OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
First Quarter
SR-OCC-2020-801
34-88120 Feb. 5, 2020 Notice of Filing of Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan
Comments due: February 26, 2020

File Number List for 2020

Release No. Date Details
SR-OCC-2020-801
34-88120 Feb. 5, 2020 Notice of Filing of Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan
Comments due: February 26, 2020