National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104267 | Nov 25, 2025 | SR-OPRA-2025-02 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 1 Submit a Comment on SR-OPRA-2025-02
|
| 34-104268 | Nov 25, 2025 | 4-443 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Create a Forum for Discussion... View Received Comments |
| 34-104234 | Nov 21, 2025 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. Rebuttal Comments Due: 35 days after date of publication in the Federal Register. View Received Comments |
| 34-104190 | Nov 17, 2025 | 4-757 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Plan LLC Comments Due: December 11, 2025 View Received Comments |
| 34-104179 | Nov 14, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System View Received Comments |
| 34-104100 | Sep 26, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc. View Received Comments |
| 34-104044 | Sep 25, 2025 | SR-CTA/CQ-2025-02 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Second Restatement of the CTA Plan and Thirtieth Amendment to the Restated CQ Plan Comments Due: October 21, 2025 |
| 34-104041 | Sep 25, 2025 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Fifty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trade Comments Due: October 21, 2025 |
| 34-103960 | Sep 12, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail regarding CAT Funding Model View Received Comments |
| 34-103946 | Sep 11, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System View Received Comments |