New York Stock Exchange Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
New York Stock Exchange Rulemaking File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Chronological List for 2023
(Search any column)
Release No. | Date | Details |
---|---|---|
First Quarter | ||
SR-NYSE-2023-18 | ||
34-97170 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-13 | ||
34-97058 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-NYSE-2023-12 | ||
34-97055 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-NYSE-2023-15 | ||
34-97048 | Mar. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-14 | ||
34-97010 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-11 | ||
34-96944 | Feb. 16, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023 Additional Materials: Exhibit 5 |
SR-NYSE-2023-10 | ||
34-96803 | Feb. 3, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023 |
SR-NYSE-2023-07 | ||
34-96753 | Jan. 26, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023 Additional Materials: Exhibit 5 |
SR-NYSE-2023-05 | ||
34-96745 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-06 | ||
34-96714 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-03 | ||
34-96701 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-04 | ||
34-96688 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register |
SR-NYSE-2023-02 | ||
34-96636 | Jan. 11, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-01 | ||
34-96622 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
File Number List for 2023
Release No. | Date | Details |
---|---|---|
SR-NYSE-2023-18 | ||
34-97170 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-15 | ||
34-97048 | Mar. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-14 | ||
34-97010 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-13 | ||
34-97058 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-NYSE-2023-12 | ||
34-97055 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-NYSE-2023-11 | ||
34-96944 | Feb. 16, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023 Additional Materials: Exhibit 5 |
SR-NYSE-2023-10 | ||
34-96803 | Feb. 3, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023 |
SR-NYSE-2023-07 | ||
34-96753 | Jan. 26, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023 Additional Materials: Exhibit 5 |
SR-NYSE-2023-06 | ||
34-96714 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-05 | ||
34-96745 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-04 | ||
34-96688 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register |
SR-NYSE-2023-03 | ||
34-96701 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-02 | ||
34-96636 | Jan. 11, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-NYSE-2023-01 | ||
34-96622 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |