National Market System (NMS) Plans Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Additional Archives

National Market System (NMS) Plans File Number List for 2021

File No. 4-757: New National Market System Plan Regarding Consolidated Equity Market Data

File No. S7-24-89: Nasdaq UTP Plan

Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ)

Chronological List for 2021

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Release No. Date Details
First Quarter
S7-24-89
34-91190A Feb. 23, 2021 Notice of Filing of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
Comments due: March 22, 2021
SR-CTA/CQ-2021-01
34-91189 Feb. 23, 2021 Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan
Comments due: March 22, 2021
4-757
34-90885 Jan. 11, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data
Comments due: February 5, 2021
Rebuttal comments due:  February 19, 2021 
Comments received are available for this proposal.

File Number List for 2021

Release No. Date Details
SR-CTA/CQ-2021-01
34-91189 Feb. 23, 2021 Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan
Comments due: March 22, 2021
S7-24-89
34-91190A Feb. 23, 2021 Notice of Filing of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
Comments due: March 22, 2021
4-757
34-90885 Jan. 11, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data
Comments due:  February 5, 2021
Rebuttal comments due:  February 19, 2021
Comments received are available for this proposal.