors Asset Management, Inc.
28615 812-13552 Calamos Convertible Opportunities and Income Fund, et al.
28614 812-13523 Allstate Financial Investment Trust, et al.
28612 812-13239 SunAmerica Focused Alpha Growth Fund, Inc., et al.
28611 812-13397 MacQuarie Global Infrastructure Total, et al.
28608 812-13499 The Franklin, Templeton and Mutual Series Funds, et al.