New York Stock Exchange Rulemaking

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Chronological List
First Quarter

New York Stock Exchange Rulemaking File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
First Quarter
SR-NYSE-2020-95
34-90917 Jan. 13, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47
SR-NYSE-2020-94
34-90893 Jan. 11, 2021 Order Granting Approval of Proposed Rule Change to Amend Section 907.00 of the Manual to Extend the Period of Time for the Entitlement of Certain Eligible Issuers to Receive Complimentary Products and Services Under that Rule
SR-NYSE-2021-03
34-90891 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2020-103
34-90890 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2020-108
34-90865 Jan. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its Waiver of the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through March 31, 2021 Subject to Certain Conditions
Comments due: 21 days after publication in the Federal Register

There are no file number entries at this time.

File Number List for 2021

Release No. Date Details
SR-NYSE-2021-03
34-90891 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5