OCC Advance Notice Rulemaking
We encourage the public to submit comments on the following The Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Second Quarter |
OCC Advance Notice File Number List for 2016
||Apr. 15, 2016
||Notice of Filing of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy
Comments due: May 12, 2016
Additional Materials: Exhibit 3A, Exhibit 5A, Exhibit 5B
See also: Request for Additional Information
Comments received are available for this proposal.
||Jan. 4, 2016
||Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporationís Non-Bank Liquidity Facility
See also: Notice: Rel. No. 34-76641
|OCC Advance Notice File Number List for 2016|