New York Stock Exchange Rulemaking
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Chronological List
First Quarter
New York Stock Exchange Rulemaking File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Chronological List for 2023
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-NYSE-2023-18 | ||
| 34-97170 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-13 | ||
| 34-97058 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSE-2023-12 | ||
| 34-97055 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSE-2023-15 | ||
| 34-97048 | Mar. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-14 | ||
| 34-97010 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-11 | ||
| 34-96944 | Feb. 16, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023 Additional Materials: Exhibit 5 |
| SR-NYSE-2023-10 | ||
| 34-96803 | Feb. 3, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023 |
| SR-NYSE-2023-07 | ||
| 34-96753 | Jan. 26, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023 Additional Materials: Exhibit 5 |
| SR-NYSE-2023-05 | ||
| 34-96745 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-06 | ||
| 34-96714 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-03 | ||
| 34-96701 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-04 | ||
| 34-96688 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register |
| SR-NYSE-2023-02 | ||
| 34-96636 | Jan. 11, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-01 | ||
| 34-96622 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-NYSE-2023-18 | ||
| 34-97170 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-15 | ||
| 34-97048 | Mar. 6, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 313
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-14 | ||
| 34-97010 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Related to Pre-trade Risk Controls
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-13 | ||
| 34-97058 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSE-2023-12 | ||
| 34-97055 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSE-2023-11 | ||
| 34-96944 | Feb. 16, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44 relating to the Retail Liquidity Program
Comments due: March 16, 2023 Additional Materials: Exhibit 5 |
| SR-NYSE-2023-10 | ||
| 34-96803 | Feb. 3, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 2, 2023 |
| SR-NYSE-2023-07 | ||
| 34-96753 | Jan. 26, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 4120
Comments due: February 22, 2023 Additional Materials: Exhibit 5 |
| SR-NYSE-2023-06 | ||
| 34-96714 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-05 | ||
| 34-96745 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 107B
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-04 | ||
| 34-96688 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: 21 days after publication in the Federal Register |
| SR-NYSE-2023-03 | ||
| 34-96701 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-02 | ||
| 34-96636 | Jan. 11, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSE-2023-01 | ||
| 34-96622 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |