New York Stock Exchange Rulemaking

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Chronological List
First Quarter

New York Stock Exchange Rulemaking File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
First Quarter
SR-NYSE-2023-18
34-97170 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-13
34-97058 Mar. 7, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2023-12
34-97055 Mar. 7, 2023 Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2023-15
34-97048 Mar. 6, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-14
34-97010 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-11
34-96944 Feb. 16, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023
Additional Materials: Exhibit 5
SR-NYSE-2023-10
34-96803 Feb. 3, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023
SR-NYSE-2023-07
34-96753 Jan. 26, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023
Additional Materials: Exhibit 5
SR-NYSE-2023-05
34-96745 Jan. 25, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-06
34-96714 Jan. 19, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-03
34-96701 Jan. 18, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-04
34-96688 Jan. 18, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register
SR-NYSE-2023-02
34-96636 Jan. 11, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-01
34-96622 Jan. 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

File Number List for 2023

Release No. Date Details
SR-NYSE-2023-18
34-97170 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-15
34-97048 Mar. 6, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-14
34-97010 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-13
34-97058 Mar. 7, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2023-12
34-97055 Mar. 7, 2023 Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2023-11
34-96944 Feb. 16, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023
Additional Materials: Exhibit 5
SR-NYSE-2023-10
34-96803 Feb. 3, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023
SR-NYSE-2023-07
34-96753 Jan. 26, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023
Additional Materials: Exhibit 5
SR-NYSE-2023-06
34-96714 Jan. 19, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-05
34-96745 Jan. 25, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-04
34-96688 Jan. 18, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register
SR-NYSE-2023-03
34-96701 Jan. 18, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-02
34-96636 Jan. 11, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2023-01
34-96622 Jan. 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5