Comments on NASD Rulemaking

Notice of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to an Expansion of the NASD's Rule Permitting Market Makers to Display Their Actual Quotation Size

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Date Received
Date Letter Type Commenter Name
Public Comment Robert C. McLister, investor
Public Comment Elliot Levine, Esq., Vice President, TD Securities (USA) Inc.
Public Comment Patrick Vescovo, Austin, Tex.
Public Comment Andy Kershner, Austin, Tex.
Public Comment Bill McMackin
Public Comment Raymond J. Dorado, Director and Counsel, Legal and Compliance Department, Credit Suisse First Boston Corporation
Public Comment Bill Wheelen
Public Comment Arthur J. Kearney, Director of Capital Markets, John G. Kinnard & Co.
Public Comment Lyle W. Davis, Secretary/Treasurer, Wilson-Davis & Co. Inc.
Public Comment an anonymous reviewer
Public Comment Holly A. Stark, Chairman, National Association of Securities Dealers
Public Comment Scott Kirschenmann
Public Comment Richard Y. Roberts, Consulting Counsel, Electronic Traders Association, Houston, Tex.
Public Comment an anonymous reviewer
Public Comment Andy Kershner, Austin, Texas
Public Comment Bart M. Green, Jr., Manager, OTC Trading
Public Comment Chester L. Gentry, Austin, Texas
Public Comment Christoper V. Hawkins, Austin, Texas
Public Comment Craig M. Adair, Austin, Texas
Public Comment Darin S. Walker, Austin, Texas
Public Comment Darren Bueche, New Braunfels, Texas
Public Comment David K. Whitcomb, Professor of Finance and Economics, Department of Finance and Economics, Faculty of Management, Rutgers University, Newark, N.J.
Public Comment Doug Parkerson, Austin, Texas
Public Comment Ed Naylor and Kira Stadele, Austin, Texas
Public Comment Edward J. Johnsen, Vice President and Assistant General Counsel, J.P. Morgan Securities Inc., New York
Public Comment Elinor Mire, Austin, Texas
Public Comment Gary Kaplowitz, Head of NASDAQ Trading, Fahnestock & Co.
Public Comment George Kiefer, Austin, Texas
Public Comment James A.Buck jr.
Public Comment Jason White, Converse, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-98-21
Release Number
34-39760
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