OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
First Quarter
SR-OCC-2017-808
34-82501 Jan. 12, 2018 Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c

OCC Advance Notice File Number List for 2018

There are no file number entries at this time.