OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2022

Additional Archives

Chronological List for 2022

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Release No. Date Details
First Quarter
SR-OCC-2022-801
34-94504 Mar. 24, 2022 Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
SR-OCC-2021-803
34-94270 Feb. 17, 2022 Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
SR-OCC-2022-801
34-94166 Feb. 7, 2022 Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
Comments due: March 4, 2022
Comments received are available for this proposal.
SR-OCC-2021-803
34-93915 Jan. 6, 2022 Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
Comments due: February 2, 2022
Additional Materials: Exhibit 5b
Comments received are available for this proposal.

File Number List for 2022

Release No. Date Details
SR-OCC-2022-801
34-94504 Mar. 24, 2022 Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
34-94166 Feb. 7, 2022 Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility
Comments due: March 4, 2022
Comments received are available for this proposal.