New York Stock Exchange Rulemaking

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

New York Stock Exchange Rulemaking File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
First Quarter
SR-NYSE-2019-54
34-88003 Jan. 17, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
SR-NYSE-2020-01
34-87990 Jan. 16, 2020 Notice of Filing of a Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2020-02
34-87957 Jan. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Eliminate the Alternative $10,000 Monthly Fee Cap for Executions at the Open
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2019-73
34-87952 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees and to Discontinue the Liquidity Provider Incentive Program and the Agency Order Rebate Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2019-46
34-87927 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services in the Mahwah, New Jersey Data Center
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2019-62
34-87914 Jan. 8, 2020 Order Approving Proposed Rule Change to Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange to Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations

NYSE File Number List for 2020

Release No. Date Details
SR-NYSE-2020-02
34-87957 Jan. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Eliminate the Alternative $10,000 Monthly Fee Cap for Executions at the Open
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSE-2020-01
34-87990 Jan. 16, 2020 Notice of Filing of a Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5