Comments on NASD Rulemaking

Notice of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to an Expansion of the NASD's Rule Permitting Market Makers to Display Their Actual Quotation Size

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Date Received
Date Letter Type Commenter Name
Public Comment David A. Rich, Associate Compliance Director, Jefferies & Company, Inc., Los Angeles, Calif.
Public Comment Kenneth J. Belter, Huberman Financial Inc., Dallas, Tex.
Public Comment Robert A. Wood, Distinguished Professor of Finance, The University of Memphis, Memphis, Tenn.
Public Comment Ryan Lanham, Chicago Stock Exchange, Chicago, Ill.
Public Comment Scott Budner, Broker-Dealer
Public Comment Erzhen Gao, Ph.D., New York, N.Y.
Public Comment Michael Barone, Manager, Nasdaq Trading, William Blair & Co., Chicago, Ill.
Public Comment Marcos Konig, President and CEO, North American Institutional Brokers, Fort Lauderdale, Fla.
Public Comment an anonymous reviewer
Public Comment James R. French, Fairfield, Iowa
Public Comment Allen C. Skinn, Penson Financial Services, Dallas, Tex.
Public Comment Michelle Dicasmo, Westfalia Investments, Inc., Cranford, N.J.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-98-21
Release Number
34-39760
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