The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98214 | SEC Issue Date:Aug 24, 2023 | File Number:SR-OCC-2023-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation Comments Due: September 20, 2023 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-OCC-2023-801
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| Release Number:34-96113 | SEC Issue Date:Oct 20, 2022 | File Number:SR-OCC-2021-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications Comments Due: November 23, 2021 View Received Comments |
| Release Number:34-95669 | SEC Issue Date:Sep 2, 2022 | File Number:SR-OCC-2022-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan |
| Release Number:34-95670 | SEC Issue Date:Sep 2, 2022 | File Number:SR-OCC-2022-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan |
| Release Number:34-95327 | SEC Issue Date:Jul 20, 2022 | File Number:SR-OCC-2022-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-95326 | SEC Issue Date:Jul 20, 2022 | File Number:SR-OCC-2022-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-95294 | SEC Issue Date:Jul 15, 2022 | File Number:SR-OCC-2022-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |
| Release Number:34-94504 | SEC Issue Date:Mar 24, 2022 | File Number:SR-OCC-2022-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |
| Release Number:34-94270 | SEC Issue Date:Feb 17, 2022 | File Number:SR-OCC-2021-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 View Received Comments |
| Release Number:34-94166 | SEC Issue Date:Feb 7, 2022 | File Number:SR-OCC-2022-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |