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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-99731 SEC Issue Date:Mar 13, 2024 File Number:SR-OCC-2023-801 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the Nati
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Release Number:34-99427 SEC Issue Date:Jan 24, 2024 File Number:SR-OCC-2023-801 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Filing of Amendment No. 2 to Advance Notice Relating to The Options Clearing Corporation's Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the Natio
Comments Due: February 14, 2024
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See Also - Exhibit 3, Exhibit 4, Exhibit 5
Release Number:34-98214 SEC Issue Date:Aug 24, 2023 File Number:SR-OCC-2023-801 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation
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See Also - Exhibit 3, Exhibit 5
Release Number:34-96113 SEC Issue Date:Oct 20, 2022 File Number:SR-OCC-2021-802 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications
Comments Due: November 23, 2021
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Release Number:34-95669 SEC Issue Date:Sep 2, 2022 File Number:SR-OCC-2022-802 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan
Release Number:34-95670 SEC Issue Date:Sep 2, 2022 File Number:SR-OCC-2022-803 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan
Release Number:34-95327 SEC Issue Date:Jul 20, 2022 File Number:SR-OCC-2022-803 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Filing of Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan
Comments Due: 21 days after publication in the Federal Register
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Release Number:34-95326 SEC Issue Date:Jul 20, 2022 File Number:SR-OCC-2022-802 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Filing of Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan
Comments Due: 21 days after publication in the Federal Register
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Release Number:34-95294 SEC Issue Date:Jul 15, 2022 File Number:SR-OCC-2022-801 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
Comments Due: March 4, 2022
Release Number:34-94504 SEC Issue Date:Mar 24, 2022 File Number:SR-OCC-2022-801 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
Comments Due: March 4, 2022